PETV

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 17

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,020,574

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 16

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,014,950

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 15

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,013,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 14

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,904,655

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 13

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,902,657

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 12

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,902,157

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 11

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,901,157

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 10

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,900,157

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001493152-24-047567 · ownership.xml · nonDerivative · entry 1

Rudelius Robert James · CIK 0001403679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,280

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 9

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,898,157

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 8

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,883,157

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 7

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,881,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 6

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,662,746

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 5

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,661,746

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 4

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,660,181

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 3

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,655,181

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 2

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,625,181

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000034 · ownership.xml · nonDerivative · entry 1

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,618,431

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001493152-24-041676 · ownership.xml · nonDerivative · entry 1

Eldred Michael Eugene · CIK 0002040451 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · price: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · balance_after: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

SEC source: 0001493152-24-041674 · ownership.xml · nonDerivative · entry 1

Levitan Diane M · CIK 0002001808 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · price: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · balance_after: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

SEC source: 0001493152-24-041678 · ownership.xml · nonDerivative · entry 1

Rudelius Robert James · CIK 0001403679 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,280

F1 · shares: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · price: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

SEC source: 0001493152-24-041677 · ownership.xml · nonDerivative · entry 1

Costantino Robert J · CIK 0001326882 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,703

F1 · shares: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · price: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

SEC source: 0001493152-24-041675 · ownership.xml · nonDerivative · entry 1

Jasper Joseph William · CIK 0001753636 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,754

F1 · shares: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · price: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

SEC source: 0001493152-24-041679 · ownership.xml · nonDerivative · entry 1

Breithaupt John Spencer · CIK 0001567207 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · price: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · balance_after: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

SEC source: 0001493152-24-046407 · ownership.xml · nonDerivative · entry 1

Eldred Michael Eugene · CIK 0002040451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · price: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · balance_after: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

SEC source: 0001493152-24-046405 · ownership.xml · nonDerivative · entry 1

Levitan Diane M · CIK 0002001808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · price: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · balance_after: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

SEC source: 0001493152-24-046409 · ownership.xml · nonDerivative · entry 1

Rudelius Robert James · CIK 0001403679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,280

F1 · shares: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · price: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

SEC source: 0001493152-24-046408 · ownership.xml · nonDerivative · entry 1

Costantino Robert J · CIK 0001326882 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,703

F1 · shares: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · price: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

SEC source: 0001493152-24-046406 · ownership.xml · nonDerivative · entry 1

Jasper Joseph William · CIK 0001753636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,754

F1 · shares: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · price: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

SEC source: 0001493152-24-046410 · ownership.xml · nonDerivative · entry 1

Breithaupt John Spencer · CIK 0001567207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · price: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

F1 · balance_after: Represents a grant of shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,750 Shares at the beginning of each quarter of Board service.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 29

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,610,930

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 28

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,610,430

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 27

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,610,130

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 26

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,598,630

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 25

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,598,030

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 24

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,596,730

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 23

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,593,149

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 22

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,592,149

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 21

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,576,749

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 20

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,565,676

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 19

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,562,676

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 18

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,562,655

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 17

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,558,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 16

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,787,888

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 15

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,785,888

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 14

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,781,088

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 13

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,776,787

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 12

A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,771,787

F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

SEC source: 0001493152-24-037206 · ownership.xml · nonDerivative · entry 2

LOWENTHAL GARRY N · CIK 0001258622 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

F2 · shares: Represents the vesting of 90,000 restricted stock units, previously granted to the Reporting Person in April 2024 as partial compensation for the Reporting Person's past performance. On September 17, 2024, the Issuer's Compensation Committee amended the vesting schedule of the 90,000 restricted stock units to change the vesting date to September 17, 2024.

F2 · price: Represents the vesting of 90,000 restricted stock units, previously granted to the Reporting Person in April 2024 as partial compensation for the Reporting Person's past performance. On September 17, 2024, the Issuer's Compensation Committee amended the vesting schedule of the 90,000 restricted stock units to change the vesting date to September 17, 2024.

SEC source: 0001493152-24-037206 · ownership.xml · nonDerivative · entry 1

LOWENTHAL GARRY N · CIK 0001258622 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

F1 · shares: Represents a grant of restricted stock units, which vested on the grant date (September 17, 2024), as partial compensation for the Reporting Person's past performance.

F1 · price: Represents a grant of restricted stock units, which vested on the grant date (September 17, 2024), as partial compensation for the Reporting Person's past performance.