Last 12 months
Inside the activity.
3 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2018 Filed Dec 17, 2018 21:31 UTC |
HUNDMEJEAN MARTINADirector
|
Grant2018 Restricted Stock Units · Derivative | 16 | $82.74 | $1,323.84 |
DisclosureSEC source: 0001127602-18-036458 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 21:31 UTC |
HUNDMEJEAN MARTINADirector
|
GrantNotional Shares - Optional · Derivative | 82 | $82.74 Strike: $0.00 | $6,784.68 |
DisclosureSEC source: 0001127602-18-036458 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,638 Underlying: Common Stock · 82 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 21:31 UTC |
HUNDMEJEAN MARTINADirector
|
GrantNotional Shares - Mandatory · Derivative | 111 | $82.74 Strike: $0.00 | $9,184.14 |
DisclosureSEC source: 0001127602-18-036458 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,397 Underlying: Common Stock · 111 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 21:27 UTC |
Baltimore Thomas J JrDirector
|
Grant2018 Restricted Stock Units · Derivative | 16 | $82.74 | $1,323.84 |
DisclosureSEC source: 0001127602-18-036457 · form4.xml · derivative · entry 3 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 21:27 UTC |
Baltimore Thomas J JrDirector
|
GrantNotional Shares - Optional · Derivative | 383 | $82.74 Strike: $0.00 | $31,689.42 |
DisclosureSEC source: 0001127602-18-036457 · form4.xml · derivative · entry 2 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,600 Underlying: Common Stock · 383 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 21:27 UTC |
Baltimore Thomas J JrDirector
|
GrantNotional Shares - Mandatory · Derivative | 105 | $82.74 Strike: $0.00 | $8,687.70 |
DisclosureSEC source: 0001127602-18-036457 · form4.xml · derivative · entry 1 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,789 Underlying: Common Stock · 105 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| December 13, 2018 Filed Feb 11, 2019 20:34 UTC |
SCHMIDT TIMOTHY LSenior Vice President
|
GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005051 · form5.xml · nonDerivative · entry 1 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,503 F1 · shares: Gift to a 501(c)(3) charitable foundation. F2 · balance_after: Following the transactions reported on this Form 5, Mr. Schmidt continues to hold 11,503 shares directly and 216 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 26,626 vested stock options, 19,979 restricted stock units, and 2,831 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| December 13, 2018 Filed Feb 11, 2019 20:28 UTC |
SCOVANNER DOUGLAS ADirector
|
GiftCommon Stock | 5,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005049 · form5.xml · nonDerivative · entry 2 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 5,470 F1 · shares: The transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| December 13, 2018 Filed Feb 11, 2019 20:28 UTC |
SCOVANNER DOUGLAS ADirector
|
GiftCommon Stock | 5,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005049 · form5.xml · nonDerivative · entry 1 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,530 F1 · shares: The transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 20:50 UTC |
Pianalto SandraDirector
|
PurchaseCommon Stock | 250 | $83.53 | $20,882.50 |
DisclosureSEC source: 0001127602-18-036056 · form4.xml · nonDerivative · entry 1 Pianalto Sandra · CIK 0001614199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451 Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 17:56 UTC |
STRANGFELD JOHN R JRDirector · Chief Executive Officer · Chairman of the Board
|
Grant11/30/2018 Performance Shares · Derivative | 30,760 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035050 · form4.xml · derivative · entry 2 STRANGFELD JOHN R JR · CIK 0001184679 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,760 Underlying: Common Stock · 30,760 shares Expires not disclosed F2 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F3 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies, and modified by Employee Diversity, for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. F3 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies, and modified by Employee Diversity, for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 17:56 UTC |
STRANGFELD JOHN R JRDirector · Chief Executive Officer · Chairman of the Board
|
Grant11/30/2018 Employee Stock Option (Right to Buy) · Derivative | 81,268 | $0.00 Strike: $93.76 | $0.00 |
