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ADAMS NATURAL RESOURCES FUND, INC.

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5103
SEC CIK
0000216851
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189

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2019 Filed Jan 3, 2020 09:39 UTC SaleCommon Stock 940 $16.52 $15,531.62
Disclosure

SEC source: 0000216851-20-000001 · primary_doc.xml · nonDerivative · entry 1

MCGAHRAN KATHLEEN T · CIK 0001267416 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,572.122

F1 · ownership.nature: By Kathleen T. McGahran & Myra Koutzen TTEES of McGahran/Koutzen TR U/A DTD 06/23/16.

Read SEC document
December 31, 2019 Filed Jan 27, 2020 10:40 UTC OtherCommon Stock 1,918.032 $0.00 $0.00
Disclosure

SEC source: 0000216851-20-000003 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,285.595

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $14.30 - $17.43 during 2019.

Read SEC document
December 31, 2019 Filed Jan 27, 2020 11:06 UTC
Kerns Janis F.Gen. Counsel, Corp. Sec. & CCO
OtherCommon Stock 370.015 $0.00 $0.00
Disclosure

SEC source: 0000216851-20-000004 · primary_doc.xml · nonDerivative · entry 1

Kerns Janis F. · CIK 0001728472 · Gen. Counsel, Corp. Sec. & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631.573

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $14.30 - $17.43 during 2019.

Read SEC document
December 31, 2019 Filed Jan 27, 2020 09:24 UTC
Stoeckle Mark E.Director · CEO
OtherCommon Stock 975.8824 $0.00 $0.00
Disclosure

SEC source: 0000216851-20-000002 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,611.1554

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $14.30 - $17.43 during 2019.

Read SEC document
December 31, 2019 Filed Jan 28, 2020 13:14 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 26.232 $0.00 $0.00
Disclosure

SEC source: 0000216851-20-000005 · primary_doc.xml · nonDerivative · entry 2

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sheila M. Hook Trust

Disclosed balance after: 24,683.023

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments and are held in a Trust Account.

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December 31, 2019 Filed Jan 28, 2020 13:14 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 1,926.09 $0.00 $0.00
Disclosure

SEC source: 0000216851-20-000005 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,656.791

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $14.30 - $17.43 during 2019.

Read SEC document
December 31, 2019 Filed Jan 28, 2020 15:03 UTC OtherCommon Stock 120.239 $0.00 $0.00
Disclosure

SEC source: 0000216851-20-000006 · primary_doc.xml · nonDerivative · entry 1

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,797.839

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $14.30 - $17.43 during 2019.

Read SEC document
December 31, 2019 Filed Feb 3, 2020 16:06 UTC GrantCommon Stock 539.602 $0.00 $0.00
Disclosure

SEC source: 0000216851-20-000008 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,366.183

F1 · shares: Of these shares, 269.56 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 270.040 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $14.30 - $17.43 during 2019.

Read SEC document
December 31, 2019 Filed Feb 3, 2020 15:06 UTC
GALE ROGER WDirector
OtherCommon Stock 257.02 $0.00 $0.00
Disclosure

SEC source: 0000216851-20-000007 · primary_doc.xml · nonDerivative · entry 1

GALE ROGER W · CIK 0001087425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,550.288

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $14.30 - $17.43 during 2019

Read SEC document
December 31, 2019 Filed Feb 4, 2020 14:44 UTC OtherCommon Stock 0.4 $0.00 $0.00
Disclosure

SEC source: 0000216851-20-000009 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372.587

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $14.30 - $17.43 during 2019.

Read SEC document
December 31, 2019 Filed Feb 5, 2020 10:31 UTC GrantCommon Stock 413.5 $0.00 $0.00
Disclosure

SEC source: 0000216851-20-000010 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,499.19

F1 · shares: Of these shares, 306 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 107.50 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $14.30 - $17.43 during 2019.

