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PFLA

PennantPark Floating Rate Capital Ltd.

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Tapewire entity
5184
SEC CIK
0001504619
Parsed reports
49

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202610
Mar 202610
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2018 Filed Feb 13, 2018 16:21 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 10,000 $12.57 $125,664.00
Disclosure

SEC source: 0000899243-18-003682 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pennant Park Investment Advisers, LLC

Disclosed balance after: 159,209

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.