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NYSE · USD

PEN

Penumbra Inc

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Tapewire entity
3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2023 Filed Jul 6, 2023 20:22 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 229 $339.30 $77,699.70
Disclosure

SEC source: 0001321732-23-000078 · wk-form4_1688689333.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,108

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $338.74 to $339.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 00:43 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 9,666 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · derivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,668

Underlying: Common Stock · 9,666 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 00:43 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 759 $327.17 $248,322.03
Disclosure

SEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $326.74 to $327.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 00:43 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,542 $326.36 $503,247.12
Disclosure

SEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 759

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $325.76 to $326.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 00:43 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 3,362 $325.25 $1,093,490.50
Disclosure

SEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,301

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $324.73 to $325.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 00:43 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 798 $324.33 $258,815.34
Disclosure

SEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,663

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $323.80 to $324.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 00:43 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 719 $323.17 $232,359.23
Disclosure

SEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,461

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $322.89 to $323.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 00:43 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,568 $322.23 $505,256.64
Disclosure

SEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,180

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $321.72 to $322.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 00:43 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 918 $321.34 $294,990.12
Disclosure

SEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,748

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $320.72 to $321.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 00:43 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionCommon Stock 9,666 $7.75 $74,911.50
Disclosure

SEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:28 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 86 $313.09 $26,925.74
Disclosure

SEC source: 0001321732-23-000074 · wk-form4_1686007691.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,337

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $312.94 to $313.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:28 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 104 $312.52 $32,502.08
Disclosure

SEC source: 0001321732-23-000074 · wk-form4_1686007691.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,423

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $312.04 to $312.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:28 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 87 $311.37 $27,089.19
Disclosure

SEC source: 0001321732-23-000074 · wk-form4_1686007691.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,527

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $310.96 to $311.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:28 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 48 $310.31 $14,894.88
Disclosure

SEC source: 0001321732-23-000074 · wk-form4_1686007691.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,614

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $309.99 to $310.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:28 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 138 $309.50 $42,711.00
Disclosure

SEC source: 0001321732-23-000074 · wk-form4_1686007691.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,662

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $309.22 to $309.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:28 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 196 $308.30 $60,426.80
Disclosure

SEC source: 0001321732-23-000074 · wk-form4_1686007691.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,800

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $308.13 to $308.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:28 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 241 $306.30 $73,818.30
Disclosure

SEC source: 0001321732-23-000074 · wk-form4_1686007691.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,996

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $305.94 to $306.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 15, 2023 Filed May 16, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,688 $314.92 $531,584.96
Disclosure

SEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 9

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,237

F10 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 652 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · derivative · entry 10

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,598

Underlying: Common Stock · 652 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 14 $324.07 $4,536.98
Disclosure

SEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 8

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,925

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $324.00 to $324.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 447 $322.95 $144,358.65
Disclosure

SEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,939

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $322.87 to $323.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 25 $322.38 $8,059.50
Disclosure

SEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,386

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $321.89 to $322.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 16 $320.13 $5,122.08
Disclosure

SEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,411

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $320.00 to $320.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 187 $319.24 $59,697.88
Disclosure

SEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,427

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $318.90 to $319.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 436 $318.20 $138,735.20
Disclosure

SEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,614

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $317.87 to $318.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 375 $317.32 $118,995.00
Disclosure

SEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,050

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $316.84 to $317.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 652 $22.04 $14,370.08
Disclosure

SEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 11, 2023 Filed May 15, 2023 23:31 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 9,666 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-23-000066 · wf-form4_168419347142079.xml · derivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,334

Underlying: Common Stock · 9,666 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
May 11, 2023 Filed May 15, 2023 23:31 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 431 $320.50 $138,135.50
Disclosure

SEC source: 0001321732-23-000066 · wf-form4_168419347142079.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $320.19 to $320.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 11, 2023 Filed May 15, 2023 23:31 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 2,002 $319.44 $639,518.88
Disclosure

SEC source: 0001321732-23-000066 · wf-form4_168419347142079.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 431

