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PEN

Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2019 Filed Jun 6, 2019 00:37 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 362 $141.56 $51,244.72
Disclosure

SEC source: 0001321732-19-000066 · wf-form4_155978143340506.xml · nonDerivative · entry 3

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 180,089

F3 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $141.33 to $142.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
June 03, 2019 Filed Jun 6, 2019 00:37 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 900 $140.73 $126,657.00
Disclosure

SEC source: 0001321732-19-000066 · wf-form4_155978143340506.xml · nonDerivative · entry 2

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 180,451

F3 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $140.28 to $141.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
May 17, 2019 Filed Jun 6, 2019 00:37 UTC
Kosaraju SridharCFO and Head of Strategy
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001321732-19-000066 · wf-form4_155978143340506.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 181,351

F1 · kind: This was a bona fide gift with no payment in consideration.

F2 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
May 15, 2019 Filed Jul 25, 2019 19:59 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001321732-19-000084 · wf-form4_156409915208835.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,556

F1 · date: This transaction is being reported late due to administrative oversight.

F2 · shares: On May 15, 2019, the Reporting Person was granted 15,000 RSUs under the Company's 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on May 15, 2020, subject to continued service by the Reporting Person on the applicable vesting date.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:53 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 300 $129.38 $38,814.00
Disclosure

SEC source: 0001321732-19-000062 · wf-form4_155796437418880.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,105,982

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:53 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 13 $128.83 $1,674.79
Disclosure

SEC source: 0001321732-19-000062 · wf-form4_155796437418880.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,106,282

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:53 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 27 $127.94 $3,454.38
Disclosure

SEC source: 0001321732-19-000062 · wf-form4_155796437418880.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,106,295

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $126.65 to $126.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:53 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 400 $126.73 $50,692.00
Disclosure

SEC source: 0001321732-19-000062 · wf-form4_155796437418880.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,106,322

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:53 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 2,350 $125.84 $295,724.00
Disclosure

SEC source: 0001321732-19-000062 · wf-form4_155796437418880.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,106,722

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $125.42 to $126.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:53 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 3,110 $125.00 $388,750.00
Disclosure

SEC source: 0001321732-19-000062 · wf-form4_155796437418880.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,109,072

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $124.50 to $125.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:53 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 1,800 $124.05 $223,290.00
Disclosure

SEC source: 0001321732-19-000062 · wf-form4_155796437418880.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,112,182

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $123.36 to $124.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 02, 2019 Filed May 3, 2019 23:22 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 4,449 $130.04 $578,547.96
Disclosure

SEC source: 0001321732-19-000055 · wf-form4_155692576120346.xml · nonDerivative · entry 5

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 182,351

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $130.00 to $130.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
May 01, 2019 Filed May 3, 2019 23:22 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 8 $135.52 $1,084.16
Disclosure

SEC source: 0001321732-19-000055 · wf-form4_155692576120346.xml · nonDerivative · entry 4

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 186,800

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
May 01, 2019 Filed May 3, 2019 23:22 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 100 $134.88 $13,488.00
Disclosure

SEC source: 0001321732-19-000055 · wf-form4_155692576120346.xml · nonDerivative · entry 3

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 186,808

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
May 01, 2019 Filed May 3, 2019 23:22 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 200 $132.30 $26,460.00
Disclosure

SEC source: 0001321732-19-000055 · wf-form4_155692576120346.xml · nonDerivative · entry 2

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 186,908

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $132.15 to $132.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
May 01, 2019 Filed May 3, 2019 23:22 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 243 $130.23 $31,645.89
Disclosure

SEC source: 0001321732-19-000055 · wf-form4_155692576120346.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 187,108

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $130.00 to $130.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Any changes between direct holdings and indirect holdings through the Kosaraju Family Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F4 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
April 29, 2019 Filed May 1, 2019 00:19 UTC
Kosaraju SridharCFO and Head of Strategy
Tax withholdingCommon Stock 79,615 $0.00 $0.00
Disclosure

SEC source: 0001321732-19-000053 · wf-form4_155666995242075.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,601

F1 · kind: Shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock granted to the Reporting Person.

