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PEN

Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 12, 2020 Filed Oct 15, 2020 00:51 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,700 $211.22 $359,074.00
Disclosure

SEC source: 0001321732-20-000137 · wf-form4_160272305694607.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 978,027

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $210.94 to $211.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
October 12, 2020 Filed Oct 15, 2020 00:51 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,200 $210.48 $252,576.00
Disclosure

SEC source: 0001321732-20-000137 · wf-form4_160272305694607.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 979,727

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $209.92 to $210.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
October 12, 2020 Filed Oct 15, 2020 00:51 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 655 $209.42 $137,170.10
Disclosure

SEC source: 0001321732-20-000137 · wf-form4_160272305694607.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 980,927

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $208.86 to $209.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
October 09, 2020 Filed Oct 15, 2020 00:46 UTC SaleCommon Stock 52 $214.50 $11,154.00
Disclosure

SEC source: 0001321732-20-000135 · wf-form4_160272277903222.xml · nonDerivative · entry 9

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F11 · price: This transaction was executed in multiple trades at prices ranging from $214.27 to $214.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 09, 2020 Filed Oct 15, 2020 00:46 UTC SaleCommon Stock 62 $213.88 $13,260.56
Disclosure

SEC source: 0001321732-20-000135 · wf-form4_160272277903222.xml · nonDerivative · entry 8

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F10 · price: This transaction was executed in multiple trades at prices ranging from $213.41 to $214.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 09, 2020 Filed Oct 15, 2020 00:46 UTC SaleCommon Stock 50 $212.82 $10,641.00
Disclosure

SEC source: 0001321732-20-000135 · wf-form4_160272277903222.xml · nonDerivative · entry 7

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $212.38 to $213.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 09, 2020 Filed Oct 15, 2020 00:46 UTC SaleCommon Stock 24 $211.76 $5,082.24
Disclosure

SEC source: 0001321732-20-000135 · wf-form4_160272277903222.xml · nonDerivative · entry 6

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $211.29 to $212.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 09, 2020 Filed Oct 15, 2020 00:46 UTC SaleCommon Stock 46 $210.76 $9,694.96
Disclosure

SEC source: 0001321732-20-000135 · wf-form4_160272277903222.xml · nonDerivative · entry 5

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,181

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $210.25 to $211.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 09, 2020 Filed Oct 15, 2020 00:46 UTC SaleCommon Stock 121 $209.80 $25,385.80
Disclosure

SEC source: 0001321732-20-000135 · wf-form4_160272277903222.xml · nonDerivative · entry 4

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $209.27 to $210.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 09, 2020 Filed Oct 15, 2020 00:46 UTC SaleCommon Stock 89 $208.74 $18,577.86
Disclosure

SEC source: 0001321732-20-000135 · wf-form4_160272277903222.xml · nonDerivative · entry 3

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,348

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $208.34 to $209.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 09, 2020 Filed Oct 15, 2020 00:46 UTC SaleCommon Stock 128 $207.71 $26,586.88
Disclosure

SEC source: 0001321732-20-000135 · wf-form4_160272277903222.xml · nonDerivative · entry 2

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,437

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $207.25 to $208.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 09, 2020 Filed Oct 15, 2020 00:46 UTC SaleCommon Stock 140 $206.88 $28,963.20
Disclosure

SEC source: 0001321732-20-000135 · wf-form4_160272277903222.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $206.24 to $207.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:48 UTC SaleCommon Stock 115 $196.06 $22,546.90
Disclosure

SEC source: 0001321732-20-000133 · wf-form4_160194530574098.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 23:49 UTC SaleCommon Stock 65 $200.97 $13,063.05
Disclosure

SEC source: 0001321732-20-000131 · wf-form4_160030013023802.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,258

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 11, 2020 Filed Sep 16, 2020 00:52 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 587 $202.89 $119,096.43
Disclosure

SEC source: 0001321732-20-000129 · wf-form4_160021754381051.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 981,582

