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ADAMS NATURAL RESOURCES FUND, INC.

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0000216851
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189

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2017 Filed Jan 31, 2018 12:18 UTC
HOOPER LAWRENCE L JRV.P., Gen'l. Counsel & Sec'y.
OtherCommon Stock 457.576 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000017 · primary_doc.xml · nonDerivative · entry 1

HOOPER LAWRENCE L JR · CIK 0001202952 · V.P., Gen'l. Counsel & Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,245.713

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 12:08 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 1,229.26 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000016 · primary_doc.xml · nonDerivative · entry 2

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 10,059.458

F2 · shares: Of these shares, 1,150.239 are held by the Issuer's Thrift Plan Trust and 79.021 are held by Adams Diversified Equity Fund, Inc.'s Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2017 in exempt transactions as a result of periodic contributions made during 2017 and shares acquired by the Trustee through dividend reinvestment in 2017. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

F3 · balance_after: The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2017. This number includes the shares acquired in exempt transactions through periodic contributions made during 2017, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2017. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 12:08 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 599.06 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000016 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,539.348

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 11:35 UTC
Stoeckle Mark E.Director · CEO
OtherCommon Stock 411.987 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000015 · primary_doc.xml · nonDerivative · entry 2

Stoeckle Mark E. · CIK 0001569600 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 12,737.098

F2 · shares: These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2017 in exempt transactions as a result of periodic contributions made during 2017 and shares acquired by the Trustee through dividend reinvestment in 2017. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

F3 · balance_after: The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2017. This number includes the shares acquired in exempt transactions through periodic contributions made during 2017, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2017. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 11:35 UTC
Stoeckle Mark E.Director · CEO
OtherCommon Stock 236.18 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000015 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,825.025

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 10:38 UTC OtherCommon Stock 1,425.234 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000014 · primary_doc.xml · nonDerivative · entry 2

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 5,912.867

F2 · shares: These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2017 in exempt transactions as a result of periodic contributions made during 2017 and shares acquired by the Trustee through dividend reinvestment in 2017. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

F3 · balance_after: The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2017. This number includes the shares acquired in exempt transactions through periodic contributions made during 2017, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2017. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 10:38 UTC OtherCommon Stock 619.765 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000014 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,987.297

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

Read SEC document
October 18, 2017 Filed Oct 19, 2017 09:56 UTC PurchaseCommon Stock 1,500 $19.62 $29,430.00
Disclosure

SEC source: 0000216851-17-000031 · primary_doc.xml · nonDerivative · entry 1

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
August 19, 2017 Filed Aug 22, 2017 16:11 UTC Tax withholdingCommon Stock 712 $17.77 $12,652.24
Disclosure

SEC source: 0000216851-17-000028 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,227.532

Read SEC document
June 08, 2017 Filed Sep 22, 2017 17:18 UTC
Prue Nancy J FE.V.P. & Dir. Shareholder Com.
OtherCommon Stock 79.778 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000029 · primary_doc.xml · nonDerivative · entry 3

Prue Nancy J F · CIK 0001353074 · E.V.P. & Dir. Shareholder Com.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 6,817.354

F2 · shares: Of these shares, 64.9525 shares are held by the Issuer's Thrift Plan Trust and 14.8255 are held by Adams Diversified Equity Fund, Inc.'s Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trusts during January 1 - June 8, 2017 in exempt transactions as a result of periodic contributions and shares acquired by the Trustees through dividend reinvestment. The Issuer's stock traded in a range of $18.57 - $20.70 during January 1 - June 8, 2017.

F3 · balance_after: The number of shares reported as held by the Issuer's and the Adams Diversified Equity Fund's Thrift Plan Trusts represent the undersigned's proportionate beneficial interest in such stock held in the Trusts. Such number is based on information as of June 8, 2017. This number includes the shares acquired in exempt transactions through periodic contributions made during January 1 - June 8, 2017, shares acquired by the Trustees through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trusts during January 1 - June 8, 2017.

Read SEC document
June 08, 2017 Filed Sep 22, 2017 17:18 UTC
Prue Nancy J FE.V.P. & Dir. Shareholder Com.
Tax withholdingCommon Stock 785 $18.61 $14,608.85
Disclosure

SEC source: 0000216851-17-000029 · primary_doc.xml · nonDerivative · entry 2

Prue Nancy J F · CIK 0001353074 · E.V.P. & Dir. Shareholder Com.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,850.862

Read SEC document
June 08, 2017 Filed Sep 22, 2017 17:18 UTC
Prue Nancy J FE.V.P. & Dir. Shareholder Com.
OtherCommon Stock 97.737 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000029 · primary_doc.xml · nonDerivative · entry 1

Prue Nancy J F · CIK 0001353074 · E.V.P. & Dir. Shareholder Com.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,635.862

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment during January 1 - June 8, 2017. The Issuer's stock traded in a range of $18.57 - $20.70 during January 1 - June 8, 2017.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 13:50 UTC
Stoeckle Mark E.Director · CEO
SaleCommon Stock 8,800 $19.54 $171,954.64
Disclosure

