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ADAMS NATURAL RESOURCES FUND, INC.

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5103
SEC CIK
0000216851
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189

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2022 Filed Feb 3, 2022 11:11 UTC
Hook Brian StephenCFO & Treasurer
SaleCommon Stock 4,492.3801 $19.25 $86,478.32
Disclosure

SEC source: 0000216851-22-000010 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,073.8014

Read SEC document
February 02, 2022 Filed Feb 4, 2022 13:31 UTC Amendment
Hook Brian StephenCFO & Treasurer
SaleCommon Stock 432.5944 $19.25 $8,327.44
Disclosure

SEC source: 0000216851-22-000012 · primary_doc.xml · nonDerivative · entry 2

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Sheila M. Hook Living Trust

Disclosed balance after: 0

F1 · shares: The shares sold were reflected accurately in the original filing.

F3 · balance_after: In the original filing, the Amount of Securities Beneficially Owned reported a combined Direct and Indirect balance. The correct Indirect balance is O.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 13:31 UTC Amendment
Hook Brian StephenCFO & Treasurer
SaleCommon Stock 4,492.3801 $19.25 $86,478.32
Disclosure

SEC source: 0000216851-22-000012 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,641.207

F1 · shares: The shares sold were reflected accurately in the original filing.

F2 · balance_after: In the original filing, the Amount of Securities Beneficially Owned reported a combined Direct and Indirect balance. The correct Direct balance is 8,641.207.

Read SEC document
December 31, 2021 Filed Jan 24, 2022 15:56 UTC OtherCommon Stock 329.02 $0.00 $0.00
Disclosure

SEC source: 0000216851-22-000003 · primary_doc.xml · nonDerivative · entry 1

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,740.013

F1 · balance_after: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $11.30 - $17.69 during 2021.

Read SEC document
December 31, 2021 Filed Jan 24, 2022 14:15 UTC OtherCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0000216851-22-000002 · primary_doc.xml · nonDerivative · entry 1

JAMMET MARY CHRIS · CIK 0001599796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,584

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $11.30 - $17.69 during 2021.

Read SEC document
December 31, 2021 Filed Jan 25, 2022 11:22 UTC
GALE ROGER WDirector
OtherCommon Stock 395.017 $0.00 $0.00
Disclosure

SEC source: 0000216851-22-000004 · primary_doc.xml · nonDerivative · entry 1

GALE ROGER W · CIK 0001087425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,314.324

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $11.30 - $17.69 during 2021.

Read SEC document
December 31, 2021 Filed Jan 26, 2022 14:32 UTC
Kerns Janis F.V.P.,Gen.Counsel,CCO & Sec'y.
OtherCommon Stock 682.0712 $0.00 $0.00
Disclosure

SEC source: 0000216851-22-000007 · primary_doc.xml · nonDerivative · entry 1

Kerns Janis F. · CIK 0001728472 · V.P.,Gen.Counsel,CCO & Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,180.4954

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $11.30 - $17.69 during 2021.

Read SEC document
December 31, 2021 Filed Jan 26, 2022 13:23 UTC OtherCommon Stock 1,310.596 $0.00 $0.00
Disclosure

SEC source: 0000216851-22-000006 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,928.8937

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $11.30 - $17.69 during 2021.

Read SEC document
December 31, 2021 Filed Feb 1, 2022 14:20 UTC GrantCommon Stock 471.932 $0.00 $0.00
Disclosure

SEC source: 0000216851-22-000008 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,903.021

F1 · shares: Of these shares, 225.772 shares were acquired in exempt transactions as a result of dividend reinvestment and 246.160 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $11.30 - $17.69 during 2021.

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December 31, 2021 Filed Feb 3, 2022 11:04 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 23.2634 $0.00 $0.00
Disclosure

SEC source: 0000216851-22-000009 · primary_doc.xml · nonDerivative · entry 2

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Sheila M. Hook Living Trust

Disclosed balance after: 432.5944

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments and are held in a Trust Account.

Read SEC document
December 31, 2021 Filed Feb 3, 2022 11:04 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 711.8331 $0.00 $0.00
Disclosure

SEC source: 0000216851-22-000009 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,133.5871

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $11.30 - $17.69 during 2021.

