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PEN

Penumbra Inc

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Tapewire entity
3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2023 Filed Oct 4, 2023 19:30 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 144 $237.41 $34,187.04
Disclosure

SEC source: 0001321732-23-000114 · wk-form4_1696462232.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,850

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $237.16 to $238.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 19:30 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 243 $236.82 $57,547.26
Disclosure

SEC source: 0001321732-23-000114 · wk-form4_1696462232.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,994

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $236.16 to $237.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 23:44 UTC SaleCommon Stock 170 $240.99 $40,968.30
Disclosure

SEC source: 0001321732-23-000118 · wk-form4_1696463064.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,150

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 9,666 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · derivative · entry 12

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,670

Underlying: Common Stock · 9,666 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 106 $301.91 $32,002.46
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,453 $301.42 $437,963.26
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $301.03 to $301.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 2,207 $300.45 $663,093.15
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,559

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $299.91 to $300.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 2,023 $299.48 $605,848.04
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,766

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $299.00 to $299.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 581 $298.45 $173,399.45
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,789

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $298.12 to $298.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 735 $297.30 $218,515.50
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,370

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $296.91 to $297.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 961 $296.54 $284,974.94
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,105

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $295.96 to $296.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 800 $295.56 $236,448.00
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,066

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $295.12 to $295.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 800 $294.47 $235,576.00
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,866

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $293.89 to $294.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionCommon Stock 9,666 $7.75 $74,911.50
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2023 Filed Sep 13, 2023 00:03 UTC SaleCommon Stock 444 $288.66 $128,165.04
Disclosure

SEC source: 0001321732-23-000110 · wk-form4_1694563383.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,458

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:01 UTC
Sarna SurbhiDirector
SaleCommon Stock 85 $266.62 $22,662.70
Disclosure

SEC source: 0001321732-23-000104 · wk-form4_1694044863.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,465

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:03 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 17 $267.23 $4,542.91
Disclosure

SEC source: 0001321732-23-000108 · wk-form4_1694044993.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,237

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $266.99 to $267.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:03 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 120 $266.28 $31,953.60
Disclosure

SEC source: 0001321732-23-000108 · wk-form4_1694044993.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,254

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $266.01 to $266.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:03 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 194 $265.47 $51,501.18
Disclosure

SEC source: 0001321732-23-000108 · wk-form4_1694044993.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,374

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $264.99 to $265.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:03 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 211 $264.38 $55,784.18
Disclosure

SEC source: 0001321732-23-000108 · wk-form4_1694044993.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,568

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $264.02 to $264.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:03 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 58 $263.53 $15,284.74
Disclosure

SEC source: 0001321732-23-000108 · wk-form4_1694044993.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,779

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $262.98 to $263.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 00:02 UTC SaleCommon Stock 340 $266.62 $90,650.80
Disclosure

SEC source: 0001321732-23-000106 · wk-form4_1694044935.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,320

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 23:59 UTC SaleCommon Stock 100 $266.62 $26,662.00
Disclosure

SEC source: 0001321732-23-000102 · wk-form4_1694044782.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,364

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 20:07 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 10 $251.94 $2,519.40
Disclosure

SEC source: 0001321732-23-000100 · wk-form4_1692230842.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,837

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 20:07 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 209 $250.95 $52,448.55
Disclosure

SEC source: 0001321732-23-000100 · wk-form4_1692230842.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,847

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $250.63 to $251.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 20:07 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 227 $250.18 $56,790.86
Disclosure

SEC source: 0001321732-23-000100 · wk-form4_1692230842.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,056

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $249.71 to $250.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 20:07 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 33 $249.30 $8,226.90
Disclosure

SEC source: 0001321732-23-000100 · wk-form4_1692230842.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,283

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $248.91 to $249.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 20:07 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 38 $248.42 $9,439.96
Disclosure

SEC source: 0001321732-23-000100 · wk-form4_1692230842.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,316

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $248.21 to $248.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 20:07 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 59 $247.09 $14,578.31
Disclosure

SEC source: 0001321732-23-000100 · wk-form4_1692230842.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,354

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $246.82 to $247.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 20:07 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 24 $246.10 $5,906.40
Disclosure

SEC source: 0001321732-23-000100 · wk-form4_1692230842.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,413

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $245.59 to $246.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 00:57 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 9,666 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-23-000098 · wk-form4_1692061014.xml · derivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,336

Underlying: Common Stock · 9,666 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 00:57 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 154 $248.14 $38,213.56
Disclosure

SEC source: 0001321732-23-000098 · wk-form4_1692061014.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $248.03 to $248.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 00:57 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 7,052 $247.37 $1,744,453.24
Disclosure

SEC source: 0001321732-23-000098 · wk-form4_1692061014.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $247.00 to $247.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 00:57 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 2,460 $246.71 $606,906.60
Disclosure

SEC source: 0001321732-23-000098 · wk-form4_1692061014.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,206

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $246.00 to $246.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 11, 2023 Filed Aug 15, 2023 00:57 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionCommon Stock 9,666 $7.75 $74,911.50
Disclosure

SEC source: 0001321732-23-000098 · wk-form4_1692061014.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 08, 2023 Filed Aug 10, 2023 00:09 UTC SaleCommon Stock 323 $251.00 $81,073.00
Disclosure

SEC source: 0001321732-23-000094 · wk-form4_1691625971.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,902

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

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August 07, 2023 Filed Aug 9, 2023 20:11 UTC SaleCommon Stock 340 $253.48 $86,183.20
Disclosure

SEC source: 0001321732-23-000096 · wk-form4_1691626254.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 340

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 9,666 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · derivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,002

Underlying: Common Stock · 9,666 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: All shares are vested and exercisable.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 738 $327.15 $241,436.70
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $326.80 to $327.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 322 $326.18 $105,029.96
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 738

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $326.02 to $326.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 578 $325.05 $187,878.90
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,060

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $324.80 to $325.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,936 $324.33 $627,902.88
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,638

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $323.82 to $324.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 400 $323.47 $129,388.00
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,574

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $323.30 to $323.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,570 $322.19 $505,838.30
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,974

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $321.80 to $322.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 4,122 $321.32 $1,324,481.04
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,544

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $320.80 to $321.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionCommon Stock 9,666 $7.75 $74,911.50
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:23 UTC
Sarna SurbhiDirector
SaleCommon Stock 27 $341.45 $9,219.15
Disclosure

SEC source: 0001321732-23-000080 · wk-form4_1688689423.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,550

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

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July 03, 2023 Filed Jul 6, 2023 20:22 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 3 $341.95 $1,025.85
Disclosure

SEC source: 0001321732-23-000078 · wk-form4_1688689333.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,437

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

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July 03, 2023 Filed Jul 6, 2023 20:22 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 180 $341.00 $61,380.00
Disclosure

SEC source: 0001321732-23-000078 · wk-form4_1688689333.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,440

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $340.74 to $341.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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July 03, 2023 Filed Jul 6, 2023 20:22 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 488 $340.28 $166,056.64
Disclosure

SEC source: 0001321732-23-000078 · wk-form4_1688689333.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,620

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $339.77 to $340.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.