PFH

SEC source: 0001127602-16-062453 · form4.xml · derivative · entry 4

Lowrey Charles F · CIK 0001512629 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,644 shares

Expires 2018-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 12, 2009.

SEC source: 0001127602-16-062453 · form4.xml · nonDerivative · entry 2

Lowrey Charles F · CIK 0001512629 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,663

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016.

F2 · balance_after: Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 56,663 shares directly and 202 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 436,623 vested stock options, 103,244 unvested stock options, and 51,445 target performance shares (the exact number awarded being dependent on achievement of performance goals).

SEC source: 0001127602-16-062453 · form4.xml · nonDerivative · entry 1

Lowrey Charles F · CIK 0001512629 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-16-062461 · form4.xml · derivative · entry 6

TAYLOR SHARON C · CIK 0001193806 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,996

Underlying: Common Stock · 6,689 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2013.

SEC source: 0001127602-16-062461 · form4.xml · derivative · entry 5

TAYLOR SHARON C · CIK 0001193806 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,536

Underlying: Common Stock · 7,537 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 9, 2011.

SEC source: 0001127602-16-062461 · form4.xml · nonDerivative · entry 3

TAYLOR SHARON C · CIK 0001193806 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,901

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.02, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Following the transactions reported on this Form 4, Ms. Taylor continues to hold 60,901 shares directly and 1,719 shares indirectly in a 401(k) account. Ms. Taylor also holds an additional 119,123 vested stock options, 38,449 unvested stock options, and 18,296 target performance shares (the exact number awarded being dependent on achievement of performance goals).

SEC source: 0001127602-16-062461 · form4.xml · nonDerivative · entry 2

TAYLOR SHARON C · CIK 0001193806 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-16-062461 · form4.xml · nonDerivative · entry 1

TAYLOR SHARON C · CIK 0001193806 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-16-062458 · form4.xml · derivative · entry 6

Pelletier Stephen · CIK 0001602568 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,915 shares

Expires 2023-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2014.

SEC source: 0001127602-16-062458 · form4.xml · derivative · entry 5

Pelletier Stephen · CIK 0001602568 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,702 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2013.

SEC source: 0001127602-16-062458 · form4.xml · nonDerivative · entry 3

Pelletier Stephen · CIK 0001602568 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,564

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016.

F2 · balance_after: Following the transaction reported on this Form 4, Mr. Pelletier continues to hold 2,564 shares directly and 578 shares indirectly in a 401(k) account. Mr. Pelletier also holds an additional 31,594 deferred compensation shares, 34,082 vested stock options, 92,518 unvested stock options, and 43,637 target performance shares (the exact number awarded being dependent on achievement of performance goals).

SEC source: 0001127602-16-062458 · form4.xml · nonDerivative · entry 2

Pelletier Stephen · CIK 0001602568 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-16-062458 · form4.xml · nonDerivative · entry 1

Pelletier Stephen · CIK 0001602568 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-16-066934 · form4.xml · nonDerivative · entry 1

STRANGFELD JOHN R JR · CIK 0001184679 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,500

F1 · shares: Gifts to 501(c)(3) charitable foundations.

SEC source: 0001127602-17-006447 · form4a.xml · nonDerivative · entry 1

STRANGFELD JOHN R JR · CIK 0001184679 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,500

F1 · shares: Corrects a clerical error in the number of shares previously reported.

SEC source: 0001127602-18-023588 · form4.xml · nonDerivative · entry 6

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the reporting person.

SEC source: 0001127602-18-023588 · form4.xml · nonDerivative · entry 5

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the reporting person.

SEC source: 0001127602-18-023588 · form4.xml · nonDerivative · entry 4

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the reporting person.

SEC source: 0001127602-18-023588 · form4.xml · nonDerivative · entry 3

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the reporting person.

F2 · shares: The 10/30/2013 purchase at a price of $81.72 per share was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 16 shares, with the sale on 1/22/2014 of 16 shares at a price of $90.23 per share. The reporting person has paid the issuer $136.16, representing the full amount of the profit realized in connection with the short-swing transaction.

SEC source: 0001127602-18-023588 · form4.xml · nonDerivative · entry 2

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the reporting person.

SEC source: 0001127602-18-023588 · form4.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the reporting person.