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NYSE · USD

PEN

Penumbra Inc

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Tapewire entity
3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2021 Filed Aug 13, 2021 00:02 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 14,500 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-21-000066 · wf-form4_162881291189683.xml · derivative · entry 15

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,500

Underlying: Common Stock · 14,500 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:02 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 100 $257.28 $25,728.00
Disclosure

SEC source: 0001321732-21-000066 · wf-form4_162881291189683.xml · nonDerivative · entry 13

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:02 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 2,503 $255.26 $638,915.78
Disclosure

SEC source: 0001321732-21-000066 · wf-form4_162881291189683.xml · nonDerivative · entry 12

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F12 · price: This transaction was executed in multiple trades at prices ranging from $254.91 to $255.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:02 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,684 $254.22 $428,106.48
Disclosure

SEC source: 0001321732-21-000066 · wf-form4_162881291189683.xml · nonDerivative · entry 11

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,603

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F11 · price: This transaction was executed in multiple trades at prices ranging from $253.78 to $254.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:02 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,700 $253.30 $430,610.00
Disclosure

SEC source: 0001321732-21-000066 · wf-form4_162881291189683.xml · nonDerivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,287

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F10 · price: This transaction was executed in multiple trades at prices ranging from $252.88 to $253.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:02 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 300 $252.12 $75,636.00
Disclosure

SEC source: 0001321732-21-000066 · wf-form4_162881291189683.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,987

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $251.87 to $252.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:02 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,125 $251.29 $282,701.25
Disclosure

SEC source: 0001321732-21-000066 · wf-form4_162881291189683.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,287

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $250.80 to $251.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:02 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,088 $250.19 $272,206.72
Disclosure

SEC source: 0001321732-21-000066 · wf-form4_162881291189683.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,412

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $249.82 to $250.74. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:02 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,985 $249.16 $494,582.60
Disclosure

SEC source: 0001321732-21-000066 · wf-form4_162881291189683.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $248.79 to $249.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:02 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 2,611 $248.35 $648,441.85
Disclosure

SEC source: 0001321732-21-000066 · wf-form4_162881291189683.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,485

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $247.79 to $248.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:02 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 704 $247.25 $174,064.00
Disclosure

SEC source: 0001321732-21-000066 · wf-form4_162881291189683.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,096

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $246.88 to $247.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:02 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 200 $246.21 $49,242.00
Disclosure

SEC source: 0001321732-21-000066 · wf-form4_162881291189683.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,800

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $246.00 to $246.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:02 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 500 $245.36 $122,680.00
Disclosure

SEC source: 0001321732-21-000066 · wf-form4_162881291189683.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $244.78 to $245.74. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 00:02 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionCommon Stock 14,500 $7.75 $112,375.00
Disclosure

SEC source: 0001321732-21-000066 · wf-form4_162881291189683.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,300 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · derivative · entry 19

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,700

Underlying: Common Stock · 5,300 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 100 $275.28 $27,528.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 17

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,637

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 200 $273.45 $54,690.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 16

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,737

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F14 · price: This transaction was executed in multiple trades at prices ranging from $272.99 to $273.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 300 $272.06 $81,618.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 15

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,937

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F13 · price: This transaction was executed in multiple trades at prices ranging from $272.00 to $272.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 400 $271.34 $108,536.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 14

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,237

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F12 · price: This transaction was executed in multiple trades at prices ranging from $271.21 to $271.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 400 $270.18 $108,072.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 13

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,637

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F11 · price: This transaction was executed in multiple trades at prices ranging from $270.00 to $270.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 600 $269.29 $161,574.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 12

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,037

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F10 · price: This transaction was executed in multiple trades at prices ranging from $269.00 to $269.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 300 $268.27 $80,481.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 11

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,637

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $268.02 to $268.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 500 $266.58 $133,290.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 10

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,937

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $266.20 to $266.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 100 $265.04 $26,504.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 9

