Last 12 months
Inside the activity.
3 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2021 Filed Dec 20, 2021 20:51 UTC |
Jones Wendy ElizabethDirector
|
Grant2021 Restricted Stock Units · Derivative | 15 | $108.05 | $1,620.75 |
DisclosureSEC source: 0001127602-21-031576 · form4.xml · derivative · entry 3 Jones Wendy Elizabeth · CIK 0001723472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477 Underlying: Common Stock · 15 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F5 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F5 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 20:51 UTC |
Jones Wendy ElizabethDirector
|
Grant1/4/21 Restricted Stock Units · Derivative | 21 | $108.05 Strike: $0.00 | $2,269.05 |
DisclosureSEC source: 0001127602-21-031576 · form4.xml · derivative · entry 2 Jones Wendy Elizabeth · CIK 0001723472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,054 Underlying: Common Stock · 21 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest in one year on January 4, 2022 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest in one year on January 4, 2022 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 20:51 UTC |
Jones Wendy ElizabethDirector
|
GrantNotional Shares - Optional · Derivative | 6 | $108.05 Strike: $0.00 | $648.30 |
DisclosureSEC source: 0001127602-21-031576 · form4.xml · derivative · entry 1 Jones Wendy Elizabeth · CIK 0001723472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 20:46 UTC |
HUNDMEJEAN MARTINADirector
|
Grant2021 Restricted Stock Units · Derivative | 15 | $108.05 | $1,620.75 |
DisclosureSEC source: 0001127602-21-031574 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477 Underlying: Common Stock · 15 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 20:46 UTC |
HUNDMEJEAN MARTINADirector
|
GrantNotional Shares - Optional · Derivative | 163 | $108.05 Strike: $0.00 | $17,612.15 |
DisclosureSEC source: 0001127602-21-031574 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,560 Underlying: Common Stock · 163 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 20:46 UTC |
HUNDMEJEAN MARTINADirector
|
GrantNotional Shares - Mandatory · Derivative | 128 | $108.05 Strike: $0.00 | $13,830.40 |
DisclosureSEC source: 0001127602-21-031574 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,176 Underlying: Common Stock · 128 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 20:41 UTC |
Baltimore Thomas J JrDirector
|
Grant2021 Restricted Stock Units · Derivative | 15 | $108.05 | $1,620.75 |
DisclosureSEC source: 0001127602-21-031572 · form4.xml · derivative · entry 3 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477 Underlying: Common Stock · 15 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 20:41 UTC |
Baltimore Thomas J JrDirector
|
GrantNotional Shares - Optional · Derivative | 592 | $108.05 Strike: $0.00 | $63,965.60 |
DisclosureSEC source: 0001127602-21-031572 · form4.xml · derivative · entry 2 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,282 Underlying: Common Stock · 592 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 20:41 UTC |
Baltimore Thomas J JrDirector
|
GrantNotional Shares - Mandatory · Derivative | 120 | $108.05 Strike: $0.00 | $12,966.00 |
DisclosureSEC source: 0001127602-21-031572 · form4.xml · derivative · entry 1 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,465 Underlying: Common Stock · 120 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 20:43 UTC |
CASELLAS GILBERT FDirector
|
Grant2021 Restricted Stock Units · Derivative | 15 | $108.05 | $1,620.75 |
DisclosureSEC source: 0001127602-21-031573 · form4.xml · derivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477 Underlying: Common Stock · 15 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 20:43 UTC |
CASELLAS GILBERT FDirector
|
GrantNotional Shares - Mandatory · Derivative | 365 | $108.05 Strike: $0.00 | $39,438.25 |
DisclosureSEC source: 0001127602-21-031573 · form4.xml · derivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,678 Underlying: Common Stock · 365 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 15:55 UTC |
SCHMIDT TIMOTHY LSenior Vice President
|
GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030570 · form4.xml · nonDerivative · entry 1 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,897 F1 · shares: Gift to a 501(c)(3) charitable foundation. F2 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 12,897 shares directly and 250 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 22,021 vested stock options, 7,597 unvested stock options, 6,264 restricted stock units and 32,374 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 16:37 UTC |
SCHMIDT TIMOTHY LSenior Vice President