Read SEC document
December 31, 2019 Filed Feb 6, 2020 12:05 UTC GrantCommon Stock 470.75 $0.00 $0.00
Disclosure

SEC source: 0000216851-20-000011 · primary_doc.xml · nonDerivative · entry 2

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 7,500.317

F4 · shares: Of these shares, 281.750 were acquired in exempt transactions as a result of dividend reinvestments. An additional 189 shares accrued as dividend equivalents on 750 restricted stock units, which were granted in 2014 and deferred until 12/31/2019. The Issuer's stock traded in a range of $14.30 - $17.43 during 2019.

F2 · ownership.nature: By the Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012 Trust.

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December 31, 2019 Filed Feb 6, 2020 12:05 UTC GrantCommon Stock 693.23 $0.00 $0.00
Disclosure

SEC source: 0000216851-20-000011 · primary_doc.xml · nonDerivative · entry 1

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,078.46

F1 · shares: These shares accrued as dividend equivalents on deferred stock units (shares received in lieu of retainer fees). The Issuer's stock traded in a range of $14.30 - $17.43 during 2019.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 12:41 UTC PurchaseCommon Stock 3,000 $16.18 $48,531.00
Disclosure

SEC source: 0000216851-19-000022 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,085.69

Read SEC document
November 01, 2019 Filed Nov 4, 2019 11:43 UTC SaleCommon Stock 3,000 $16.16 $48,484.50
Disclosure

SEC source: 0000216851-19-000021 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,085.69

Read SEC document
August 01, 2019 Filed Aug 2, 2019 15:00 UTC PurchaseCommon Stock 1,562 $15.98 $24,952.95
Disclosure

SEC source: 0000216851-19-000020 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,826.581

Read SEC document
December 31, 2018 Filed Jan 29, 2019 15:09 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 2,131.895 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000001 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,730.701

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, and thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $13.61 - $21.48 during 2018.

Read SEC document
December 31, 2018 Filed Jan 30, 2019 12:49 UTC OtherCommon Stock 2,467.399 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000004 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,367.563

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, and thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $13.61 - $21.48 during 2018.

Read SEC document
December 31, 2018 Filed Jan 30, 2019 12:13 UTC
Stoeckle Mark E.Director · CEO
OtherCommon Stock 898.175 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000003 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,635.273

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, and thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $13.61 - $21.28 during 2018.

Read SEC document
December 31, 2018 Filed Jan 30, 2019 11:42 UTC
Kerns Janis F.Gen. Counsel, Corp. Sec. & CCO
OtherCommon Stock 261.558 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000002 · primary_doc.xml · nonDerivative · entry 1

Kerns Janis F. · CIK 0001728472 · Gen. Counsel, Corp. Sec. & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261.558

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, and thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $13.61 - $21.48 during 2018.

Read SEC document
December 31, 2018 Filed Feb 6, 2019 15:07 UTC OtherCommon Stock 0.033 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000008 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,515.547

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $13.61 - $21.48 during 2018.

Read SEC document
December 31, 2018 Filed Feb 6, 2019 14:42 UTC OtherCommon Stock 107.275 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000007 · primary_doc.xml · nonDerivative · entry 1

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,677.6

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $13.61 - $21.48 during 2018.

Read SEC document
December 31, 2018 Filed Feb 6, 2019 14:05 UTC
GALE ROGER WDirector
OtherCommon Stock 2.77 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000006 · primary_doc.xml · nonDerivative · entry 1

GALE ROGER W · CIK 0001087425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,293.268

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $13.61 - $21.48 during 2018.

Read SEC document
December 31, 2018 Filed Feb 8, 2019 15:14 UTC GrantCommon Stock 412.672 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000010 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,264.581

F1 · shares: Of these shares, 164.162 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 248.510 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $13.61 - $21.48 during 2018.

Read SEC document
December 31, 2018 Filed Feb 8, 2019 16:58 UTC OtherCommon Stock 397 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000011 · primary_doc.xml · nonDerivative · entry 1

MCGAHRAN KATHLEEN T · CIK 0001267416 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kathleen T. McGahran & Myra Koutzen TTEES of McGahran/Koutzen TR U/A DTD 06/23/16

Disclosed balance after: 9,512.122

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $13.61 - $21.48 during 2018.