Read SEC document
December 31, 2021 Filed Feb 4, 2022 15:28 UTC OtherCommon Stock 0.004 $0.00 $0.00
Disclosure

SEC source: 0000216851-22-000013 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372.628

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuers stock traded in a range of $11.30 - $17.69 during 2021.

F2 · balance_after: This Director retired from the Board on 04/15/2021. This balance is as of 04/15/2021.

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December 31, 2021 Filed Feb 4, 2022 11:06 UTC
Stoeckle Mark E.Director · CEO
OtherCommon Stock 481.5582 $0.00 $0.00
Disclosure

SEC source: 0000216851-22-000011 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,646.1998

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. Of these shares, 0.926 fractional share was liquidated on April 30, 2021 as a result of account closure. The Issuer's stock traded in a range of $11.30 - $17.69 during 2021.

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December 31, 2021 Filed Feb 9, 2022 12:47 UTC OtherCommon Stock 456.537 $0.00 $0.00
Disclosure

SEC source: 0000216851-22-000014 · primary_doc.xml · nonDerivative · entry 2

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 8,428.726

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $11.30 - $17.69 during 2021.

F3 · ownership.nature: By the Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012 Trust.

Read SEC document
December 31, 2021 Filed Feb 9, 2022 12:47 UTC GrantCommon Stock 467.96 $0.00 $0.00
Disclosure

SEC source: 0000216851-22-000014 · primary_doc.xml · nonDerivative · entry 1

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,030.17

F1 · shares: These shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $11.30 - $17.69 during 2021.

Read SEC document
December 31, 2021 Filed Feb 11, 2022 11:49 UTC OtherCommon Stock 654 $0.00 $0.00
Disclosure

SEC source: 0000216851-22-000015 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,981.19

F1 · balance_after: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $11.30 - $17.69 in 2021.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 10:48 UTC SaleCommon Stock 4,000 $16.19 $64,740.00
Disclosure

SEC source: 0000216851-21-000021 · primary_doc.xml · nonDerivative · entry 1

MCGAHRAN KATHLEEN T · CIK 0001267416 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,357.488

Read SEC document
November 22, 2021 Filed Nov 22, 2021 17:02 UTC PurchaseCommon Stock 3,040 $16.51 $50,192.22
Disclosure

SEC source: 0000216851-21-000019 · primary_doc.xml · nonDerivative · entry 1

JAMMET MARY CHRIS · CIK 0001599796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,385

Read SEC document
November 22, 2021 Filed Jan 24, 2022 14:05 UTC Amendment PurchaseCommon Stock 3,040 $16.51 $50,192.22
Disclosure

SEC source: 0000216851-22-000001 · primary_doc.xml · nonDerivative · entry 1

JAMMET MARY CHRIS · CIK 0001599796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,425

F1 · shares: The shares purchased were reflected accurately in the original filing.

F2 · balance_after: The final balance reported in the original filing was a prior balance of 4,385. The correct final balance is 7,425.

Read SEC document
May 24, 2021 Filed May 24, 2021 11:28 UTC PurchaseCommon Stock 4,927 $15.71 $77,383.46
Disclosure

SEC source: 0000216851-21-000017 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,327.19

Read SEC document
April 29, 2021 Filed May 3, 2021 15:28 UTC
Kerns Janis F.V.P., General Counsel & CCO
PurchaseCommon Stock 825.387 $15.44 $12,745.30
Disclosure

SEC source: 0000216851-21-000016 · primary_doc.xml · nonDerivative · entry 3

Kerns Janis F. · CIK 0001728472 · V.P., General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,498.4242

Read SEC document
April 29, 2021 Filed May 3, 2021 15:28 UTC
Kerns Janis F.V.P., General Counsel & CCO
PurchaseCommon Stock 677 $15.34 $10,384.16
Disclosure

SEC source: 0000216851-21-000016 · primary_doc.xml · nonDerivative · entry 2

Kerns Janis F. · CIK 0001728472 · V.P., General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,673.0372

Read SEC document
April 29, 2021 Filed May 3, 2021 15:28 UTC
Kerns Janis F.V.P., General Counsel & CCO
PurchaseCommon Stock 2.007 $15.36 $30.82
Disclosure

SEC source: 0000216851-21-000016 · primary_doc.xml · nonDerivative · entry 1

Kerns Janis F. · CIK 0001728472 · V.P., General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,996.0372