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $202.78 to $202.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
September 11, 2020 Filed Sep 16, 2020 00:52 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,600 $202.11 $323,376.00
Disclosure

SEC source: 0001321732-20-000129 · wf-form4_160021754381051.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 982,169

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $201.71 to $202.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
September 11, 2020 Filed Sep 16, 2020 00:52 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,565 $200.99 $314,549.35
Disclosure

SEC source: 0001321732-20-000129 · wf-form4_160021754381051.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 983,769

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $200.59 to $201.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
September 11, 2020 Filed Sep 16, 2020 00:52 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 2,562 $200.21 $512,938.02
Disclosure

SEC source: 0001321732-20-000129 · wf-form4_160021754381051.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 985,334

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $199.70 to $200.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
September 11, 2020 Filed Sep 16, 2020 00:52 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,686 $199.23 $335,901.78
Disclosure

SEC source: 0001321732-20-000129 · wf-form4_160021754381051.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 987,896

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $198.59 to $199.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 00:13 UTC
Pray James RobertPresident, International
SaleCommon Stock 717 $213.32 $152,950.44
Disclosure

SEC source: 0001321732-20-000127 · wf-form4_159917837010796.xml · nonDerivative · entry 5

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 443,431

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $213.16 to $213.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 00:13 UTC
Pray James RobertPresident, International
SaleCommon Stock 3,933 $212.78 $836,863.74
Disclosure

SEC source: 0001321732-20-000127 · wf-form4_159917837010796.xml · nonDerivative · entry 4

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 444,148

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $212.24 to $213.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 00:13 UTC
Pray James RobertPresident, International
SaleCommon Stock 200 $211.82 $42,364.00
Disclosure

SEC source: 0001321732-20-000127 · wf-form4_159917837010796.xml · nonDerivative · entry 3

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 448,081

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $211.25 to $212.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 00:13 UTC
Pray James RobertPresident, International
SaleCommon Stock 100 $210.42 $21,042.00
Disclosure

SEC source: 0001321732-20-000127 · wf-form4_159917837010796.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 448,281

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $210.24 to $210.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 00:13 UTC
Pray James RobertPresident, International
SaleCommon Stock 50 $209.16 $10,458.00
Disclosure

SEC source: 0001321732-20-000127 · wf-form4_159917837010796.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 448,381

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 23:39 UTC
Pray James RobertPresident, International
SaleCommon Stock 61 $237.01 $14,457.61
Disclosure

SEC source: 0001321732-20-000125 · wf-form4_159796677689245.xml · nonDerivative · entry 4

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 448,431

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 23:39 UTC
Pray James RobertPresident, International
SaleCommon Stock 1,450 $235.80 $341,910.00
Disclosure

SEC source: 0001321732-20-000125 · wf-form4_159796677689245.xml · nonDerivative · entry 3

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 448,492

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $235.54 to $236.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 23:39 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,636 $234.95 $619,328.20
Disclosure

SEC source: 0001321732-20-000125 · wf-form4_159796677689245.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 449,942

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $234.53 to $235.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 23:39 UTC
Pray James RobertPresident, International
SaleCommon Stock 853 $234.28 $199,840.84
Disclosure

SEC source: 0001321732-20-000125 · wf-form4_159796677689245.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 452,578

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $233.53 to $234.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:21 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 40 $238.06 $9,522.40
Disclosure

SEC source: 0001321732-20-000123 · wf-form4_159788285071475.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,761

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $237.96 to $238.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:21 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 476 $236.95 $112,788.20
Disclosure

SEC source: 0001321732-20-000123 · wf-form4_159788285071475.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,801

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $236.64 to $237.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:21 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 926 $236.14 $218,665.64
Disclosure

SEC source: 0001321732-20-000123 · wf-form4_159788285071475.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,277

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $235.63 to $236.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:21 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 558 $235.07 $131,169.06
Disclosure

SEC source: 0001321732-20-000123 · wf-form4_159788285071475.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,203