|
SaleCommon Stock | 3,500 | $112.26 | $392,910.00 |
DisclosureSEC source: 0001127602-21-029533 · form4.xml · nonDerivative · entry 1 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,997 F1 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 12,997 shares directly and 250 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 22,021 vested stock options, 7,597 unvested stock options, 6,264 restricted stock units and 32,374 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 19:58 UTC |
Sleyster ScottExecutive Vice President
|
Exercise / conversion6/12/2012 Employee Stock Option (Right to Buy) · Derivative | 5,935 | $0.00 Strike: $47.61 | $0.00 |
DisclosureSEC source: 0001127602-21-028939 · form4.xml · derivative · entry 6 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,935 shares Expires 2022-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on June 12, 2013. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 19:58 UTC |
Sleyster ScottExecutive Vice President
|
Exercise / conversion2012 Employee Stock Option (Right to Buy) · Derivative | 16,448 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-21-028939 · form4.xml · derivative · entry 5 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,448 shares Expires 2022-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2013. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 19:58 UTC |
Sleyster ScottExecutive Vice President
|
SaleCommon Stock | 22,383 | $109.62 | $2,453,624.46 |
DisclosureSEC source: 0001127602-21-028939 · form4.xml · nonDerivative · entry 3 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,015.12 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.02 to $109.80 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transactions reported on this Form 4, Mr. Sleyster continues to hold 60,015 shares directly and 8,241 shares indirectly in a 401(k) account. Mr. Sleyster also holds an additional 104,720 deferred compensations shares, 149,207 vested stock options, 41,234 unvested stock options, 13,509 restricted stock units, and 88,731 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 19:58 UTC |
Sleyster ScottExecutive Vice President
|
Exercise / conversionCommon Stock | 5,935 | $47.61 | $282,565.35 |
DisclosureSEC source: 0001127602-21-028939 · form4.xml · nonDerivative · entry 2 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,398.12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 19:58 UTC |
Sleyster ScottExecutive Vice President
|
Exercise / conversionCommon Stock | 16,448 | $59.41 | $977,175.68 |
DisclosureSEC source: 0001127602-21-028939 · form4.xml · nonDerivative · entry 1 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,463.12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 19:54 UTC |
TODMAN MICHAELDirector
|
PurchaseCommon Stock | 375 | $108.89 | $40,833.75 |
DisclosureSEC source: 0001127602-21-028937 · form4.xml · nonDerivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,325 Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 19:49 UTC |
Silitch Nicholas CSenior Vice President
|
Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative | 21,872 | $0.00 Strike: $63.59 | $0.00 |
DisclosureSEC source: 0001127602-21-028934 · form4.xml · derivative · entry 4 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,872 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 9, 2017. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 19:49 UTC |
Silitch Nicholas CSenior Vice President
|
SaleCommon Stock | 21,872 | $109.75 | $2,400,452.00 |
DisclosureSEC source: 0001127602-21-028934 · form4.xml · nonDerivative · entry 2 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,306 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.49 to $110.04 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transactions reported on this Form 4, Mr. Silitch continues to hold 11,306 shares directly and 445 shares indirectly in a 401(k) account. Mr. Silitch also holds an additional 41,211 vested stock options, 14,817 unvested stock options, 9,948 restricted stock units, and 57,206 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 19:49 UTC |
Silitch Nicholas CSenior Vice President
|
Exercise / conversionCommon Stock | 21,872 | $63.59 | $1,390,840.48 |
DisclosureSEC source: 0001127602-21-028934 · form4.xml · nonDerivative · entry 1 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 18:19 UTC |
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
|
Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative | 39,958 | $0.00 Strike: $63.59 | $0.00 |
DisclosureSEC source: 0001127602-21-027008 · form4.xml · derivative · entry 4 Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,958 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 9, 2017. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 18:19 UTC |