Read SEC document
April 29, 2021 Filed May 3, 2021 14:31 UTC
Hook Brian StephenCFO & Treasurer
SaleCommon Stock 13,484.0147 $15.28 $206,076.20
Disclosure

SEC source: 0000216851-21-000015 · primary_doc.xml · nonDerivative · entry 2

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 26, 2021 Filed Apr 27, 2021 12:00 UTC PurchaseCommon Stock 2,500 $14.79 $36,966.25
Disclosure

SEC source: 0000216851-21-000014 · primary_doc.xml · nonDerivative · entry 2

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,410.993

Read SEC document
April 26, 2021 Filed Apr 27, 2021 12:00 UTC PurchaseCommon Stock 2,000 $14.77 $29,533.60
Disclosure

SEC source: 0000216851-21-000014 · primary_doc.xml · nonDerivative · entry 1

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,910.993

Read SEC document
April 23, 2021 Filed Apr 26, 2021 11:05 UTC SaleCommon Stock 2,323 $14.56 $33,825.20
Disclosure

SEC source: 0000216851-21-000013 · primary_doc.xml · nonDerivative · entry 2

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400.19

Read SEC document
April 22, 2021 Filed Apr 26, 2021 11:05 UTC SaleCommon Stock 2,604 $14.63 $38,096.52
Disclosure

SEC source: 0000216851-21-000013 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,723.19

Read SEC document
February 26, 2021 Filed May 3, 2021 14:31 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 94.368 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000015 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,484.0147

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 16:21 UTC PurchaseCommon Stock 4,385 $11.40 $49,981.55
Disclosure

SEC source: 0000216851-21-000001 · primary_doc.xml · nonDerivative · entry 1

JAMMET MARY CHRIS · CIK 0001599796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,385

Read SEC document
December 31, 2020 Filed Feb 9, 2021 14:48 UTC
Stoeckle Mark E.Director · CEO
OtherCommon Stock 553.4862 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000006 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,164.6416

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $6.11 - $16.70 during 2020.

Read SEC document
December 31, 2020 Filed Feb 9, 2021 13:28 UTC OtherCommon Stock 1,332.702 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000005 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,618.2972

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $6.11 - $16.70 during 2020.

Read SEC document
December 31, 2020 Filed Feb 9, 2021 11:43 UTC OtherCommon Stock 113.154 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000004 · primary_doc.xml · nonDerivative · entry 1

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,910.993

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $6.11 - $16.70

Read SEC document
December 31, 2020 Filed Feb 9, 2021 10:36 UTC
Kerns Janis F.Gen. Counsel, Corp. Sec. & CCO
OtherCommon Stock 1,362.458 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000003 · primary_doc.xml · nonDerivative · entry 1

Kerns Janis F. · CIK 0001728472 · Gen. Counsel, Corp. Sec. & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,994.0307

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $6.11 - $16.70 during 2020.

Read SEC document
December 31, 2020 Filed Feb 9, 2021 09:40 UTC
GALE ROGER WDirector
OtherCommon Stock 369.019 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000002 · primary_doc.xml · nonDerivative · entry 1

GALE ROGER W · CIK 0001087425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,919.307

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $6.11 - $16.70 during 2020.

Read SEC document
December 31, 2020 Filed Feb 10, 2021 14:52 UTC OtherCommon Stock 0.037 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000008 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372.624

F1 · balance_after: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $6.11 - $16.70 during 2020.

Read SEC document
December 31, 2020 Filed Feb 10, 2021 14:23 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 9.9482 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000007 · primary_doc.xml · nonDerivative · entry 2

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Sheila M. Hook Trust

Disclosed balance after: 409.331

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments and are held in a Trust Account.

Read SEC document
December 31, 2020 Filed Feb 10, 2021 14:23 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 1,527.7598 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000007 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,811.4

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $6.11 - $16.70 during 2020.

Read SEC document
December 31, 2020 Filed Feb 11, 2021 11:55 UTC OtherCommon Stock 471.872 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000010 · primary_doc.xml · nonDerivative · entry 2

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,972.189

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $6.11 - $16.70 during 2020.

F3 · ownership.nature: By the Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012 Trust.