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,437

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 549 $264.35 $145,128.15
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 8

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,537

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $264.18 to $264.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 300 $263.40 $79,020.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 7

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,086

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $263.22 to $263.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 100 $262.70 $26,270.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 6

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,386

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 300 $261.43 $78,429.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 5

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,486

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $261.08 to $261.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 300 $260.50 $78,150.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 4

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,786

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $260.00 to $260.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 309 $259.43 $80,163.87
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 3

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,086

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $259.10 to $259.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 542 $258.43 $140,069.06
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,395

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $257.98 to $258.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:03 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionCommon Stock 5,300 $22.04 $116,812.00
Disclosure

SEC source: 0001321732-21-000068 · wf-form4_162881297964339.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:02 UTC
Pray James RobertPresident, International
SaleCommon Stock 121 $262.98 $31,820.58
Disclosure

SEC source: 0001321732-21-000067 · wf-form4_162881293185915.xml · nonDerivative · entry 5

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 418,431

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:02 UTC
Pray James RobertPresident, International
SaleCommon Stock 1,406 $262.12 $368,540.72
Disclosure

SEC source: 0001321732-21-000067 · wf-form4_162881293185915.xml · nonDerivative · entry 4

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 418,552

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $261.86 to $262.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

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August 10, 2021 Filed Aug 13, 2021 00:02 UTC
Pray James RobertPresident, International
SaleCommon Stock 998 $261.27 $260,747.46
Disclosure

SEC source: 0001321732-21-000067 · wf-form4_162881293185915.xml · nonDerivative · entry 3

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 419,958

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $260.87 to $261.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

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August 10, 2021 Filed Aug 13, 2021 00:02 UTC
Pray James RobertPresident, International
SaleCommon Stock 985 $260.19 $256,287.15
Disclosure

SEC source: 0001321732-21-000067 · wf-form4_162881293185915.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 420,956

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $259.86 to $260.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 00:02 UTC
Pray James RobertPresident, International
SaleCommon Stock 1,490 $259.42 $386,535.80
Disclosure

SEC source: 0001321732-21-000067 · wf-form4_162881293185915.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 421,941

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $258.86 to $259.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 19:13 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · derivative · entry 8

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 2,500 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 19:13 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 300 $265.16 $79,548.00
Disclosure

SEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,324

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $265.03 to $265.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 19:13 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 650 $264.46 $171,899.00
Disclosure

SEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,624

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $264.14 to $264.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 19:13 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 650 $263.67 $171,385.50
Disclosure

SEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,274

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $263.24 to $263.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 19:13 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 500 $262.57 $131,285.00
Disclosure

SEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,924

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $262.09 to $262.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 19:13 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $260.02 $26,002.00
Disclosure

SEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,424

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 19:13 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 300 $259.10 $77,730.00
Disclosure

SEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,524

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $258.99 to $259.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 19:13 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,500 $22.04 $55,100.00
Disclosure

SEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 14, 2021 Filed Jul 17, 2021 01:52 UTC SaleCommon Stock 65 $266.45 $17,319.25
Disclosure

SEC source: 0001321732-21-000054 · wf-form4_162648672204851.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,533

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 19:25 UTC SaleCommon Stock 161 $275.09 $44,289.49
Disclosure

SEC source: 0001321732-21-000052 · wf-form4_162630513357714.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:54 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,597 $240.54 $384,142.38
Disclosure

SEC source: 0001321732-21-000045 · wf-form4_162138567088295.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,324

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 07, 2021 Filed May 11, 2021 23:50 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,155 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001321732-21-000043 · wf-form4_162077704269546.xml · derivative · entry 3

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,155 shares

Expires 2021-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
May 07, 2021 Filed May 11, 2021 23:50 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionCommon Stock 10,155 $3.98 $40,416.90
Disclosure

SEC source: 0001321732-21-000043 · wf-form4_162077704269546.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.