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PEN

Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2021 Filed Oct 5, 2021 20:18 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,500 $22.04 $55,100.00
Disclosure

SEC source: 0001321732-21-000092 · wf-form4_163347948762693.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:17 UTC SaleCommon Stock 80 $267.06 $21,364.80
Disclosure

SEC source: 0001321732-21-000089 · wf-form4_163347943295347.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:17 UTC SaleCommon Stock 634 $267.06 $169,316.04
Disclosure

SEC source: 0001321732-21-000090 · wf-form4_163347945053925.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,364

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:18 UTC
Pray James RobertPresident, International
SaleCommon Stock 100 $267.06 $26,706.00
Disclosure

SEC source: 0001321732-21-000091 · wf-form4_163347946797748.xml · nonDerivative · entry 6

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 408,431

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:18 UTC
Pray James RobertPresident, International
SaleCommon Stock 700 $263.16 $184,212.00
Disclosure

SEC source: 0001321732-21-000091 · wf-form4_163347946797748.xml · nonDerivative · entry 5

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 408,531

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $262.78 to $263.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:18 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,200 $262.18 $576,796.00
Disclosure

SEC source: 0001321732-21-000091 · wf-form4_163347946797748.xml · nonDerivative · entry 4

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 409,231

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $261.70 to $262.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:18 UTC
Pray James RobertPresident, International
SaleCommon Stock 1,000 $261.01 $261,010.00
Disclosure

SEC source: 0001321732-21-000091 · wf-form4_163347946797748.xml · nonDerivative · entry 3

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 411,431

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $260.68 to $261.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:18 UTC
Pray James RobertPresident, International
SaleCommon Stock 700 $260.31 $182,217.00
Disclosure

SEC source: 0001321732-21-000091 · wf-form4_163347946797748.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 412,431

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $260.07 to $260.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:18 UTC
Pray James RobertPresident, International
SaleCommon Stock 300 $258.96 $77,688.00
Disclosure

SEC source: 0001321732-21-000091 · wf-form4_163347946797748.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 413,131

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $258.68 to $259.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:17 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,300 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-21-000088 · wf-form4_163347941301134.xml · derivative · entry 10

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,100

Underlying: Common Stock · 5,300 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:17 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 100 $267.06 $26,706.00
Disclosure

SEC source: 0001321732-21-000088 · wf-form4_163347941301134.xml · nonDerivative · entry 8

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,637

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:17 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 100 $263.64 $26,364.00
Disclosure

SEC source: 0001321732-21-000088 · wf-form4_163347941301134.xml · nonDerivative · entry 7

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,737

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:17 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 1,061 $262.97 $279,011.17
Disclosure

SEC source: 0001321732-21-000088 · wf-form4_163347941301134.xml · nonDerivative · entry 6

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,837

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $262.63 to $263.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:17 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 1,758 $262.10 $460,771.80
Disclosure

SEC source: 0001321732-21-000088 · wf-form4_163347941301134.xml · nonDerivative · entry 5

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,898

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $261.79 to $262.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:17 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 1,281 $261.05 $334,405.05
Disclosure

SEC source: 0001321732-21-000088 · wf-form4_163347941301134.xml · nonDerivative · entry 4

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,656

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $260.67 to $261.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:17 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 600 $260.23 $156,138.00
Disclosure

SEC source: 0001321732-21-000088 · wf-form4_163347941301134.xml · nonDerivative · entry 3

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,937

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $259.74 to $260.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:17 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 400 $259.03 $103,612.00
Disclosure

SEC source: 0001321732-21-000088 · wf-form4_163347941301134.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,537

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $258.63 to $259.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:17 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionCommon Stock 5,300 $22.04 $116,812.00
Disclosure

SEC source: 0001321732-21-000088 · wf-form4_163347941301134.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:07 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 14,500 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-21-000080 · wf-form4_163175445406706.xml · derivative · entry 11

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,000

Underlying: Common Stock · 14,500 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:07 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,234 $283.53 $349,876.02
Disclosure

SEC source: 0001321732-21-000080 · wf-form4_163175445406706.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $283.09 to $283.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:07 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,666 $282.54 $470,711.64
Disclosure

SEC source: 0001321732-21-000080 · wf-form4_163175445406706.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $282.11 to $283.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:07 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 2,100 $281.57 $591,297.00
Disclosure

SEC source: 0001321732-21-000080 · wf-form4_163175445406706.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $281.07 to $281.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:07 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 2,800 $280.42 $785,176.00
Disclosure

SEC source: 0001321732-21-000080 · wf-form4_163175445406706.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $280.09 to $280.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:07 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 3,702 $279.60 $1,035,079.20
Disclosure

SEC source: 0001321732-21-000080 · wf-form4_163175445406706.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $279.07 to $280.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:07 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,896 $278.81 $528,623.76
Disclosure

SEC source: 0001321732-21-000080 · wf-form4_163175445406706.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,502

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $278.12 to $279.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:07 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 502 $277.60 $139,355.20
Disclosure

SEC source: 0001321732-21-000080 · wf-form4_163175445406706.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,398

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $277.17 to $278.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:07 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 600 $276.53 $165,918.00
Disclosure

