Tapewire

NYSE · USD

PEN

Penumbra Inc

Export transactions ↓
Tapewire entity
3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2020 Filed Jan 4, 2020 01:28 UTC SaleCommon Stock 237 $164.16 $38,905.92
Disclosure

SEC source: 0001321732-20-000003 · wf-form4_157810128048315.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,639

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 02, 2020 Filed Jan 4, 2020 01:32 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,441 $163.67 $399,518.47
Disclosure

SEC source: 0001321732-20-000005 · wf-form4_157810152239701.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 453,431

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $163.23 to $164.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
January 02, 2020 Filed Jan 4, 2020 01:32 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,894 $162.75 $470,998.50
Disclosure

SEC source: 0001321732-20-000005 · wf-form4_157810152239701.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 455,872

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $162.19 to $163.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 01:31 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 320 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001321732-19-000159 · wf-form4_157775586942423.xml · derivative · entry 3

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,180

Underlying: Common Stock · 320 shares

Expires 2021-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 01:31 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionCommon Stock 320 $3.98 $1,273.60
Disclosure

SEC source: 0001321732-19-000159 · wf-form4_157775586942423.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 00:49 UTC
Yuen MaggieChief Financial Officer
GrantStock Option (right to buy) · Derivative 7,900 $0.00 Strike: $158.30 $0.00
Disclosure

SEC source: 0001321732-19-000157 · wf-form4_157671657196061.xml · derivative · entry 2

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Common Stock · 7,900 shares

Expires 2029-12-15

F2 · shares: The original option grant vests over four years, with 25% of the shares vesting on December 16, 2020 and 1/48 vesting each month thereafter.

F2 · derivative.exercise_date: The original option grant vests over four years, with 25% of the shares vesting on December 16, 2020 and 1/48 vesting each month thereafter.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 00:49 UTC
Yuen MaggieChief Financial Officer
GrantCommon Stock 6,950 $0.00 $0.00
Disclosure

SEC source: 0001321732-19-000157 · wf-form4_157671657196061.xml · nonDerivative · entry 1

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,950

F1 · shares: On December 16, 2019, the Reporting Person was granted 6,950 RSUs under the Company's 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on December 16, 2020, subject to continued service by the Reporting Person on the applicable vesting date.

Read SEC document
December 11, 2019 Filed Dec 14, 2019 00:57 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 200 $158.62 $31,724.00
Disclosure

SEC source: 0001321732-19-000155 · wf-form4_157628503019137.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,050,982

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $158.56 to $158.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
December 11, 2019 Filed Dec 14, 2019 00:57 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 500 $157.27 $78,635.00
Disclosure

SEC source: 0001321732-19-000155 · wf-form4_157628503019137.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,051,182

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $157.09 to $157.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
December 11, 2019 Filed Dec 14, 2019 00:57 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 7,300 $156.54 $1,142,742.00
Disclosure

SEC source: 0001321732-19-000155 · wf-form4_157628503019137.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,051,682

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $156.06 to $157.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
December 02, 2019 Filed Dec 5, 2019 01:29 UTC
Pray James RobertPresident, International
SaleCommon Stock 100 $177.57 $17,757.00
Disclosure

SEC source: 0001321732-19-000148 · wf-form4_157550932241391.xml · nonDerivative · entry 5

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 458,766

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
December 02, 2019 Filed Dec 5, 2019 01:29 UTC
Pray James RobertPresident, International
SaleCommon Stock 200 $177.07 $35,414.00
Disclosure

SEC source: 0001321732-19-000148 · wf-form4_157550932241391.xml · nonDerivative · entry 4

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 458,866

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $177.05 to $177.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
December 02, 2019 Filed Dec 5, 2019 01:29 UTC
Pray James RobertPresident, International
SaleCommon Stock 400 $175.69 $70,276.00
Disclosure

SEC source: 0001321732-19-000148 · wf-form4_157550932241391.xml · nonDerivative · entry 3

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 459,066

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $175.57 to $175.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
December 02, 2019 Filed Dec 5, 2019 01:29 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,602 $174.82 $454,881.64
Disclosure

SEC source: 0001321732-19-000148 · wf-form4_157550932241391.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 459,466

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $174.49 to $175.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
December 02, 2019 Filed Dec 5, 2019 01:29 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,031 $174.06 $353,515.86
Disclosure

SEC source: 0001321732-19-000148 · wf-form4_157550932241391.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 462,068