SEC source: 0000216851-17-000020 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,272.845

Read SEC document
January 27, 2017 Filed Jan 30, 2017 16:03 UTC PurchaseCommon Stock 700 $20.42 $14,294.00
Disclosure

SEC source: 0000216851-17-000006 · primary_doc.xml · nonDerivative · entry 5

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,939.532

Read SEC document
January 27, 2017 Filed Jan 30, 2017 16:03 UTC PurchaseCommon Stock 100 $20.41 $2,041.00
Disclosure

SEC source: 0000216851-17-000006 · primary_doc.xml · nonDerivative · entry 4

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,239.532

Read SEC document
January 27, 2017 Filed Jan 30, 2017 16:03 UTC PurchaseCommon Stock 1,500 $20.40 $30,600.00
Disclosure

SEC source: 0000216851-17-000006 · primary_doc.xml · nonDerivative · entry 3

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,139.532

Read SEC document
January 24, 2017 Filed Jan 25, 2017 09:35 UTC PurchaseCommon Stock 500 $20.40 $10,200.00
Disclosure

SEC source: 0000216851-17-000005 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,596.601

Read SEC document
January 09, 2017 Filed Jan 11, 2017 11:56 UTC
HOOPER LAWRENCE L JRV.P., Gen. Counsel, & Sec'y.
Tax withholdingCommon Stock 343 $20.39 $6,993.77
Disclosure

SEC source: 0000216851-17-000004 · primary_doc.xml · nonDerivative · entry 1

HOOPER LAWRENCE L JR · CIK 0001202952 · V.P., Gen. Counsel, & Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,818.092

Read SEC document
January 09, 2017 Filed Jan 11, 2017 11:49 UTC
Prue Nancy J FE.V.P. & Dir.-Shareholder Comm
Tax withholdingCommon Stock 661 $20.39 $13,477.79
Disclosure

SEC source: 0000216851-17-000003 · primary_doc.xml · nonDerivative · entry 1

Prue Nancy J F · CIK 0001353074 · E.V.P. & Dir.-Shareholder Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,071.738

Read SEC document
January 09, 2017 Filed Jan 11, 2017 11:43 UTC
Stoeckle Mark E.Director · CEO
Tax withholdingCommon Stock 1,458 $20.39 $29,728.62
Disclosure

SEC source: 0000216851-17-000002 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,553.036

Read SEC document
January 09, 2017 Filed Jan 11, 2017 11:34 UTC
Hook Brian StephenCFO & Treasurer
Tax withholdingCommon Stock 304 $20.39 $6,198.56
Disclosure

SEC source: 0000216851-17-000001 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,802.388

Read SEC document
December 31, 2016 Filed Jan 30, 2017 16:03 UTC OtherCommon Stock 2,761.933 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000006 · primary_doc.xml · nonDerivative · entry 2

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 4,487.633

F2 · shares: These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2016 and shares acquired by the Trustee through dividend reinvestment in 2016. The Issuer's stock traded in a range of $14.29 - $20.82 during that time.

F3 · balance_after: The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in transactions through periodic contributions made during 2016, shares acquired by the Trustee through dividend reinvestment, changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2016. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

Read SEC document
December 31, 2016 Filed Jan 30, 2017 16:03 UTC OtherCommon Stock 201.729 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000006 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,639.532

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

Read SEC document
December 31, 2016 Filed Feb 2, 2017 15:34 UTC OtherCommon Stock 494.3 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000012 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,090.904

F1 · shares: Of these shares, 422.59 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 71.71 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $14.29 - $20.82 during that time.

Read SEC document
December 31, 2016 Filed Feb 2, 2017 15:03 UTC OtherCommon Stock 382.119 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000011 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,401.539

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

Read SEC document
December 31, 2016 Filed Feb 2, 2017 14:10 UTC
GALE ROGER WDirector
OtherCommon Stock 24.941 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000010 · primary_doc.xml · nonDerivative · entry 1

GALE ROGER W · CIK 0001087425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,262.2

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

Read SEC document
December 31, 2016 Filed Feb 2, 2017 11:44 UTC OtherCommon Stock 597.634 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000009 · primary_doc.xml · nonDerivative · entry 1

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,215.097

F1 · shares: Of these shares, 84.414 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 513.220 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

Read SEC document
December 31, 2016 Filed Feb 2, 2017 10:59 UTC OtherCommon Stock 299.062 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000008 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,503.378

F1 · shares: Of these shares, 118.922 were acquired in exempt transactions as a result of dividend reinvestment. An additional 180.140 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

Read SEC document
December 31, 2016 Filed Feb 2, 2017 10:44 UTC OtherCommon Stock 204.773 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000007 · primary_doc.xml · nonDerivative · entry 1

BONANNO PHYLLIS O · CIK 0001091813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750.063