DisclosureSEC source: 0001127602-18-035050 · form4.xml · derivative · entry 1 STRANGFELD JOHN R JR · CIK 0001184679 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,268 Underlying: Common Stock · 81,268 shares Expires 2028-11-30 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on November 30, 2019. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:51 UTC |
KRAPEK KARL JDirector
|
GrantNotional Shares - Optional · Derivative | 444 | $101.32 Strike: $0.00 | $44,986.08 |
DisclosureSEC source: 0001127602-18-029109 · form4.xml · derivative · entry 1 KRAPEK KARL J · CIK 0001238288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,844 Underlying: Common Stock · 444 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:49 UTC |
Baltimore Thomas J JrDirector
|
GrantNotional Shares - Optional · Derivative | 566 | $101.32 Strike: $0.00 | $57,347.12 |
DisclosureSEC source: 0001127602-18-029103 · form4.xml · derivative · entry 1 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,217 Underlying: Common Stock · 566 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:48 UTC |
Sleyster ScottSenior Vice President
|
Exercise / conversion2/10/09 Employee Stock Option (Right to Buy) · Derivative | 23,300 | $0.00 Strike: $25.30 | $0.00 |
DisclosureSEC source: 0001127602-18-029099 · form4.xml · derivative · entry 5 Sleyster Scott · CIK 0001555872 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,300 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 10, 2010. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:48 UTC |
Sleyster ScottSenior Vice President
|
SaleCommon Stock | 12,300 | $100.05 | $1,230,615.00 |
DisclosureSEC source: 0001127602-18-029099 · form4.xml · nonDerivative · entry 3 Sleyster Scott · CIK 0001555872 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,458.12 F1 · kind: The Sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.81 to $100.35, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · balance_after: Following the transactions reported on this Form 4, Mr. Sleyster continues to hold 34,458 shares directly and 7,025 shares indirectly in a 401(k) account. Mr. Sleyster also holds an additional 79,008 deferred compensation shares, 131,175 vested stock options, 27,069 unvested stock options, and 24,601 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:48 UTC |
Sleyster ScottSenior Vice President
|
SaleCommon Stock | 11,000 | $99.39 | $1,093,290.00 |
DisclosureSEC source: 0001127602-18-029099 · form4.xml · nonDerivative · entry 2 Sleyster Scott · CIK 0001555872 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,758.12 F1 · kind: The Sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.80 to $99.80, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:48 UTC |
Sleyster ScottSenior Vice President
|
Exercise / conversionCommon Stock | 23,300 | $25.30 | $589,490.00 |
DisclosureSEC source: 0001127602-18-029099 · form4.xml · nonDerivative · entry 1 Sleyster Scott · CIK 0001555872 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,758.12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:18 UTC |
STRANGFELD JOHN R JRDirector · Chief Executive Officer · Chairman of the Board
|
GrantDeferred Compensation Shares · Derivative | 395 | $97.08 Strike: $0.00 | $38,346.60 |
DisclosureSEC source: 0001127602-18-027722 · form4.xml · derivative · entry 1 STRANGFELD JOHN R JR · CIK 0001184679 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,013 Underlying: Common Stock · 395 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:16 UTC |
Sleyster ScottSenior Vice President
|
GrantDeferred Compensation Shares · Derivative | 710 | $97.08 Strike: $0.00 | $68,926.80 |
DisclosureSEC source: 0001127602-18-027721 · form4.xml · derivative · entry 1 Sleyster Scott · CIK 0001555872 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,008 Underlying: Common Stock · 710 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:12 UTC |
TODMAN MICHAELDirector
|
Grant2018 Restricted Stock Units · Derivative | 14 | $97.08 | $1,359.12 |
DisclosureSEC source: 0001127602-18-027719 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 14 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:12 UTC |
TODMAN MICHAELDirector
|
GrantNotional Shares - Mandatory · Derivative | 53 | $97.08 Strike: $0.00 | $5,145.24 |
DisclosureSEC source: 0001127602-18-027719 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,870 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:14 UTC |
Pelletier StephenExecutive Vice President
|
GrantDeferred Compensation Shares · Derivative | 303 | $97.08 Strike: $0.00 | $29,415.24 |
DisclosureSEC source: 0001127602-18-027720 · form4.xml · derivative · entry 1 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,695 Underlying: Common Stock · 303 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:08 UTC |