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $173.48 to $174.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
November 18, 2019 Filed Nov 21, 2019 01:23 UTC
Pray James RobertPresident, International
SaleCommon Stock 779 $168.55 $131,300.45
Disclosure

SEC source: 0001321732-19-000143 · wf-form4_157429941747777.xml · nonDerivative · entry 3

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 464,099

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $168.39 to $168.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
November 18, 2019 Filed Nov 21, 2019 01:23 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,325 $167.71 $389,925.75
Disclosure

SEC source: 0001321732-19-000143 · wf-form4_157429941747777.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 464,878

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $167.40 to $168.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
November 18, 2019 Filed Nov 21, 2019 01:23 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,229 $166.98 $372,198.42
Disclosure

SEC source: 0001321732-19-000143 · wf-form4_157429941747777.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 467,203

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $166.36 to $167.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
November 15, 2019 Filed Feb 15, 2020 01:09 UTC
Rothman LynnEVP and Chief Business Officer
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001321732-20-000041 · wf-form5_158172894915575.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 101,807

F1 · kind: This was a bona fide gift with no payment in consideration.

F2 · ownership.nature: Shares are held by the Trust of Richard E. Koch and Lynn D. Rothman.

Read SEC document
November 11, 2019 Filed Nov 14, 2019 02:03 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 100 $171.13 $17,113.00
Disclosure

SEC source: 0001321732-19-000141 · wf-form4_157369701046681.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,058,982

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
November 11, 2019 Filed Nov 14, 2019 02:03 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 1,446 $169.95 $245,747.70
Disclosure

SEC source: 0001321732-19-000141 · wf-form4_157369701046681.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,059,082

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $169.68 to $170.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
November 11, 2019 Filed Nov 14, 2019 02:03 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 3,288 $168.99 $555,639.12
Disclosure

SEC source: 0001321732-19-000141 · wf-form4_157369701046681.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,060,528

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $168.63 to $169.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
November 11, 2019 Filed Nov 14, 2019 02:03 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 2,282 $168.28 $384,014.96
Disclosure

SEC source: 0001321732-19-000141 · wf-form4_157369701046681.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,063,816

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $167.71 to $168.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
November 11, 2019 Filed Nov 14, 2019 02:03 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 449 $167.10 $75,027.90
Disclosure

SEC source: 0001321732-19-000141 · wf-form4_157369701046681.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,066,098

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $166.69 to $167.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
November 11, 2019 Filed Nov 14, 2019 02:03 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 200 $166.58 $33,316.00
Disclosure

SEC source: 0001321732-19-000141 · wf-form4_157369701046681.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,066,547

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $166.57 to $166.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
November 11, 2019 Filed Nov 14, 2019 02:03 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 235 $164.76 $38,718.60
Disclosure

SEC source: 0001321732-19-000141 · wf-form4_157369701046681.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,066,747

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $164.63 to $164.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
November 07, 2019 Filed Nov 13, 2019 00:54 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 400 $171.13 $68,452.00
Disclosure

SEC source: 0001321732-19-000138 · wf-form4_157360642294253.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 104,807

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $171.00 to $171.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Trust of Richard E. Koch and Lynn D. Rothman

Read SEC document
November 07, 2019 Filed Nov 13, 2019 00:54 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 4,600 $170.25 $783,150.00
Disclosure

SEC source: 0001321732-19-000138 · wf-form4_157360642294253.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 105,207

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $170.00 to $170.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Trust of Richard E. Koch and Lynn D. Rothman

Read SEC document
October 29, 2019 Filed Nov 1, 2019 00:31 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 5,000 $160.13 $800,650.00
Disclosure

SEC source: 0001321732-19-000129 · wf-form4_157256825760725.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 109,807

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $160.00 to $160.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Trust of Richard E. Koch and Lynn D. Rothman

Read SEC document
October 22, 2019 Filed Oct 24, 2019 23:49 UTC
Pray James RobertPresident, International
SaleCommon Stock 5,333 $150.06 $800,269.98
Disclosure

SEC source: 0001321732-19-000127 · wf-form4_157196095994767.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 469,432

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $150.00 to $150.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
October 14, 2019 Filed Oct 17, 2019 00:02 UTC SaleCommon Stock 4 $145.59 $582.36
Disclosure

SEC source: 0001321732-19-000125 · wf-form4_157127055096849.xml · nonDerivative · entry 4

