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PEN

Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2019 Filed Sep 13, 2019 23:58 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 700 $141.20 $98,840.00
Disclosure

SEC source: 0001321732-19-000111 · wf-form4_156841907878484.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,082,282

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $140.70 to $141.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
September 03, 2019 Filed Sep 6, 2019 00:00 UTC SaleCommon Stock 475 $144.81 $68,784.75
Disclosure

SEC source: 0001321732-19-000105 · wf-form4_156772801190212.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,113

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 23:57 UTC SaleCommon Stock 73 $147.19 $10,744.87
Disclosure

SEC source: 0001321732-19-000103 · wf-form4_156772784909605.xml · nonDerivative · entry 2

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $147.19 to $147.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 23:57 UTC SaleCommon Stock 102 $144.95 $14,784.90
Disclosure

SEC source: 0001321732-19-000103 · wf-form4_156772784909605.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,147

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $144.81 to $144.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 26, 2019 Filed Feb 15, 2020 01:04 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001321732-20-000039 · wf-form5_158172864014765.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 165,351

F1 · kind: This was a bona fide gift with no payment in consideration.

F2 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 21 $146.90 $3,084.90
Disclosure

SEC source: 0001321732-19-000096 · wf-form4_156643363935564.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,556

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $146.14 $14,614.00
Disclosure

SEC source: 0001321732-19-000096 · wf-form4_156643363935564.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,577

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $146.10 to $146.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 1,520 $145.15 $220,628.00
Disclosure

SEC source: 0001321732-19-000096 · wf-form4_156643363935564.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,677

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $144.90 to $145.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 400 $144.64 $57,856.00
Disclosure

SEC source: 0001321732-19-000096 · wf-form4_156643363935564.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,197

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $144.52 to $144.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 959 $143.17 $137,300.03
Disclosure

SEC source: 0001321732-19-000096 · wf-form4_156643363935564.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,597

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $142.86 to $143.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 19, 2019 Filed Aug 22, 2019 00:30 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 300 $146.90 $44,070.00
Disclosure

SEC source: 0001321732-19-000098 · wf-form4_156643380245615.xml · nonDerivative · entry 5

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 119,807

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · ownership.nature: Trust of Richard E. Koch and Lynn D. Rothman

Read SEC document
August 19, 2019 Filed Aug 22, 2019 00:30 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 200 $145.99 $29,198.00
Disclosure

SEC source: 0001321732-19-000098 · wf-form4_156643380245615.xml · nonDerivative · entry 4

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 120,107

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $145.88 to $146.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: Trust of Richard E. Koch and Lynn D. Rothman

Read SEC document
August 19, 2019 Filed Aug 22, 2019 00:30 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 2,284 $145.24 $331,728.16
Disclosure

SEC source: 0001321732-19-000098 · wf-form4_156643380245615.xml · nonDerivative · entry 3

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 120,307

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $144.98 to $145.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: Trust of Richard E. Koch and Lynn D. Rothman

Read SEC document
August 19, 2019 Filed Aug 22, 2019 00:30 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 734 $144.63 $106,158.42
Disclosure

SEC source: 0001321732-19-000098 · wf-form4_156643380245615.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 122,591

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $144.18 to $144.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: Trust of Richard E. Koch and Lynn D. Rothman

Read SEC document
August 19, 2019 Filed Aug 22, 2019 00:30 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 1,482 $143.16 $212,163.12
Disclosure

SEC source: 0001321732-19-000098 · wf-form4_156643380245615.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 123,325

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $142.85 to $143.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Any changes between direct holdings and indirect holdings through the Richard Koch and Lynn D. Rothman Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F4 · ownership.nature: Trust of Richard E. Koch and Lynn D. Rothman

Read SEC document
August 13, 2019 Filed Feb 15, 2020 01:01 UTC
Elsesser AdamDirector · Chief Executive Officer
GiftCommon Stock 13,400 $0.00 $0.00
Disclosure

SEC source: 0001321732-20-000037 · wf-form5_158172847665767.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,037,582

F1 · kind: This was a bona fide gift with no payment in consideration.