F2 · balance_after: Any changes between direct holdings and indirect holdings through the Kosaraju Family Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

Read SEC document
April 11, 2019 Filed Apr 16, 2019 00:22 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 100 $144.86 $14,486.00
Disclosure

SEC source: 0001321732-19-000049 · wf-form4_155537411666178.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,113,982

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · ownership.direct: The Reporting Person previously held shares both directly and indirectly through his revocable family trust. Any changes between direct holdings and indirect holdings through such trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
April 11, 2019 Filed Apr 16, 2019 00:22 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 200 $143.36 $28,672.00
Disclosure

SEC source: 0001321732-19-000049 · wf-form4_155537411666178.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,114,082

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $142.95 to $143.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
April 11, 2019 Filed Apr 16, 2019 00:22 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 1,412 $141.97 $200,461.64
Disclosure

SEC source: 0001321732-19-000049 · wf-form4_155537411666178.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,114,282

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $141.86 to $142.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
April 11, 2019 Filed Apr 16, 2019 00:22 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 6,288 $141.38 $888,997.44
Disclosure

SEC source: 0001321732-19-000049 · wf-form4_155537411666178.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,115,694

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $140.86 to $141.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:49 UTC SaleCommon Stock 304 $148.43 $45,122.72
Disclosure

SEC source: 0001321732-19-000041 · wf-form4_155433177144782.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,588

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:52 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 100 $148.43 $14,843.00
Disclosure

SEC source: 0001321732-19-000043 · wf-form4_155433192883437.xml · nonDerivative · entry 7

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 115,750

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:52 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 100 $147.50 $14,750.00
Disclosure

SEC source: 0001321732-19-000043 · wf-form4_155433192883437.xml · nonDerivative · entry 6

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 115,850

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:52 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 200 $146.80 $29,360.00
Disclosure

SEC source: 0001321732-19-000043 · wf-form4_155433192883437.xml · nonDerivative · entry 5

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 115,950

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $146.37 to $147.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:52 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 617 $144.67 $89,261.39
Disclosure

SEC source: 0001321732-19-000043 · wf-form4_155433192883437.xml · nonDerivative · entry 4

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 116,150

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $144.42 to $145.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:52 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 800 $144.03 $115,224.00
Disclosure

SEC source: 0001321732-19-000043 · wf-form4_155433192883437.xml · nonDerivative · entry 3

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 116,767

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $143.80 to $144.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:52 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 2,183 $142.91 $311,972.53
Disclosure

SEC source: 0001321732-19-000043 · wf-form4_155433192883437.xml · nonDerivative · entry 2

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 117,567

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $142.44 to $143.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:52 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 1,000 $141.84 $141,840.00
Disclosure

SEC source: 0001321732-19-000043 · wf-form4_155433192883437.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 119,750

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $141.28 to $142.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:45 UTC SaleCommon Stock 1 $148.43 $148.43
Disclosure

SEC source: 0001321732-19-000039 · wf-form4_155433152975094.xml · nonDerivative · entry 3

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,424

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:45 UTC SaleCommon Stock 100 $147.50 $14,750.00
Disclosure

SEC source: 0001321732-19-000039 · wf-form4_155433152975094.xml · nonDerivative · entry 2

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,425

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:45 UTC SaleCommon Stock 74 $143.28 $10,602.72
Disclosure

SEC source: 0001321732-19-000039 · wf-form4_155433152975094.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,525

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 21, 2019 Filed Mar 26, 2019 00:26 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 55,000 $160.07 $8,803,850.00
Disclosure

SEC source: 0001321732-19-000037 · wf-form4_155355999645971.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $160.00 to $160.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Due to changes to the trustees of the Arani Bose 2009 Family Trust and the Shumita Bose 2009 Family Trust, the shares included in the registrant's prior reports on Form 4 as indirectly beneficially owned by way of those trusts are not reflected here.