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
October 14, 2019 Filed Oct 17, 2019 00:02 UTC SaleCommon Stock 269 $144.84 $38,961.96
Disclosure

SEC source: 0001321732-19-000125 · wf-form4_157127055096849.xml · nonDerivative · entry 3

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $144.61 to $145.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 14, 2019 Filed Oct 17, 2019 00:02 UTC SaleCommon Stock 800 $144.12 $115,296.00
Disclosure

SEC source: 0001321732-19-000125 · wf-form4_157127055096849.xml · nonDerivative · entry 2

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $143.89 to $144.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 14, 2019 Filed Oct 17, 2019 00:02 UTC SaleCommon Stock 200 $142.96 $28,592.00
Disclosure

SEC source: 0001321732-19-000125 · wf-form4_157127055096849.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,326

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $142.51 to $143.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 23:33 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 3,885 $146.55 $569,346.75
Disclosure

SEC source: 0001321732-19-000123 · wf-form4_157118240822115.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,066,982

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $146.19 to $147.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 23:33 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 3,285 $145.81 $478,985.85
Disclosure

SEC source: 0001321732-19-000123 · wf-form4_157118240822115.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,070,867

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $145.21 to $146.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 23:33 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 830 $144.78 $120,167.40
Disclosure

SEC source: 0001321732-19-000123 · wf-form4_157118240822115.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,074,152

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $144.19 to $145.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:14 UTC SaleCommon Stock 118 $134.93 $15,921.74
Disclosure

SEC source: 0001321732-19-000119 · wf-form4_157014802656795.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · balance_after: Any changes between direct and indirect holdings through the Thomas and Catherine Wilder Family Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

Read SEC document
October 01, 2019 Filed Oct 4, 2019 00:17 UTC SaleCommon Stock 237 $134.93 $31,978.41
Disclosure

SEC source: 0001321732-19-000121 · wf-form4_157014819898035.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,876

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 23:51 UTC
Pray James RobertPresident, International
SaleCommon Stock 658 $150.00 $98,700.00
Disclosure

SEC source: 0001321732-19-000117 · wf-form4_156885066899196.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 474,765

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 23:30 UTC
Pray James RobertPresident, International
SaleCommon Stock 9,958 $150.04 $1,494,098.32
Disclosure

SEC source: 0001321732-19-000113 · wf-form4_156867664368150.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 475,423

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $150.00 to $150.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 23:19 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 5,000 $150.02 $750,100.00
Disclosure

SEC source: 0001321732-19-000115 · wf-form4_156876236189342.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 114,807

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $150.00 to $150.28 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Trust of Richard E. Koch and Lynn D. Rothman

Read SEC document
September 12, 2019 Filed Sep 16, 2019 23:30 UTC
Pray James RobertPresident, International
SaleCommon Stock 50 $150.00 $7,500.00
Disclosure

SEC source: 0001321732-19-000113 · wf-form4_156867664368150.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 485,381

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 23:58 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 200 $147.90 $29,580.00
Disclosure

SEC source: 0001321732-19-000111 · wf-form4_156841907878484.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,074,982

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F10 · price: This transaction was executed in multiple trades at prices ranging from $147.80 to $148.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 23:58 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 1,183 $147.19 $174,125.77
Disclosure

SEC source: 0001321732-19-000111 · wf-form4_156841907878484.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,075,182

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $146.70 to $147.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 23:58 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 1,233 $146.28 $180,363.24
Disclosure

SEC source: 0001321732-19-000111 · wf-form4_156841907878484.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,076,365

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $145.87 to $146.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 23:58 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 2,495 $145.16 $362,174.20
Disclosure

SEC source: 0001321732-19-000111 · wf-form4_156841907878484.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,077,598

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $144.71 to $145.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 23:58 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 470 $144.21 $67,778.70
Disclosure

SEC source: 0001321732-19-000111 · wf-form4_156841907878484.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,080,093

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $143.81 to $144.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 23:58 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 200 $142.99 $28,598.00
Disclosure

SEC source: 0001321732-19-000111 · wf-form4_156841907878484.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,080,563

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $142.97 to $143.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 23:58 UTC
Elsesser AdamDirector · Chairman and CEO
SaleCommon Stock 1,519 $142.12 $215,880.28
Disclosure

SEC source: 0001321732-19-000111 · wf-form4_156841907878484.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,080,763

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $141.79 to $142.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.