Read SEC document
December 31, 2018 Filed Feb 8, 2019 14:02 UTC GrantCommon Stock 380.93 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000009 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,085.69

F1 · shares: Of these shares, 282 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 98.93 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $13.61 - $21.48 during 2018.

Read SEC document
December 31, 2018 Filed Feb 11, 2019 14:17 UTC OtherCommon Stock 0.92 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000012 · primary_doc.xml · nonDerivative · entry 3

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,440.137

F4 · shares: This fractional share was issued as part of DSU's (granted in lieu of a 2006 deferred cash retainer) & DE shares earned. The fractional share was surrendered as non-transferrable to a registered account.

Read SEC document
December 31, 2018 Filed Feb 11, 2019 14:17 UTC OtherCommon Stock 116.558 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000012 · primary_doc.xml · nonDerivative · entry 2

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,441.057

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $13.61 - $21.48 during 2018.

F3 · ownership.nature: By the Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012 Trust.

Read SEC document
December 31, 2018 Filed Feb 11, 2019 14:17 UTC GrantCommon Stock 1,412.97 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000012 · primary_doc.xml · nonDerivative · entry 1

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,324.499

F1 · shares: Of these shares, 707.970 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). An additional 705 shares accrued as dividend equivalents on 400 restricted stock units, which were granted in 2006 and deferred until 12/31/2018. The Issuer's stock traded in a range of $13.61 - $21.48 during 2018.

Read SEC document
November 01, 2018 Filed Nov 1, 2018 13:04 UTC SaleCommon Stock 2,000 $17.60 $35,200.00
Disclosure

SEC source: 0000216851-18-000029 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,704.76

Read SEC document
July 02, 2018 Filed Jan 31, 2019 10:24 UTC
HOOPER LAWRENCE L JRRetired Officer
OtherCommon Stock 150.7521 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000005 · primary_doc.xml · nonDerivative · entry 2

HOOPER LAWRENCE L JR · CIK 0001202952 · Retired Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,676.662

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, and thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $13.61 - $21.48 during 2018.

Read SEC document
May 30, 2018 Filed May 31, 2018 14:20 UTC SaleCommon Stock 1,372 $19.81 $27,180.69
Disclosure

SEC source: 0000216851-18-000025 · primary_doc.xml · nonDerivative · entry 2

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Craig Robert Smith MD REV Trust DTD 03/08/11

Disclosed balance after: 6,143

F2 · ownership.nature: Shares held of record by Craig Robert Smith, MD, Trustee of the Craig Robert Smith, MD REV Trust DTD 03/8/11.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 16:19 UTC OtherCommon Stock 22.715 $18.32 $416.14
Disclosure

SEC source: 0001091813-18-000002 · primary_doc.xml · nonDerivative · entry 2

BONANNO PHYLLIS O · CIK 0001091813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,566.275

F2 · shares: Reinvested distribution paid March 1, 2018.

F3 · price: This number of shares calculated using the distribution reinvestment price obtained from the transfer agent.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 16:19 UTC GrantCommon Stock 1,558 $19.74 $30,754.92
Disclosure

SEC source: 0001091813-18-000002 · primary_doc.xml · nonDerivative · entry 1

BONANNO PHYLLIS O · CIK 0001091813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,543.56

F1 · shares: Dividend equivalent distribution upon retirement related to deferred restricted stock units.

Read SEC document
March 01, 2018 Filed May 31, 2018 14:20 UTC OtherCommon Stock 40.674 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000025 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,887.514

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $17.48 - $21.48 during the first quarter of 2018.

Read SEC document
January 31, 2018 Filed Jan 31, 2019 10:24 UTC
HOOPER LAWRENCE L JRRetired Officer
GiftCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0000216851-19-000005 · primary_doc.xml · nonDerivative · entry 1

HOOPER LAWRENCE L JR · CIK 0001202952 · Retired Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,525.91

F1 · shares: These shares were transferred in an exempt Bona fide gift transaction. The Issuer's stock traded in a range of $20.38 - $20.55 on January 31, 2018.