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March 11, 2019 Filed Mar 13, 2019 22:15 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 1,200 $140.88 $169,056.00
Disclosure

SEC source: 0001321732-19-000033 · wf-form4_155251532237062.xml · nonDerivative · entry 4

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 120,750

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $140.78 to $141. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

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March 11, 2019 Filed Mar 13, 2019 22:15 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 1,600 $140.35 $224,560.00
Disclosure

SEC source: 0001321732-19-000033 · wf-form4_155251532237062.xml · nonDerivative · entry 3

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 121,950

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $139.84 to $140.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

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March 11, 2019 Filed Mar 13, 2019 22:15 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 1,400 $139.26 $194,964.00
Disclosure

SEC source: 0001321732-19-000033 · wf-form4_155251532237062.xml · nonDerivative · entry 2

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 123,550

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $138.79 to $139.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

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March 11, 2019 Filed Mar 13, 2019 22:15 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 800 $138.30 $110,640.00
Disclosure

SEC source: 0001321732-19-000033 · wf-form4_155251532237062.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 124,950

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $137.77 to $138.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

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March 11, 2019 Filed Mar 13, 2019 22:18 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 2,099 $140.91 $295,770.09
Disclosure

SEC source: 0001321732-19-000035 · wf-form4_155251547495092.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 6,144

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $140.79 to $141.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

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March 11, 2019 Filed Mar 13, 2019 22:18 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 2,401 $140.37 $337,028.37
Disclosure

SEC source: 0001321732-19-000035 · wf-form4_155251547495092.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 8,243

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $139.84 to $140.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

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March 11, 2019 Filed Mar 13, 2019 22:18 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 2,100 $139.27 $292,467.00
Disclosure

SEC source: 0001321732-19-000035 · wf-form4_155251547495092.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,644

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $138.82 to $139.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

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March 11, 2019 Filed Mar 13, 2019 22:18 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 1,400 $138.27 $193,578.00
Disclosure

SEC source: 0001321732-19-000035 · wf-form4_155251547495092.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,744

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $137.77 to $138.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

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February 08, 2019 Filed Feb 12, 2019 18:31 UTC GrantCommon Stock 949 $0.00 $0.00
Disclosure

SEC source: 0001321732-19-000023 · wf-form4_155001425245289.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,970

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to Mr. Wilder's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · ownership.nature: Shares are held by the Thomas and Catharine Wilder Family Trust dated March 31, 2006.

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February 08, 2019 Filed Feb 12, 2019 23:26 UTC GrantCommon Stock 949 $0.00 $0.00
Disclosure

SEC source: 0001321732-19-000019 · wf-form4_155001398812116.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,892

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to Mr. Grewal's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

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February 08, 2019 Filed Feb 12, 2019 23:48 UTC
Leeds JanetDirector
GrantCommon Stock 949 $0.00 $0.00
Disclosure

SEC source: 0001321732-19-000027 · wf-form4_155001528280935.xml · nonDerivative · entry 1

Leeds Janet · CIK 0001765394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to Ms. Leeds's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

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February 08, 2019 Filed Feb 12, 2019 23:33 UTC GrantCommon Stock 949 $0.00 $0.00
Disclosure

SEC source: 0001321732-19-000025 · wf-form4_155001440172156.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,599

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to Ms. O'Rourke's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

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February 08, 2019 Filed Feb 12, 2019 23:28 UTC GrantCommon Stock 949 $0.00 $0.00
Disclosure

SEC source: 0001321732-19-000021 · wf-form4_155001411842684.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,526

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to Mr. Kassing's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

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January 29, 2019 Filed Feb 1, 2019 00:44 UTC SaleCommon Stock 100 $137.34 $13,734.00
Disclosure

SEC source: 0001321732-19-000017 · wf-form4_154898182749436.xml · nonDerivative · entry 3

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,577

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
January 29, 2019 Filed Feb 1, 2019 00:44 UTC SaleCommon Stock 810 $136.85 $110,848.50
Disclosure

SEC source: 0001321732-19-000017 · wf-form4_154898182749436.xml · nonDerivative · entry 2

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,677

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $136.38 to $137.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 29, 2019 Filed Feb 1, 2019 00:44 UTC SaleCommon Stock 176 $135.59 $23,863.84
Disclosure

SEC source: 0001321732-19-000017 · wf-form4_154898182749436.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,487

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $135.33 to $136.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 17, 2019 Filed Jan 23, 2019 00:56 UTC
Leeds JanetDirector
GrantCommon Stock 1,011 $0.00 $0.00
Disclosure

SEC source: 0001321732-19-000015 · wf-form4_154820499719206.xml · nonDerivative · entry 1

Leeds Janet · CIK 0001765394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011

F1 · shares: Restricted stock units vest as to 1/16 in approximately equal quarterly installments on the last day of each calendar quarter starting with the calendar quarter ending March 31, 2019, subject to Ms. Leeds's continued service as a director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.