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $234.63 to $235.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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August 13, 2020 Filed Aug 18, 2020 00:54 UTC SaleCommon Stock 65 $237.16 $15,415.40
Disclosure

SEC source: 0001321732-20-000121 · wf-form4_159771202758978.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,323

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
August 11, 2020 Filed Aug 14, 2020 01:18 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 3,500 $233.68 $817,880.00
Disclosure

SEC source: 0001321732-20-000119 · wf-form4_159736787927800.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 989,582

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $233.28 to $234.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
August 11, 2020 Filed Aug 14, 2020 01:18 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,200 $232.84 $279,408.00
Disclosure

SEC source: 0001321732-20-000119 · wf-form4_159736787927800.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 993,082

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $232.31 to $233.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
August 11, 2020 Filed Aug 14, 2020 01:18 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 300 $231.61 $69,483.00
Disclosure

SEC source: 0001321732-20-000119 · wf-form4_159736787927800.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 994,282

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $231.35 to $232.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
August 11, 2020 Filed Aug 14, 2020 01:18 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,300 $230.60 $299,780.00
Disclosure

SEC source: 0001321732-20-000119 · wf-form4_159736787927800.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 994,582

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $230.31 to $231.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
August 11, 2020 Filed Aug 14, 2020 01:18 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,700 $229.77 $390,609.00
Disclosure

SEC source: 0001321732-20-000119 · wf-form4_159736787927800.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 995,882

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $229.20 to $230.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 01:42 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,875 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001321732-20-000108 · wf-form4_159538211637880.xml · derivative · entry 7

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,305

Underlying: Common Stock · 4,875 shares

Expires 2021-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 01:42 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 4,875 $200.07 $975,341.25
Disclosure

SEC source: 0001321732-20-000108 · wf-form4_159538211637880.xml · nonDerivative · entry 4

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,332

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $200.00 to $200.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 01:42 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionCommon Stock 4,875 $3.98 $19,402.50
Disclosure

SEC source: 0001321732-20-000108 · wf-form4_159538211637880.xml · nonDerivative · entry 3

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2020 Filed Jul 22, 2020 01:42 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001321732-20-000108 · wf-form4_159538211637880.xml · derivative · entry 6

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,180

Underlying: Common Stock · 4,800 shares

Expires 2021-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
July 17, 2020 Filed Jul 22, 2020 01:42 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 4,800 $195.12 $936,576.00
Disclosure

SEC source: 0001321732-20-000108 · wf-form4_159538211637880.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,332

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $195.00 to $195.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 17, 2020 Filed Jul 22, 2020 01:42 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionCommon Stock 4,800 $3.98 $19,104.00
Disclosure

SEC source: 0001321732-20-000108 · wf-form4_159538211637880.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2020 Filed Jul 22, 2020 01:39 UTC SaleCommon Stock 46 $189.23 $8,704.58
Disclosure

SEC source: 0001321732-20-000106 · wf-form4_159538192906880.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,388

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 20:48 UTC SaleCommon Stock 230 $192.47 $44,268.10
Disclosure

SEC source: 0001321732-20-000100 · wf-form4_159486046699026.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 13, 2020 Filed Jul 16, 2020 00:53 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 200 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001321732-20-000104 · wf-form4_159486077116477.xml · derivative · entry 4

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,980

Underlying: Common Stock · 200 shares

Expires 2021-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
July 13, 2020 Filed Jul 16, 2020 00:53 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 200 $195.00 $39,000.00
Disclosure

SEC source: 0001321732-20-000104 · wf-form4_159486077116477.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,332

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
July 13, 2020 Filed Jul 16, 2020 00:53 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionCommon Stock 200 $3.98 $796.00
Disclosure

SEC source: 0001321732-20-000104 · wf-form4_159486077116477.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2020 Filed Jul 16, 2020 00:50 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 100 $194.88 $19,488.00
Disclosure

SEC source: 0001321732-20-000102 · wf-form4_159486058796814.xml · nonDerivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 997,582

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.