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $319.12 to $319.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 11, 2023 Filed May 15, 2023 23:31 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 3,747 $318.66 $1,194,019.02
Disclosure

SEC source: 0001321732-23-000066 · wf-form4_168419347142079.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,433

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $318.12 to $319.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 11, 2023 Filed May 15, 2023 23:31 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 3,486 $317.61 $1,107,188.46
Disclosure

SEC source: 0001321732-23-000066 · wf-form4_168419347142079.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,180

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $317.11 to $318.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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May 11, 2023 Filed May 15, 2023 23:31 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionCommon Stock 9,666 $7.75 $74,911.50
Disclosure

SEC source: 0001321732-23-000066 · wf-form4_168419347142079.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 01, 2023 Filed May 3, 2023 23:50 UTC
Bose AraniDirector
SaleCommon Stock 422 $287.42 $121,291.24
Disclosure

SEC source: 0001321732-23-000064 · wf-form4_168315778940381.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,629

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $287.25 to $287.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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May 01, 2023 Filed May 3, 2023 23:50 UTC
Bose AraniDirector
SaleCommon Stock 972 $286.79 $278,759.88
Disclosure

SEC source: 0001321732-23-000064 · wf-form4_168315778940381.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,051

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $286.30 to $287.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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May 01, 2023 Filed May 3, 2023 23:50 UTC
Bose AraniDirector
SaleCommon Stock 2,290 $285.73 $654,321.70
Disclosure

SEC source: 0001321732-23-000064 · wf-form4_168315778940381.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,023

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $285.29 to $286.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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May 01, 2023 Filed May 3, 2023 23:50 UTC
Bose AraniDirector
SaleCommon Stock 1,316 $284.92 $374,954.72
Disclosure

SEC source: 0001321732-23-000064 · wf-form4_168315778940381.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186,313

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $284.25 to $285.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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April 15, 2023 Filed Apr 18, 2023 20:13 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 187 $277.62 $51,914.94
Disclosure

SEC source: 0001321732-23-000052 · wf-form4_168186317188372.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,773

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

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April 03, 2023 Filed Apr 5, 2023 19:31 UTC
Sarna SurbhiDirector
SaleCommon Stock 28 $276.37 $7,738.36
Disclosure

SEC source: 0001321732-23-000046 · wf-form4_168073746563449.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,577

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

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April 03, 2023 Filed Apr 5, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 600 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · derivative · entry 9

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,250

Underlying: Common Stock · 600 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: All shares are vested and exercisable.

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April 03, 2023 Filed Apr 5, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 169 $280.51 $47,406.19
Disclosure

SEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 8

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,960

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $280.17 to $281.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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April 03, 2023 Filed Apr 5, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 118 $279.81 $33,017.58
Disclosure

SEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,129

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $279.19 to $280.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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April 03, 2023 Filed Apr 5, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 36 $278.84 $10,038.24
Disclosure

SEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,247

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $278.49 to $279.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 52 $277.53 $14,431.56
Disclosure

SEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,283

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $277.41 to $277.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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April 03, 2023 Filed Apr 5, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 47 $276.76 $13,007.72
Disclosure

SEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,335

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $276.31 to $277.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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April 03, 2023 Filed Apr 5, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 82 $275.56 $22,595.92
Disclosure

SEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,382

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $275.25 to $276.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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April 03, 2023 Filed Apr 5, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 96 $274.84 $26,384.64
Disclosure

SEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,464

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $274.16 to $275.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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April 03, 2023 Filed Apr 5, 2023 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 600 $22.04 $13,224.00
Disclosure

SEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 23:34 UTC
Bose AraniDirector
SaleCommon Stock 669 $276.40 $184,911.60
Disclosure

SEC source: 0001321732-23-000050 · wf-form4_168073767107231.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 431,342

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $276.00 to $276.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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April 03, 2023 Filed Apr 5, 2023 23:34 UTC
Bose AraniDirector
SaleCommon Stock 4,331 $275.46 $1,193,017.26
Disclosure

SEC source: 0001321732-23-000050 · wf-form4_168073767107231.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 432,011

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $275.00 to $275.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.