SEC source: 0001321732-21-000080 · wf-form4_163175445406706.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,900

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $276.07 to $276.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 01:07 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionCommon Stock 14,500 $7.75 $112,375.00
Disclosure

SEC source: 0001321732-21-000080 · wf-form4_163175445406706.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-21-000078 · wf-form4_163071520918857.xml · derivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 2,500 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $276.20 $27,620.00
Disclosure

SEC source: 0001321732-21-000078 · wf-form4_163071520918857.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,324

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 300 $274.80 $82,440.00
Disclosure

SEC source: 0001321732-21-000078 · wf-form4_163071520918857.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,424

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $274.74 to $274.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $274.49 $27,449.00
Disclosure

SEC source: 0001321732-21-000078 · wf-form4_163071520918857.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,724

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 697 $271.80 $189,444.60
Disclosure

SEC source: 0001321732-21-000078 · wf-form4_163071520918857.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,824

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $271.55 to $272.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 1,303 $270.98 $353,086.94
Disclosure

SEC source: 0001321732-21-000078 · wf-form4_163071520918857.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,521

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $270.55 to $271.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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September 01, 2021 Filed Sep 3, 2021 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,500 $22.04 $55,100.00
Disclosure

SEC source: 0001321732-21-000078 · wf-form4_163071520918857.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

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September 01, 2021 Filed Sep 4, 2021 00:26 UTC
Pray James RobertPresident, International
SaleCommon Stock 700 $274.61 $192,227.00
Disclosure

SEC source: 0001321732-21-000077 · wf-form4_163071517809277.xml · nonDerivative · entry 5

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 413,431

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $274.30 to $274.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

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September 01, 2021 Filed Sep 4, 2021 00:26 UTC
Pray James RobertPresident, International
SaleCommon Stock 102 $273.90 $27,937.80
Disclosure

SEC source: 0001321732-21-000077 · wf-form4_163071517809277.xml · nonDerivative · entry 4

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 414,131

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $273.35 to $273.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

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September 01, 2021 Filed Sep 4, 2021 00:26 UTC
Pray James RobertPresident, International
SaleCommon Stock 561 $272.32 $152,771.52
Disclosure

SEC source: 0001321732-21-000077 · wf-form4_163071517809277.xml · nonDerivative · entry 3

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 414,233

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $272.11 to $272.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

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September 01, 2021 Filed Sep 4, 2021 00:26 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,237 $271.39 $607,099.43
Disclosure

SEC source: 0001321732-21-000077 · wf-form4_163071517809277.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 414,794

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $271.03 to $271.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

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September 01, 2021 Filed Sep 4, 2021 00:26 UTC
Pray James RobertPresident, International
SaleCommon Stock 1,400 $270.58 $378,812.00
Disclosure

SEC source: 0001321732-21-000077 · wf-form4_163071517809277.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 417,031

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $270.03 to $270.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
September 01, 2021 Filed Sep 4, 2021 00:26 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,300 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-21-000076 · wf-form4_163071515771290.xml · derivative · entry 9

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,400

Underlying: Common Stock · 5,300 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 01, 2021 Filed Sep 4, 2021 00:26 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 6 $275.80 $1,654.80
Disclosure

SEC source: 0001321732-21-000076 · wf-form4_163071515771290.xml · nonDerivative · entry 7

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,637

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
September 01, 2021 Filed Sep 4, 2021 00:26 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 700 $274.58 $192,206.00
Disclosure

SEC source: 0001321732-21-000076 · wf-form4_163071515771290.xml · nonDerivative · entry 6

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,643

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $274.29 to $274.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2021 Filed Sep 4, 2021 00:26 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 300 $273.55 $82,065.00
Disclosure

SEC source: 0001321732-21-000076 · wf-form4_163071515771290.xml · nonDerivative · entry 5

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,343

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $273.28 to $273.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2021 Filed Sep 4, 2021 00:26 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 100 $273.00 $27,300.00
Disclosure

SEC source: 0001321732-21-000076 · wf-form4_163071515771290.xml · nonDerivative · entry 4

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,643

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
September 01, 2021 Filed Sep 4, 2021 00:26 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 1,994 $271.63 $541,630.22
Disclosure

SEC source: 0001321732-21-000076 · wf-form4_163071515771290.xml · nonDerivative · entry 3

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,743

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $271.27 to $272.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2021 Filed Sep 4, 2021 00:26 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 2,200 $270.80 $595,760.00
Disclosure

SEC source: 0001321732-21-000076 · wf-form4_163071515771290.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,737

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $270.26 to $271.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2021 Filed Sep 4, 2021 00:26 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionCommon Stock 5,300 $22.04 $116,812.00
Disclosure

SEC source: 0001321732-21-000076 · wf-form4_163071515771290.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 23:19 UTC SaleCommon Stock 732 $271.21 $198,525.72
Disclosure

SEC source: 0001321732-21-000072 · wf-form4_163062478416074.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,998

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 23:42 UTC SaleCommon Stock 65 $255.60 $16,614.00
Disclosure

SEC source: 0001321732-21-000070 · wf-form4_162924372947665.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,468

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.