POON CHRISTINE ADirector
|
Grant2018 Restricted Stock Units · Derivative | 14 | $97.08 Strike: $0.00 | $1,359.12 |
DisclosureSEC source: 0001127602-18-027717 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 14 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:08 UTC |
POON CHRISTINE ADirector
|
GrantNotional Shares - Optional · Derivative | 26 | $97.08 Strike: $0.00 | $2,524.08 |
DisclosureSEC source: 0001127602-18-027717 · form4.xml · derivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,830 Underlying: Common Stock · 26 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:08 UTC |
POON CHRISTINE ADirector
|
GrantNotional Shares - Mandatory · Derivative | 84 | $97.08 Strike: $0.00 | $8,154.72 |
DisclosureSEC source: 0001127602-18-027717 · form4.xml · derivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,222 Underlying: Common Stock · 84 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:06 UTC |
Pianalto SandraDirector
|
Grant2018 Restricted Stock Units · Derivative | 14 | $97.08 | $1,359.12 |
DisclosureSEC source: 0001127602-18-027715 · form4.xml · derivative · entry 2 Pianalto Sandra · CIK 0001614199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 14 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:06 UTC |
Pianalto SandraDirector
|
GrantNotional Shares - Mandatory · Derivative | 49 | $97.08 Strike: $0.00 | $4,756.92 |
DisclosureSEC source: 0001127602-18-027715 · form4.xml · derivative · entry 1 Pianalto Sandra · CIK 0001614199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,432 Underlying: Common Stock · 49 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:10 UTC |
SCOVANNER DOUGLAS ADirector
|
Grant2018 Restricted Stock Units · Derivative | 14 | $97.08 | $1,359.12 |
DisclosureSEC source: 0001127602-18-027718 · form4.xml · derivative · entry 3 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 14 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person in 2021 unless the reporting person elects to further defer the distribution pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:10 UTC |
SCOVANNER DOUGLAS ADirector
|
GrantNotional Shares - Optional · Derivative | 74 | $97.08 Strike: $0.00 | $7,183.92 |
DisclosureSEC source: 0001127602-18-027718 · form4.xml · derivative · entry 2 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,072 Underlying: Common Stock · 74 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:10 UTC |
SCOVANNER DOUGLAS ADirector
|
GrantNotional Shares - Mandatory · Derivative | 51 | $97.08 Strike: $0.00 | $4,951.08 |
DisclosureSEC source: 0001127602-18-027718 · form4.xml · derivative · entry 1 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,586 Underlying: Common Stock · 51 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:00 UTC |
Paz GeorgeDirector
|
Grant2018 Restricted Stock Units · Derivative | 14 | $97.08 | $1,359.12 |
DisclosureSEC source: 0001127602-18-027714 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 14 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:00 UTC |
Paz GeorgeDirector
|
GrantNotional Shares - Mandatory · Derivative | 53 | $97.08 Strike: $0.00 | $5,145.24 |
DisclosureSEC source: 0001127602-18-027714 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,866 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:54 UTC |
KRAPEK KARL JDirector
|
Grant2018 Restricted Stock Units · Derivative | 14 | $97.08 | $1,359.12 |
DisclosureSEC source: 0001127602-18-027712 · form4.xml · derivative · entry 3 KRAPEK KARL J · CIK 0001238288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 14 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person in 2021 unless the reporting person elects to further defer the distribution pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:54 UTC |
KRAPEK KARL JDirector
|
GrantNotional Shares - Optional · Derivative | 242 | $97.08 Strike: $0.00 | $23,493.36 |
DisclosureSEC source: 0001127602-18-027712 · form4.xml · derivative · entry 2 KRAPEK KARL J · CIK 0001238288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,400 Underlying: Common Stock · 242 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:54 UTC |
KRAPEK KARL JDirector
|
GrantNotional Shares - Mandatory · Derivative | 180 | $97.08 Strike: $0.00 | $17,474.40 |
DisclosureSEC source: 0001127602-18-027712 · form4.xml · derivative · entry 1 KRAPEK KARL J · CIK 0001238288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,598 Underlying: Common Stock · 180 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:56 UTC |
Lighte Peter RDirector
|
Grant2018 Restricted Stock Units · Derivative | 14 | $97.08 | $1,359.12 |