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

Read SEC document
December 31, 2016 Filed Feb 3, 2017 13:02 UTC
Stoeckle Mark E.Director · CEO
OtherCommon Stock 2,722.286 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000014 · primary_doc.xml · nonDerivative · entry 2

Stoeckle Mark E. · CIK 0001569600 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 6,500.086

F2 · shares: These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2016 in exempt transactions as a result of periodic contributions made during 2016 and shares acquired by the Trustee through dividend reinvestment in 2016. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

F3 · balance_after: The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2016. This number includes the shares acquired in exempt transactions through periodic contributions made during 2016, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2016. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

Read SEC document
December 31, 2016 Filed Feb 3, 2017 13:02 UTC
Stoeckle Mark E.Director · CEO
OtherCommon Stock 519.809 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000014 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,072.845

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

Read SEC document
December 31, 2016 Filed Feb 3, 2017 14:44 UTC
Prue Nancy J FE.V.P. & Dir.-Shareholder Comm
OtherCommon Stock 379.076 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000015 · primary_doc.xml · nonDerivative · entry 2

Prue Nancy J F · CIK 0001353074 · E.V.P. & Dir.-Shareholder Comm

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's & Adams Diversified Equity Fund, Inc.'s Thrift Plan Trust

Disclosed balance after: 6,737.576

F2 · shares: Of these shares, 299.8740 shares are held by the Issuer's Thrift Plan Trust and 79.2020 are held by Adams Diversified Equity Fund, Inc.'s Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2016 in exempt transactions as a result of periodic contributions made during 2016 and shares acquired by the Trustee through dividend reinvestment in 2016. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

F3 · balance_after: The number of shares reported as held by the Issuer's and by Adams Diversified Equity Fund's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2016. This number includes the shares acquired in exempt transactions through periodic contributions made during 2016, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2016. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

Read SEC document
December 31, 2016 Filed Feb 3, 2017 14:44 UTC
Prue Nancy J FE.V.P. & Dir.-Shareholder Comm
OtherCommon Stock 466.387 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000015 · primary_doc.xml · nonDerivative · entry 1

Prue Nancy J F · CIK 0001353074 · E.V.P. & Dir.-Shareholder Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,538.125

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traced in a range of $14.29 - $20.82 during 2016.

Read SEC document
December 31, 2016 Filed Feb 3, 2017 10:55 UTC
HOOPER LAWRENCE L JRV.P., Gen. Counsel, & Sec'y.
OtherCommon Stock 322.785 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000013 · primary_doc.xml · nonDerivative · entry 2

HOOPER LAWRENCE L JR · CIK 0001202952 · V.P., Gen. Counsel, & Sec'y.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 5,929.385

F2 · shares: These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2016 in exempt transactions as a result of periodic contributions made during 2016 and shares acquired by the Trustee through dividend reinvestment in 2016. The Issuer's stock traded in a range of $14.29 - $20.82 during that time.

F3 · balance_after: The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2016. This number includes the shares acquired in exempt transactions through periodic contributions made during 2016, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2016. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

Read SEC document
December 31, 2016 Filed Feb 3, 2017 10:55 UTC
HOOPER LAWRENCE L JRV.P., Gen. Counsel, & Sec'y.
OtherCommon Stock 366.045 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000013 · primary_doc.xml · nonDerivative · entry 1

HOOPER LAWRENCE L JR · CIK 0001202952 · V.P., Gen. Counsel, & Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,184.137

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

Read SEC document
December 31, 2016 Filed Feb 6, 2017 10:31 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 1,373.795 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000016 · primary_doc.xml · nonDerivative · entry 2

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's and Adams Diversified Equity Fund, Inc.'s Thrift Plan Trust

Disclosed balance after: 8,830.198

F2 · shares: Of these shares, 1,306.044 are held by the Issuer's Thrift Plan Trust and 67.751 are held by Adams Diversified Equity Fund, Inc.'s Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2016 in exempt transactions as a result of periodic contributions made during 2016 and shares acquired by the Trustee through dividend reinvestment in 2016. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

F3 · balance_after: The number of shares reported as held by the Issuer's and by Adams Diversified Equity Fund, Inc.'s Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2016. This number includes the shares acquired in exempt transactions through periodic contributions made during 2016, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2016. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

Read SEC document
December 31, 2016 Filed Feb 6, 2017 10:31 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 489.9 $0.00 $0.00
Disclosure

SEC source: 0000216851-17-000016 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,292.288

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $14.29 - $20.82 during 2016.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 17:07 UTC PurchaseCommon Stock 1,100 $19.65 $21,615.00
Disclosure

SEC source: 0000002230-16-000112 · primary_doc.xml · nonDerivative · entry 2

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,437.803

Read SEC document
October 20, 2016 Filed Oct 24, 2016 17:07 UTC PurchaseCommon Stock 1,600 $19.64 $31,424.00
Disclosure

SEC source: 0000002230-16-000112 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,337.803

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.