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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2018 Filed Mar 6, 2018 22:53 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 1,140 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017420 · doc4.xml · derivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F2 · shares: Represents 100% vesting on March 2, 2018. The original grant was 1,140 restricted stock units, which were granted on March 2, 2017. As part of the Company's 2017 Corporate Incentive Plan (CICP), Mr. Kouninis elected to receive his annual Bonus in RSUs.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:53 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 310 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017420 · doc4.xml · derivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,477

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on March 2, 2018. The original grant was 6,192 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:53 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 201 $55.90 $11,235.90
Disclosure

SEC source: 0001209191-18-017420 · doc4.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,055

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:53 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 682 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017420 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents 20% vesting on March 2, 2018. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:53 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 327 $55.90 $18,279.30
Disclosure

SEC source: 0001209191-18-017420 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,574

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:53 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 1,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017420 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 100% vesting on March 2, 2018. The original grant was 1,140 restricted stock units, which were granted on March 2, 2017. As part of the Company's 2017 Corporate Incentive Plan (CICP), Mr. Kouninis elected to receive his annual Bonus in RSUs.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:53 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 90 $55.90 $5,031.00
Disclosure

SEC source: 0001209191-18-017420 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:53 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017420 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 2, 2018. The original grant was 6,192 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:51 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 2,267 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017415 · doc4.xml · derivative · entry 9

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,267

Underlying: Common Stock · 2,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F3 · shares: Represents 50% vesting on March 2, 2018. The original grant was 4,534 restricted stock units, with 50% vesting on March 2, 2018, and the remaining 50% vesting on March 2, 2019.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:51 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 2,901 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017415 · doc4.xml · derivative · entry 8

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F2 · shares: Represents 100% vesting on March 2, 2018. The original grant was 2,901 restricted stock units, which were granted on March 2, 2017. As part of the Company's 2017 Corporate Incentive Plan (CICP), Mr. Pyle elected to receive his annual Bonus in RSUs.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:51 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 558 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017415 · doc4.xml · derivative · entry 7

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,458

Underlying: Common Stock · 558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on March 2, 2018. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:51 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 668 $55.90 $37,341.20
Disclosure

SEC source: 0001209191-18-017415 · doc4.xml · nonDerivative · entry 6

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,505

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:51 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 2,267 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017415 · doc4.xml · nonDerivative · entry 5

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents 50% vesting on March 2, 2018. The original grant was 4,534 restricted stock units, with 50% vesting on March 2, 2018, and the remaining 50% vesting on March 2, 2019.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:51 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 883 $55.90 $49,359.70
Disclosure

SEC source: 0001209191-18-017415 · doc4.xml · nonDerivative · entry 4

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,906

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:51 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 2,901 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017415 · doc4.xml · nonDerivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 100% vesting on March 2, 2018. The original grant was 2,901 restricted stock units, which were granted on March 2, 2017. As part of the Company's 2017 Corporate Incentive Plan (CICP), Mr. Pyle elected to receive his annual Bonus in RSUs.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:51 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 194 $55.90 $10,844.60
Disclosure

SEC source: 0001209191-18-017415 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,888

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:51 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017415 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 2, 2018. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:19 UTC Exercise / conversionStock Options · Derivative 3,500 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-18-016660 · doc4.xml · derivative · entry 11

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,016

Underlying: Common Stock · 3,500 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options vest 20% on August 1, 2017, and the remaining 80% vest in equal quarterly installments over the remaining four years.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:19 UTC SaleCommon Stock 1,294 $55.68 $72,049.92
Disclosure

SEC source: 0001209191-18-016660 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on March 1, 2018, ranging from $55.35 and 56.00.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:19 UTC Tax withholdingCommon Stock 2,206 $58.30 $128,609.80
Disclosure

SEC source: 0001209191-18-016660 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,294

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:19 UTC Exercise / conversionCommon Stock 3,500 $27.74 $97,090.00
Disclosure

SEC source: 0001209191-18-016660 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:33 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 956 $0.00 Strike: $25.20 $0.00
Disclosure

SEC source: 0001209191-18-015145 · doc4.xml · derivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,427

Underlying: Common Stock · 19,118 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:33 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 1,568 $0.00 Strike: $27.24 $0.00
Disclosure

SEC source: 0001209191-18-015145 · doc4.xml · derivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,706

Underlying: Common Stock · 6,274 shares

Expires 2026-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:33 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 355 $58.61 $20,806.55
Disclosure

SEC source: 0001209191-18-015145 · doc4.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541