F2 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 23:05 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 360 $150.89 $54,320.40
Disclosure

SEC source: 0001321732-19-000094 · wf-form4_156582389599113.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,082,982

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $150.83 to $150.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 23:05 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 2,500 $150.19 $375,475.00
Disclosure

SEC source: 0001321732-19-000094 · wf-form4_156582389599113.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,083,342

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $149.78 to $150.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 23:05 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 2,542 $149.15 $379,139.30
Disclosure

SEC source: 0001321732-19-000094 · wf-form4_156582389599113.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,085,842

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $148.75 to $149.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 23:05 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 2,149 $148.41 $318,933.09
Disclosure

SEC source: 0001321732-19-000094 · wf-form4_156582389599113.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,088,384

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $147.99 to $148.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 23:05 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 449 $147.17 $66,079.33
Disclosure

SEC source: 0001321732-19-000094 · wf-form4_156582389599113.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,090,533

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $146.72 to $147.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
August 01, 2019 Filed Aug 3, 2019 00:09 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 100 $172.31 $17,231.00
Disclosure

SEC source: 0001321732-19-000086 · wf-form4_156479094219005.xml · nonDerivative · entry 7

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 166,351

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
August 01, 2019 Filed Aug 3, 2019 00:09 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 600 $171.65 $102,990.00
Disclosure

SEC source: 0001321732-19-000086 · wf-form4_156479094219005.xml · nonDerivative · entry 6

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 166,451

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $171.28 to $172.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
August 01, 2019 Filed Aug 3, 2019 00:09 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 1,505 $170.66 $256,843.30
Disclosure

SEC source: 0001321732-19-000086 · wf-form4_156479094219005.xml · nonDerivative · entry 5

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 167,051

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $170.26 to $171.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
August 01, 2019 Filed Aug 3, 2019 00:09 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 400 $169.60 $67,840.00
Disclosure

SEC source: 0001321732-19-000086 · wf-form4_156479094219005.xml · nonDerivative · entry 4

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 168,556

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $169.28 to $169.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
August 01, 2019 Filed Aug 3, 2019 00:09 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 740 $168.56 $124,734.40
Disclosure

SEC source: 0001321732-19-000086 · wf-form4_156479094219005.xml · nonDerivative · entry 3

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 168,956

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $168.36 to $168.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
August 01, 2019 Filed Aug 3, 2019 00:09 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 1,049 $167.89 $176,116.61
Disclosure

SEC source: 0001321732-19-000086 · wf-form4_156479094219005.xml · nonDerivative · entry 2

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 169,696

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $167.46 to $168.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
August 01, 2019 Filed Aug 3, 2019 00:09 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 606 $166.78 $101,068.68
Disclosure

SEC source: 0001321732-19-000086 · wf-form4_156479094219005.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 170,745

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $166.20 to $167.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 19:14 UTC SaleCommon Stock 237 $169.92 $40,271.04
Disclosure

SEC source: 0001321732-19-000082 · wf-form4_156340526281218.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,733

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · ownership.nature: Shares are held by the Thomas and Catharine Wilder Family Trust dated March 31, 2006.

Read SEC document
July 11, 2019 Filed Jul 16, 2019 00:23 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 4,350 $172.39 $749,896.50
Disclosure

SEC source: 0001321732-19-000080 · wf-form4_156323656844700.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,090,982

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $172.02 to $172.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
July 11, 2019 Filed Jul 16, 2019 00:23 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 2,150 $171.54 $368,811.00
Disclosure

SEC source: 0001321732-19-000080 · wf-form4_156323656844700.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,095,332

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $171.02 to $171.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
July 11, 2019 Filed Jul 16, 2019 00:23 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 1,500 $170.67 $256,005.00
Disclosure

SEC source: 0001321732-19-000080 · wf-form4_156323656844700.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,097,482

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $170.00 to $170.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Balance includes an upward adjustment of 1,000 shares to correct an arithmetical error reflected in the reporting person's Form 4 filed on August 24, 2016.