Read SEC document
January 23, 2018 Filed Jan 23, 2018 14:58 UTC PurchaseCommon Stock 2,000 $21.30 $42,600.00
Disclosure

SEC source: 0000216851-18-000005 · primary_doc.xml · nonDerivative · entry 2

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,704.76

Read SEC document
January 08, 2018 Filed Jan 10, 2018 14:04 UTC
Hook Brian StephenCFO & Treasurer
Tax withholdingCommon Stock 352 $20.49 $7,212.48
Disclosure

SEC source: 0000216851-18-000004 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,940.288

Read SEC document
January 08, 2018 Filed Jan 10, 2018 13:58 UTC
HOOPER LAWRENCE L JRV.P., Gen'l. Counsel & Sec'y.
Tax withholdingCommon Stock 396 $20.49 $8,114.04
Disclosure

SEC source: 0000216851-18-000003 · primary_doc.xml · nonDerivative · entry 1

HOOPER LAWRENCE L JR · CIK 0001202952 · V.P., Gen'l. Counsel & Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788.137

Read SEC document
January 08, 2018 Filed Jan 10, 2018 13:52 UTC Tax withholdingCommon Stock 860 $20.49 $17,621.40
Disclosure

SEC source: 0000216851-18-000002 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,367.532

Read SEC document
January 08, 2018 Filed Jan 10, 2018 13:45 UTC
Stoeckle Mark E.Director · CEO
Tax withholdingCommon Stock 1,684 $20.49 $34,505.16
Disclosure

SEC source: 0000216851-18-000001 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,588.845

Read SEC document
December 31, 2017 Filed Jan 23, 2018 14:58 UTC OtherCommon Stock 613.856 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000005 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,704.76

F1 · shares: Of these shares, 530.30 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 83.560 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $17.70 - $20.70 in 2017.

Read SEC document
December 31, 2017 Filed Jan 25, 2018 15:35 UTC OtherCommon Stock 70.325 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000012 · primary_doc.xml · nonDerivative · entry 1

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570.325

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

Read SEC document
December 31, 2017 Filed Jan 25, 2018 12:04 UTC OtherCommon Stock 696.43 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000011 · primary_doc.xml · nonDerivative · entry 1

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,911.529

F1 · shares: Of these shares, 98.412 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 598.020 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

Read SEC document
December 31, 2017 Filed Jan 25, 2018 11:33 UTC OtherCommon Stock 235.497 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000010 · primary_doc.xml · nonDerivative · entry 1

BONANNO PHYLLIS O · CIK 0001091813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,985.56

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $17.70 - $20.70 in 2017.

Read SEC document
December 31, 2017 Filed Jan 25, 2018 10:58 UTC OtherCommon Stock 348.531 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000009 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,851.909

F1 · shares: Of these shares, 138.621 were acquired in exempt transactions as a result of dividend reinvestment. An additional 209.910 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

Read SEC document
December 31, 2017 Filed Jan 25, 2018 10:15 UTC
GALE ROGER WDirector
OtherCommon Stock 28.298 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000008 · primary_doc.xml · nonDerivative · entry 1

GALE ROGER W · CIK 0001087425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,290.498

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

Read SEC document
December 31, 2017 Filed Jan 25, 2018 09:52 UTC Amendment OtherCommon Stock 445.301 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000007 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,846.84

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

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December 31, 2017 Filed Jan 25, 2018 09:38 UTC OtherCommon Stock 445.301 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000006 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,846.84

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

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December 31, 2017 Filed Jan 31, 2018 12:18 UTC
HOOPER LAWRENCE L JRV.P., Gen'l. Counsel & Sec'y.
OtherCommon Stock 375.812 $0.00 $0.00
Disclosure

SEC source: 0000216851-18-000017 · primary_doc.xml · nonDerivative · entry 2

HOOPER LAWRENCE L JR · CIK 0001202952 · V.P., Gen'l. Counsel & Sec'y.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 6,305.197

F2 · shares: These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2017 in exempt transactions as a result of periodic contributions made during 2017 and shares acquired by the Trustee through dividend reinvestment in 2017. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

F3 · balance_after: The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2017. This number includes the shares acquired in exempt transactions through periodic contributions made during 2017, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2017. The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.