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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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Tapewire entity
309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 4, 2020 21:55 UTC SaleCommon Stock 492 $89.59 $44,078.28
Disclosure

SEC source: 0001209191-20-016176 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,981

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average sale prices on March 2, 2020, ranging from $89.26 to $90.17. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:55 UTC Tax withholdingCommon Stock 42 $90.50 $3,801.00
Disclosure

SEC source: 0001209191-20-016176 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,473

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:55 UTC Exercise / conversionCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016176 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the 5% vesting on March 2, 2020. The original grant was 2,841 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:51 UTC SaleCommon Stock 4,286 $89.08 $381,796.88
Disclosure

SEC source: 0001209191-20-016167 · doc4.xml · nonDerivative · entry 5

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 117,010

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: Represents the weighted average of the sale prices on March 2, 2020, ranging from $88.89 to $89.30. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:51 UTC SaleCommon Stock 7,014 $89.84 $630,137.76
Disclosure

SEC source: 0001209191-20-016167 · doc4.xml · nonDerivative · entry 4

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 121,296

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on March 2, 2020, ranging from $89.33 to $90.31. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:51 UTC SaleCommon Stock 2,700 $90.68 $244,836.00
Disclosure

SEC source: 0001209191-20-016167 · doc4.xml · nonDerivative · entry 3

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 128,310

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices on March 2, 2020, ranging from $90.35 to $91.33. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:11 UTC Exercise / conversionStock Options · Derivative 10,576 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-20-012586 · doc4.xml · derivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,955

Underlying: Common Stock · 10,576 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:11 UTC Tax withholdingCommon Stock 5,161 $100.81 $520,280.41
Disclosure

SEC source: 0001209191-20-012586 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,373

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Stillwell's tax liability, which was paid by way of the Company withholding shares of equal value.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:11 UTC Exercise / conversionCommon Stock 10,576 $27.74 $293,378.24
Disclosure

SEC source: 0001209191-20-012586 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:51 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionStock Option · Derivative 2,800 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001209191-20-006955 · doc4.xml · derivative · entry 6

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,065

Underlying: Common Stock · 2,800 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested on December 12, 2013, with the remaining 80% vesting in equal quarterly amounts over the next four years.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:51 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 1,727 $87.93 $151,855.11
Disclosure

SEC source: 0001209191-20-006955 · doc4.xml · nonDerivative · entry 5

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,730

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices February 3, 2020, ranging from $87.62 to $88.24. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:51 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 575 $87.53 $50,329.75
Disclosure

SEC source: 0001209191-20-006955 · doc4.xml · nonDerivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,457

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:51 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 1,500 $11.05 $16,575.00
Disclosure

SEC source: 0001209191-20-006955 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:51 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 498 $87.53 $43,589.94
Disclosure

SEC source: 0001209191-20-006955 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,532

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:51 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 1,300 $11.05 $14,365.00
Disclosure

SEC source: 0001209191-20-006955 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:33 UTC Exercise / conversionRestricted Stock Units · Derivative 2,187 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006924 · doc4.xml · derivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,120

Underlying: Common Stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents 5% vesting on February 1, 2020, with a release date of February 3, 2020, the next business day following the vesting. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:33 UTC SaleCommon Stock 1,000 $87.52 $87,520.00
Disclosure

SEC source: 0001209191-20-006924 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,958

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on February 3, 2020, ranging from $87.35 to $87.69. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:33 UTC Tax withholdingCommon Stock 700 $86.21 $60,347.00
Disclosure

SEC source: 0001209191-20-006924 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,958

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:33 UTC Exercise / conversionCommon Stock 2,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006924 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on February 1, 2020, with a release date of February 3, 2020, the next business day following the vesting. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:28 UTC SaleCommon Stock 300 $87.65 $26,295.00
Disclosure

SEC source: 0001209191-20-006907 · doc4.xml · nonDerivative · entry 4

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 131,010

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act, as amended.

F3 · price: Represents the weighted average of the sale prices on February 3, 2020, ranging from $87.64 to $87.65. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:28 UTC SaleCommon Stock 13,700 $87.35 $1,196,695.00
Disclosure

SEC source: 0001209191-20-006907 · doc4.xml · nonDerivative · entry 3

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 131,310

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act, as amended.

F2 · price: Represents the weighted average of the sale prices on February 3, 2020, ranging from $86.63 to $87.59. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:34 UTC SaleCommon Stock 1,000 $80.59 $80,590.00
Disclosure

SEC source: 0001209191-20-001018 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,471

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices January 2, 2020, ranging from $80.06 to $80.98. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:38 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionStock Option · Derivative 1,300 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001209191-20-001045 · doc4.xml · derivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,865

Underlying: Common Stock · 1,300 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly amounts over the next four years.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:38 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 732 $80.67 $59,050.44
Disclosure

SEC source: 0001209191-20-001045 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,730

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices January 2, 2020, ranging from $80.61 to $80.85. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include share of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:38 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 568 $80.01 $45,445.68
Disclosure

SEC source: 0001209191-20-001045 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,462

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:38 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 1,300 $11.05 $14,365.00
Disclosure

SEC source: 0001209191-20-001045 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:29 UTC SaleCommon Stock 3,000 $80.22 $240,660.00
Disclosure

SEC source: 0001209191-20-000985 · doc4.xml · nonDerivative · entry 5

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 145,010

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices January 2, 2020, ranging from $80.07 to $80.39. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:29 UTC SaleCommon Stock 3,000 $80.16 $240,480.00
Disclosure

SEC source: 0001209191-20-000985 · doc4.xml · nonDerivative · entry 4

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 148,010

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices January 2, 2020, ranging from $80.06 to $80.41. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:29 UTC SaleCommon Stock 8,000 $80.01 $640,080.00
Disclosure

SEC source: 0001209191-20-000985 · doc4.xml · nonDerivative · entry 3

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 151,010

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 30, 2019 Filed Feb 13, 2020 22:31 UTC
TREFLER ALANC.E.O. & Chairman
GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009363 · doc5.xml · nonDerivative · entry 2

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,802,068

F2 · shares: Gifts made to family members.