F4 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

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July 01, 2019 Filed Jul 3, 2019 19:50 UTC
Sarna SurbhiDirector
GrantCommon Stock 436 $0.00 $0.00
Disclosure

SEC source: 0001321732-19-000078 · wf-form4_156219779941468.xml · nonDerivative · entry 2

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,308

F3 · shares: Restricted stock units vest as to 1/2 on each of September 30, 2019 and December 31, 2019, subject to Ms. Sarna's continued service as a director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 19:50 UTC
Sarna SurbhiDirector
GrantCommon Stock 872 $0.00 $0.00
Disclosure

SEC source: 0001321732-19-000078 · wf-form4_156219779941468.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872

F1 · shares: Restricted stock units vest as to 1/16 in approximately equal quarterly installments on the last day of each calendar quarter starting with the calendar quarter ending September 30, 2019, subject to Ms. Sarna's continued service as a director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 23:30 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 100 $162.12 $16,212.00
Disclosure

SEC source: 0001321732-19-000074 · wf-form4_156219660562920.xml · nonDerivative · entry 4

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 171,351

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 23:30 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 132 $161.14 $21,270.48
Disclosure

SEC source: 0001321732-19-000074 · wf-form4_156219660562920.xml · nonDerivative · entry 3

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 171,451

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $161 to $161.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 23:30 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 3,023 $160.08 $483,921.84
Disclosure

SEC source: 0001321732-19-000074 · wf-form4_156219660562920.xml · nonDerivative · entry 2

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 171,583

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $159.95 to $160.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 23:30 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 1,745 $159.54 $278,397.30
Disclosure

SEC source: 0001321732-19-000074 · wf-form4_156219660562920.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 174,606

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $158.95 to $159.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 23:27 UTC SaleCommon Stock 102 $161.19 $16,441.38
Disclosure

SEC source: 0001321732-19-000072 · wf-form4_156219644755162.xml · nonDerivative · entry 2

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,249

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $161 to $161.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 23:27 UTC SaleCommon Stock 73 $159.94 $11,675.62
Disclosure

SEC source: 0001321732-19-000072 · wf-form4_156219644755162.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,351

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 11, 2019 Filed Jun 14, 2019 00:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 400 $168.61 $67,444.00
Disclosure

SEC source: 0001321732-19-000070 · wf-form4_156047195303281.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,097,982

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $168.53 to $168.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
June 11, 2019 Filed Jun 14, 2019 00:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 800 $167.77 $134,216.00
Disclosure

SEC source: 0001321732-19-000070 · wf-form4_156047195303281.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,098,382

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $167.58 to $168.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
June 11, 2019 Filed Jun 14, 2019 00:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 100 $167.00 $16,700.00
Disclosure

SEC source: 0001321732-19-000070 · wf-form4_156047195303281.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,099,182

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
June 11, 2019 Filed Jun 14, 2019 00:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 996 $165.87 $165,206.52
Disclosure

SEC source: 0001321732-19-000070 · wf-form4_156047195303281.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,099,282

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $165.48 to $166.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
June 11, 2019 Filed Jun 14, 2019 00:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 3,204 $165.05 $528,820.20
Disclosure

SEC source: 0001321732-19-000070 · wf-form4_156047195303281.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,100,278

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $164.48 to $165.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
June 11, 2019 Filed Jun 14, 2019 00:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 900 $164.15 $147,735.00
Disclosure

SEC source: 0001321732-19-000070 · wf-form4_156047195303281.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,103,482

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $163.53 to $164.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
June 11, 2019 Filed Jun 14, 2019 00:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 1,600 $162.83 $260,528.00
Disclosure

SEC source: 0001321732-19-000070 · wf-form4_156047195303281.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,104,382

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $162.43 to $163.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
June 03, 2019 Filed Jun 6, 2019 00:37 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 200 $144.35 $28,870.00
Disclosure

SEC source: 0001321732-19-000066 · wf-form4_155978143340506.xml · nonDerivative · entry 6

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 176,351

F3 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $144.30 to $144.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
June 03, 2019 Filed Jun 6, 2019 00:37 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 2,449 $143.77 $352,092.73
Disclosure

SEC source: 0001321732-19-000066 · wf-form4_155978143340506.xml · nonDerivative · entry 5

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 176,551

F3 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $143.30 to $144.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
June 03, 2019 Filed Jun 6, 2019 00:37 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 1,089 $142.88 $155,596.32
Disclosure

SEC source: 0001321732-19-000066 · wf-form4_155978143340506.xml · nonDerivative · entry 4

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 179,000

F3 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $142.35 to $143.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.