F3 · price: Represents the weighted average of the sale prices on February 28, 2018, ranging from $58.60 to $58.63.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:33 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 601 $58.60 $35,218.60
Disclosure

SEC source: 0001209191-18-015145 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:33 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 956 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015145 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:33 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 557 $59.86 $33,342.02
Disclosure

SEC source: 0001209191-18-015145 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541

F2 · price: Represents the weighted average of the sale prices on February 28, 2018, ranging from $59.81 to $59.92.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:33 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 1,011 $59.80 $60,457.80
Disclosure

SEC source: 0001209191-18-015145 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:33 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 1,568 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015145 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:31 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 18,000 $60.00 $1,080,000.00
Disclosure

SEC source: 0001209191-18-015140 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,524

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:41 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 4,000 $49.45 $197,800.00
Disclosure

SEC source: 0001209191-18-008129 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,524

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:55 UTC Exercise / conversionStock Options · Derivative 3,500 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-18-007628 · doc4.xml · derivative · entry 8

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,516

Underlying: Common Stock · 211,516 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:55 UTC Exercise / conversionRestricted Stock Units · Derivative 2,186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007628 · doc4.xml · derivative · entry 7

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,426

Underlying: Common Stock · 43,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on February 1, 2018. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:55 UTC SaleCommon Stock 2,678 $51.52 $137,970.56
Disclosure

SEC source: 0001209191-18-007628 · doc4.xml · nonDerivative · entry 6

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: Represents the weighted average of the sale prices on February 1, 2018, ranging from $50.65 to $51.80.

F5 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and option awards.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:55 UTC SaleCommon Stock 1,118 $51.52 $57,599.36
Disclosure

SEC source: 0001209191-18-007628 · doc4.xml · nonDerivative · entry 5

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,678

F3 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: Represents the weighted average of the sale prices on February 1, 2018, ranging from $50.65 to $51.80.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:55 UTC Tax withholdingCommon Stock 2,382 $50.60 $120,529.20
Disclosure

SEC source: 0001209191-18-007628 · doc4.xml · nonDerivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,796

F2 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Stilwell's tax liability, which were paid by way of withholding by the Company of shares of equal value

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:55 UTC Exercise / conversionCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007628 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:55 UTC Tax withholdingCommon Stock 694 $50.85 $35,289.90
Disclosure

SEC source: 0001209191-18-007628 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,678

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February 01, 2018 Filed Feb 5, 2018 22:55 UTC Exercise / conversionCommon Stock 2,186 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007628 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on February 1, 2018. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

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January 05, 2018 Filed Jan 8, 2018 21:56 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 4,000 $47.61 $190,440.00
Disclosure

SEC source: 0001209191-18-002739 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,524

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices on January 5, 2018, ranging from $47.10 to $48.60.

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January 02, 2018 Filed Jan 4, 2018 22:11 UTC Exercise / conversionStock Options · Derivative 2,000 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-18-002056 · doc4.xml · derivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,016

Underlying: Common Stock · 211,516 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested 20% on August 01, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

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January 02, 2018 Filed Jan 4, 2018 22:11 UTC SaleCommon Stock 517 $47.88 $24,753.96
Disclosure

SEC source: 0001209191-18-002056 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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January 02, 2018 Filed Jan 4, 2018 22:11 UTC Tax withholdingCommon Stock 1,483 $47.50 $70,442.50
Disclosure

SEC source: 0001209191-18-002056 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of withholding by the Company of shares of equal value.

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January 02, 2018 Filed Jan 4, 2018 22:11 UTC Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002056 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 21, 2017 Filed Dec 26, 2017 22:25 UTC
WEBER LARRYDirector
Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067254 · doc4.xml · derivative · entry 2

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on December 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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December 21, 2017 Filed Dec 26, 2017 22:25 UTC
WEBER LARRYDirector
Exercise / conversionCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067254 · doc4.xml · nonDerivative · entry 1

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on December 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

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December 21, 2017 Filed Dec 26, 2017 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067257 · doc4.xml · derivative · entry 2

WYMAN WILLIAM W · CIK 0001077644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on December 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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December 21, 2017 Filed Dec 26, 2017 22:27 UTC Exercise / conversionCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067257 · doc4.xml · nonDerivative · entry 1

WYMAN WILLIAM W · CIK 0001077644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on December 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
December 21, 2017 Filed Dec 26, 2017 22:23 UTC Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067251 · doc4.xml · derivative · entry 2

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on December 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 21, 2017 Filed Dec 26, 2017 22:23 UTC Exercise / conversionCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067251 · doc4.xml · nonDerivative · entry 1

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on December 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.