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
|
SaleCommon Stock | 37,011 | $110.00 | $4,071,210.00 |
DisclosureSEC source: 0001127602-21-027008 · form4.xml · nonDerivative · entry 2 Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,756 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F2 · balance_after: Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 95,756 shares directly and 253 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 238,787 vested stock options, 90,063 unvested stock options, 34,693 restricted stock units, and 209,366 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 18:19 UTC |
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
|
Exercise / conversionCommon Stock | 39,958 | $63.59 | $2,540,929.22 |
DisclosureSEC source: 0001127602-21-027008 · form4.xml · nonDerivative · entry 1 Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 16:09 UTC |
Jones Wendy ElizabethDirector
|
GrantNotional Shares - Optional · Derivative | 178 | $105.20 Strike: $0.00 | $18,725.60 |
DisclosureSEC source: 0001127602-21-026397 · form4.xml · derivative · entry 1 Jones Wendy Elizabeth · CIK 0001723472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573 Underlying: Common Stock · 178 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 16:05 UTC |
Baltimore Thomas J JrDirector
|
GrantNotional Shares - Optional · Derivative | 363 | $105.20 Strike: $0.00 | $38,187.60 |
DisclosureSEC source: 0001127602-21-026396 · form4.xml · derivative · entry 1 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,690 Underlying: Common Stock · 363 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 21:07 UTC |
Lighte Peter RDirector
|
Grant2021 Restricted Stock Units · Derivative | 16 | $103.61 | $1,657.76 |
DisclosureSEC source: 0001127602-21-025623 · form4.xml · derivative · entry 3 Lighte Peter R · CIK 0001667309 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 21:07 UTC |
Lighte Peter RDirector
|
GrantNotional Shares - Optional · Derivative | 32 | $103.61 Strike: $0.00 | $3,315.52 |
DisclosureSEC source: 0001127602-21-025623 · form4.xml · derivative · entry 2 Lighte Peter R · CIK 0001667309 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 32 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 21:07 UTC |
Lighte Peter RDirector
|
GrantNotional Shares - Mandatory · Derivative | 114 | $103.61 Strike: $0.00 | $11,811.54 |
DisclosureSEC source: 0001127602-21-025623 · form4.xml · derivative · entry 1 Lighte Peter R · CIK 0001667309 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,409 Underlying: Common Stock · 114 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 21:03 UTC |
Paz GeorgeDirector
|
Grant2021 Restricted Stock Units · Derivative | 16 | $103.61 | $1,657.76 |
DisclosureSEC source: 0001127602-21-025622 · form4.xml · derivative · entry 3 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 21:03 UTC |
Paz GeorgeDirector
|
GrantNotional Shares - Optional · Derivative | 32 | $103.61 Strike: $0.00 | $3,315.52 |
DisclosureSEC source: 0001127602-21-025622 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 32 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 21:03 UTC |
Paz GeorgeDirector
|
GrantNotional Shares - Mandatory · Derivative | 114 | $103.61 Strike: $0.00 | $11,811.54 |
DisclosureSEC source: 0001127602-21-025622 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,405 Underlying: Common Stock · 114 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:59 UTC |
TODMAN MICHAELDirector
|
Grant2021 Restricted Stock Units · Derivative | 16 | $103.61 | $1,657.76 |
DisclosureSEC source: 0001127602-21-025621 · form4.xml · derivative · entry 3 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:59 UTC |
TODMAN MICHAELDirector
|
GrantNotional Shares - Optional · Derivative | 32 | $103.61 Strike: $0.00 | $3,315.52 |
DisclosureSEC source: 0001127602-21-025621 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 32 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:59 UTC |
TODMAN MICHAELDirector
|
GrantNotional Shares - Mandatory · Derivative | 114 | $103.61 Strike: $0.00 | $11,811.54 |
DisclosureSEC source: 0001127602-21-025621 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,409 Underlying: Common Stock · 114 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:56 UTC |
SCOVANNER DOUGLAS ADirector
|
Grant2021 Restricted Stock Units · Derivative | 16 | $103.61 | $1,657.76 |
DisclosureSEC source: 0001127602-21-025619 · form4.xml · derivative · entry 3 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person in 2024 unless the reporting person elects to further defer the distribution pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:56 UTC |