Read SEC document
December 31, 2020 Filed Feb 11, 2021 11:55 UTC GrantCommon Stock 483.75 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000010 · primary_doc.xml · nonDerivative · entry 1

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,562.21

F1 · shares: These shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $6.11 - $16.70 during 2020.

Read SEC document
December 31, 2020 Filed Feb 11, 2021 10:29 UTC OtherCommon Stock 85.1396 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000009 · primary_doc.xml · nonDerivative · entry 2

MCGAHRAN KATHLEEN T · CIK 0001267416 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,425.483

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $6.11 - $16.70 during 2020.

F3 · ownership.nature: Myra Koutzen IRA

Read SEC document
December 31, 2020 Filed Feb 11, 2021 10:29 UTC OtherCommon Stock 72.758 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000009 · primary_doc.xml · nonDerivative · entry 1

MCGAHRAN KATHLEEN T · CIK 0001267416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,872.758

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $6.11 - $16.70 during 2020.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 12:23 UTC GrantCommon Stock 567.906 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000011 · primary_doc.xml · nonDerivative · entry 2

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,934.089

F2 · shares: Of these shares, 313.436 shares were acquired in exempt transactions as a result of dividend reinvestment and 254.470 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $6.11 - $16.70 during 2020.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 15:42 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0000216851-21-000012 · primary_doc.xml · nonDerivative · entry 2

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,092.19

F3 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $6.11 - $16.70 during 2020.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 11:05 UTC PurchaseCommon Stock 1,000 $9.60 $9,600.00
Disclosure

SEC source: 0000216851-20-000016 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,499.19

Read SEC document
July 02, 2020 Filed Jul 6, 2020 12:47 UTC PurchaseCommon Stock 2,196.366 $11.33 $24,887.68
Disclosure

SEC source: 0000216851-20-000013 · primary_doc.xml · nonDerivative · entry 2

MCGAHRAN KATHLEEN T · CIK 0001267416 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kathleen T. McGahran & Myra Koutzen TTEES of the McGahran/Koutzen TR U/A DTD 06/23/16

Disclosed balance after: 11,357.488

Read SEC document
July 01, 2020 Filed Jul 7, 2020 17:01 UTC Amendment PurchaseCommon Stock 2,000 $11.43 $22,859.80
Disclosure

SEC source: 0000216851-20-000014 · primary_doc.xml · nonDerivative · entry 1

MCGAHRAN KATHLEEN T · CIK 0001267416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

F1 · shares: The shares reported in this amendment were unintentionally omitted from the original filing made the previous day. All information reported in the original filing is accurate and unchanged by this amendment.

Read SEC document
June 30, 2020 Filed Feb 12, 2021 12:23 UTC GrantCommon Stock 524 $11.20 $5,868.80
Disclosure

SEC source: 0000216851-21-000011 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524

F1 · balance_after: These 524 shares accrued as dividend equivalents on 400 restricted stock units, which were granted in 2010 and deferred until 06/30/2020. The Issuer's stock traded in a range of $6.11 - $16.70 during 2020.

Read SEC document
January 15, 2020 Filed Feb 12, 2021 15:42 UTC GrantCommon Stock 235 $16.35 $3,842.25
Disclosure

SEC source: 0000216851-21-000012 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235

F1 · shares: These shares accrued as dividend equivalents on 400 restricted stock units, which were granted in 2013 and deferred until 01/15/2020. The Issuer's stock traded in a range of $6.11 - $16.70 during 2020.

F2 · shares: A fractional share in the amount of .910 was issued as part of DSU's (granted in lieu of a 2013 deferred cash retainer) & DE shares earned. The fractional share was surrendered as non-transferrable to a registered account.

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January 10, 2020 Filed Jul 6, 2020 12:47 UTC GrantCommon Stock 189 $16.41 $3,101.49
Disclosure

SEC source: 0000216851-20-000013 · primary_doc.xml · nonDerivative · entry 1

MCGAHRAN KATHLEEN T · CIK 0001267416 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kathleen T. McGahran & Myra Koutzen TTEES of the McGahran/Koutzen TR U/A DTD 06/23/16

Disclosed balance after: 9,161.122

F1 · shares: These shares accrued as dividend equivalents on 400 Restricted Stock Units which were granted in 2014 and deferred until 01/10/2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.