DisclosureSEC source: 0001127602-18-027713 · form4.xml · derivative · entry 2 Lighte Peter R · CIK 0001667309 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 14 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:56 UTC |
Lighte Peter RDirector
|
GrantNotional Shares - Mandatory · Derivative | 53 | $97.08 Strike: $0.00 | $5,145.24 |
DisclosureSEC source: 0001127602-18-027713 · form4.xml · derivative · entry 1 Lighte Peter R · CIK 0001667309 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,870 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:52 UTC |
HUNDMEJEAN MARTINADirector
|
Grant2018 Restricted Stock Units · Derivative | 14 | $97.08 | $1,359.12 |
DisclosureSEC source: 0001127602-18-027711 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 14 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:52 UTC |
HUNDMEJEAN MARTINADirector
|
GrantNotional Shares - Optional · Derivative | 69 | $97.08 Strike: $0.00 | $6,698.52 |
DisclosureSEC source: 0001127602-18-027711 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,556 Underlying: Common Stock · 69 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:52 UTC |
HUNDMEJEAN MARTINADirector
|
GrantNotional Shares - Mandatory · Derivative | 94 | $97.08 Strike: $0.00 | $9,125.52 |
DisclosureSEC source: 0001127602-18-027711 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,285 Underlying: Common Stock · 94 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:47 UTC |
Baltimore Thomas J JrDirector
|
Grant2018 Restricted Stock Units · Derivative | 14 | $97.08 | $1,359.12 |
DisclosureSEC source: 0001127602-18-027709 · form4.xml · derivative · entry 3 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 14 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:47 UTC |
Baltimore Thomas J JrDirector
|
GrantNotional Shares - Optional · Derivative | 318 | $97.08 Strike: $0.00 | $30,871.44 |
DisclosureSEC source: 0001127602-18-027709 · form4.xml · derivative · entry 2 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,651 Underlying: Common Stock · 318 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:47 UTC |
Baltimore Thomas J JrDirector
|
GrantNotional Shares - Mandatory · Derivative | 88 | $97.08 Strike: $0.00 | $8,543.04 |
DisclosureSEC source: 0001127602-18-027709 · form4.xml · derivative · entry 1 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,684 Underlying: Common Stock · 88 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:49 UTC |
CASELLAS GILBERT FDirector
|
Grant2018 Restricted Stock Units · Derivative | 14 | $97.08 | $1,359.12 |
DisclosureSEC source: 0001127602-18-027710 · form4.xml · derivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 14 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:49 UTC |
CASELLAS GILBERT FDirector
|
GrantNotional Shares - Mandatory · Derivative | 269 | $97.08 Strike: $0.00 | $26,114.52 |
DisclosureSEC source: 0001127602-18-027710 · form4.xml · derivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,291 Underlying: Common Stock · 269 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 17:49 UTC |
Baltimore Thomas J JrDirector
|
GrantNotional Shares - Optional · Derivative | 613 | $93.51 Strike: $0.00 | $57,321.63 |
DisclosureSEC source: 0001127602-18-022108 · form4.xml · derivative · entry 1 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,333 Underlying: Common Stock · 613 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 17:47 UTC |
KRAPEK KARL JDirector
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GrantNotional Shares - Optional · Derivative | 481 | $93.51 Strike: $0.00 | $44,978.31 |
DisclosureSEC source: 0001127602-18-022107 · form4.xml · derivative · entry 1 KRAPEK KARL J · CIK 0001238288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,157 Underlying: Common Stock · 481 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:22 UTC |
CASELLAS GILBERT FDirector
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GrantNotional Shares - Mandatory · Derivative | 262 | $98.75 Strike: $0.00 | $25,872.50 |
DisclosureSEC source: 0001127602-18-021166 · form4.xml · derivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,022 Underlying: Common Stock · 262 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F4 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:22 UTC |
CASELLAS GILBERT FDirector
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Grant2018 Restricted Stock Units · Derivative | 13 | $98.75 | $1,283.75 |
DisclosureSEC source: 0001127602-18-021166 · form4.xml · derivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,512 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.