Read SEC document
December 23, 2019 Filed Feb 13, 2020 22:31 UTC
TREFLER ALANC.E.O. & Chairman
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009363 · doc5.xml · nonDerivative · entry 3

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Trefler Family Foundation

Disclosed balance after: 67,000

F3 · balance_after: Mr. Trefler is a Trustee of the Trefler Family Foundation. Mr. Trefler has no pecuniary interest in shares held by the Trefler Family Foundation. He retains voting and dispositive control over such shares.

Read SEC document
December 23, 2019 Filed Feb 13, 2020 22:31 UTC
TREFLER ALANC.E.O. & Chairman
GiftCommon Stock 22,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009363 · doc5.xml · nonDerivative · entry 1

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,802,768

F1 · shares: Gifts made to the Trefler Foundation and family members.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 21:23 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 956 $0.00 Strike: $25.20 $0.00
Disclosure

SEC source: 0001209191-19-060649 · doc4.xml · derivative · entry 13

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,214

Underlying: Common Stock · 956 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 21:23 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 314 $0.00 Strike: $27.24 $0.00
Disclosure

SEC source: 0001209191-19-060649 · doc4.xml · derivative · entry 12

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,196

Underlying: Common Stock · 314 shares

Expires 2026-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 21:23 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 454 $77.25 $35,071.50
Disclosure

SEC source: 0001209191-19-060649 · doc4.xml · nonDerivative · entry 10

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 21:23 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 502 $77.25 $38,779.50
Disclosure

SEC source: 0001209191-19-060649 · doc4.xml · nonDerivative · entry 9

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454

F2 · price: Represent the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 21:23 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 956 $25.20 $24,091.20
Disclosure

SEC source: 0001209191-19-060649 · doc4.xml · nonDerivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 21:23 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 65 $77.00 $5,005.00
Disclosure

SEC source: 0001209191-19-060649 · doc4.xml · nonDerivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 16, 2019 Filed Dec 16, 2019 21:23 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 320 $76.50 $24,480.00
Disclosure

SEC source: 0001209191-19-060649 · doc4.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65

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December 16, 2019 Filed Dec 16, 2019 21:23 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 142 $76.50 $10,863.00
Disclosure

SEC source: 0001209191-19-060649 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385

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December 16, 2019 Filed Dec 16, 2019 21:23 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 172 $76.50 $13,158.00
Disclosure

SEC source: 0001209191-19-060649 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527

F2 · price: Represent the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.

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December 16, 2019 Filed Dec 16, 2019 21:23 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 314 $27.24 $8,553.36
Disclosure

SEC source: 0001209191-19-060649 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 16, 2019 Filed Dec 18, 2019 21:33 UTC Exercise / conversionStock Options · Derivative 2,745 $0.00 Strike: $58.95 $0.00
Disclosure

SEC source: 0001209191-19-061131 · doc4.xml · derivative · entry 6

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,838

Underlying: Common Stock · 2,745 shares

Expires 2028-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on March 5, 2019, with the remaining 80% vesting in equal quarterly installments over the next four years.

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December 16, 2019 Filed Dec 18, 2019 21:33 UTC Exercise / conversionStock Options · Derivative 937 $0.00 Strike: $44.30 $0.00
Disclosure

SEC source: 0001209191-19-061131 · doc4.xml · derivative · entry 5

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,221

Underlying: Common Stock · 937 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly installments over the next four years.

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December 16, 2019 Filed Dec 18, 2019 21:33 UTC Tax withholdingCommon Stock 2,379 $77.59 $184,586.61
Disclosure

SEC source: 0001209191-19-061131 · doc4.xml · nonDerivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,471

F1 · price: Represents the exercise price for the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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December 16, 2019 Filed Dec 18, 2019 21:33 UTC Exercise / conversionCommon Stock 2,745 $58.95 $161,817.75
Disclosure

SEC source: 0001209191-19-061131 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 16, 2019 Filed Dec 18, 2019 21:33 UTC Tax withholdingCommon Stock 714 $77.57 $55,384.98
Disclosure

SEC source: 0001209191-19-061131 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,105

F1 · price: Represents the exercise price for the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value.

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December 16, 2019 Filed Dec 18, 2019 21:33 UTC Exercise / conversionCommon Stock 937 $44.30 $41,509.10
Disclosure

SEC source: 0001209191-19-061131 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 12, 2019 Filed Dec 16, 2019 21:23 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 93 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060649 · doc4.xml · derivative · entry 11

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

Underlying: Common Stock · 93 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on December 12, 2019. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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December 12, 2019 Filed Dec 16, 2019 21:23 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 28 $75.45 $2,112.60
Disclosure

SEC source: 0001209191-19-060649 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.