SCOVANNER DOUGLAS ADirector
|
GrantNotional Shares - Optional · Derivative | 163 | $103.61 Strike: $0.00 | $16,888.43 |
DisclosureSEC source: 0001127602-21-025619 · form4.xml · derivative · entry 2 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,816 Underlying: Common Stock · 163 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:56 UTC |
SCOVANNER DOUGLAS ADirector
|
GrantNotional Shares - Mandatory · Derivative | 71 | $103.61 Strike: $0.00 | $7,356.31 |
DisclosureSEC source: 0001127602-21-025619 · form4.xml · derivative · entry 1 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,593 Underlying: Common Stock · 71 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:53 UTC |
Pianalto SandraDirector
|
Grant2021 Restricted Stock Units · Derivative | 16 | $103.61 | $1,657.76 |
DisclosureSEC source: 0001127602-21-025618 · form4.xml · derivative · entry 2 Pianalto Sandra · CIK 0001614199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462 Underlying: Common Stock · 16 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:53 UTC |
Pianalto SandraDirector
|
GrantNotional Shares - Mandatory · Derivative | 141 | $103.61 Strike: $0.00 | $14,609.01 |
DisclosureSEC source: 0001127602-21-025618 · form4.xml · derivative · entry 1 Pianalto Sandra · CIK 0001614199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,931 Underlying: Common Stock · 141 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:50 UTC |
POON CHRISTINE ADirector
|
Grant2021 Restricted Stock Units · Derivative | 16 | $103.61 | $1,657.76 |
DisclosureSEC source: 0001127602-21-025617 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:50 UTC |
POON CHRISTINE ADirector
|
GrantNotional Shares - Optional · Derivative | 36 | $103.61 Strike: $0.00 | $3,729.96 |
DisclosureSEC source: 0001127602-21-025617 · form4.xml · derivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,316 Underlying: Common Stock · 36 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:50 UTC |
POON CHRISTINE ADirector
|
GrantNotional Shares - Mandatory · Derivative | 118 | $103.61 Strike: $0.00 | $12,225.98 |
DisclosureSEC source: 0001127602-21-025617 · form4.xml · derivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,804 Underlying: Common Stock · 118 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:48 UTC |
KRAPEK KARL JDirector
|
Grant2021 Restricted Stock Units · Derivative | 16 | $103.61 | $1,657.76 |
DisclosureSEC source: 0001127602-21-025616 · form4.xml · derivative · entry 2 KRAPEK KARL J · CIK 0001238288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462 Underlying: Common Stock · 16 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:48 UTC |
KRAPEK KARL JDirector
|
GrantNotional Shares - Optional · Derivative | 106 | $103.61 Strike: $0.00 | $10,982.66 |
DisclosureSEC source: 0001127602-21-025616 · form4.xml · derivative · entry 1 KRAPEK KARL J · CIK 0001238288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,679 Underlying: Common Stock · 106 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:46 UTC |
Jones Wendy ElizabethDirector
|
Grant2021 Restricted Stock Units · Derivative | 16 | $103.61 | $1,657.76 |
DisclosureSEC source: 0001127602-21-025615 · form4.xml · derivative · entry 3 Jones Wendy Elizabeth · CIK 0001723472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462 Underlying: Common Stock · 16 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F5 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F5 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:46 UTC |
Jones Wendy ElizabethDirector
|
Grant1/4/21 Restricted Stock Units · Derivative | 22 | $103.61 Strike: $0.00 | $2,279.42 |
DisclosureSEC source: 0001127602-21-025615 · form4.xml · derivative · entry 2 Jones Wendy Elizabeth · CIK 0001723472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,032 Underlying: Common Stock · 22 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest in one year on January 4, 2022 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest in one year on January 4, 2022 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:46 UTC |
Jones Wendy ElizabethDirector
|
GrantNotional Shares - Optional · Derivative | 4 | $103.61 Strike: $0.00 | $414.44 |
DisclosureSEC source: 0001127602-21-025615 · form4.xml · derivative · entry 1 Jones Wendy Elizabeth · CIK 0001723472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:41 UTC |
HUNDMEJEAN MARTINADirector
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Grant2021 Restricted Stock Units · Derivative | 16 | $103.61 | $1,657.76 |
DisclosureSEC source: 0001127602-21-025613 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.