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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
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1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2021 Filed Jun 9, 2021 21:04 UTC Tax withholdingCommon stock 189 $119.85 $22,651.65
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,888

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:04 UTC Exercise / conversionCommon stock 426 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on June 5, 2021, with a release date of June 7, 2021, the first business day following vesting. The original grant was 8,524 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:00 UTC
PYLE MICHAEL RChief Technology Strategist
Exercise / conversionRestricted Stock Units · Derivative 312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000136 · wf-form4_162327240355647.xml · derivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Chief Technology Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,182

Underlying: Common stock · 312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on June 6, 2021, with a release date on June 7, 2021, the first business day following the vesting. The original grant was 4,681 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:00 UTC
PYLE MICHAEL RChief Technology Strategist
Tax withholdingCommon stock 92 $119.85 $11,026.20
Disclosure

SEC source: 0001013857-21-000136 · wf-form4_162327240355647.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Chief Technology Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,966

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:00 UTC
PYLE MICHAEL RChief Technology Strategist
Exercise / conversionCommon stock 312 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000136 · wf-form4_162327240355647.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Chief Technology Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on June 6, 2021, with a release date on June 7, 2021, the first business day following the vesting. The original grant was 4,681 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:56 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000134 · wf-form4_162327216865817.xml · derivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common stock · 97 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents a 5% vesting on June 6, 2021, with a release date of June 7, 2021, the first business day following vesting. The original grant was 1,952 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:56 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000134 · wf-form4_162327216865817.xml · derivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896

Underlying: Common stock · 128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on June 5, 2021, with a release date of June 7, 2021, the first business day following vesting. The original grant was 2,558 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:56 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 24 $119.85 $2,876.40
Disclosure

SEC source: 0001013857-21-000134 · wf-form4_162327216865817.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,368

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:56 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 97 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000134 · wf-form4_162327216865817.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on June 6, 2021, with a release date of June 7, 2021, the first business day following vesting. The original grant was 1,952 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:56 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 32 $119.85 $3,835.20
Disclosure

SEC source: 0001013857-21-000134 · wf-form4_162327216865817.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,295

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:56 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 128 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000134 · wf-form4_162327216865817.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on June 5, 2021, with a release date of June 7, 2021, the first business day following vesting. The original grant was 2,558 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:52 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000132 · wf-form4_162327193845208.xml · derivative · entry 7

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,649

Underlying: Common stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · derivative.exercise_date: Represents a 5% vesting on June 6, 2021, with a release date of June 7, 2021, the first business day following vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:52 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000132 · wf-form4_162327193845208.xml · derivative · entry 6

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

Underlying: Common stock · 341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents a 5% vesting on June 5, 2021, with a release date of June 7, 2021, the first business day following vesting. The original grant was 6,819 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:52 UTC
Akgonul Rifat KerimChief Product Officer
Tax withholdingCommon stock 98 $119.85 $11,745.30
Disclosure

SEC source: 0001013857-21-000132 · wf-form4_162327193845208.xml · nonDerivative · entry 4

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,879

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:52 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionCommon stock 332 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000132 · wf-form4_162327193845208.xml · nonDerivative · entry 3

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on June 6, 2021, with a release date of June 7, 2021, the first business day following vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:52 UTC
Akgonul Rifat KerimChief Product Officer
Tax withholdingCommon stock 101 $119.85 $12,104.85
Disclosure

SEC source: 0001013857-21-000132 · wf-form4_162327193845208.xml · nonDerivative · entry 2

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,645

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:52 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionCommon stock 341 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000132 · wf-form4_162327193845208.xml · nonDerivative · entry 1

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on June 5, 2021, with a release date of June 7, 2021, the first business day following vesting. The original grant was 6,819 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:43 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,394 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000125 · wf-form4_162283935473878.xml · derivative · entry 3

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,896

Underlying: Common stock · 1,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on June 3, 2021. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the next four years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:43 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
Tax withholdingCommon stock 619 $117.68 $72,843.92
Disclosure

SEC source: 0001013857-21-000125 · wf-form4_162283935473878.xml · nonDerivative · entry 2

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,799,591

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:43 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
Exercise / conversionCommon stock 1,394 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000125 · wf-form4_162283935473878.xml · nonDerivative · entry 1

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,800,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on June 3, 2021. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 697 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000123 · wf-form4_162283900875852.xml · derivative · entry 6

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,448

Underlying: Common stock · 697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents a 5% vesting on June 3, 2021. The original grant was 13,931 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over theremaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:37 UTC Tax withholdingCommon stock 310 $117.68 $36,480.80
Disclosure

SEC source: 0001013857-21-000123 · wf-form4_162283900875852.xml · nonDerivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,651

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:37 UTC Exercise / conversionCommon stock 697 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000123 · wf-form4_162283900875852.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on June 3, 2021. The original grant was 13,931 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over theremaining four years.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:30 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 76 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000121 · wf-form4_162283860780215.xml · derivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Common stock · 76 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents a 5% vesting on June 3, 2021. The original grant was 1,533 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over theremaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:30 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 19 $117.68 $2,235.92
Disclosure

SEC source: 0001013857-21-000121 · wf-form4_162283860780215.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,199

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:30 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 76 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000121 · wf-form4_162283860780215.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on June 3, 2021. The original grant was 1,533 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over theremaining four years.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:25 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 335 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000119 · wf-form4_162283833687082.xml · derivative · entry 6

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,015

Underlying: Common stock · 335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents a 5% vesting on June 3, 2021. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:25 UTC
Akgonul Rifat KerimChief Product Officer
Tax withholdingCommon stock 99 $117.68 $11,650.32
Disclosure

SEC source: 0001013857-21-000119 · wf-form4_162283833687082.xml · nonDerivative · entry 4

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,405

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:25 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionCommon stock 335 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000119 · wf-form4_162283833687082.xml · nonDerivative · entry 3

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on June 3, 2021. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 142 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000123 · wf-form4_162283900875852.xml · derivative · entry 5

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427

Underlying: Common stock · 142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on June 2, 2021. The original grant was 2,841 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over theremaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:37 UTC Tax withholdingCommon stock 63 $118.00 $7,434.00
Disclosure

SEC source: 0001013857-21-000123 · wf-form4_162283900875852.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,264

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:37 UTC Exercise / conversionCommon stock 142 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000123 · wf-form4_162283900875852.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on June 2, 2021. The original grant was 2,841 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over theremaining four years.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:30 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000121 · wf-form4_162283860780215.xml · derivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512

Underlying: Common stock · 170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on June 2, 2021. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over theremaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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June 02, 2021 Filed Jun 4, 2021 20:30 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 42 $118.00 $4,956.00
Disclosure

SEC source: 0001013857-21-000121 · wf-form4_162283860780215.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,142

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June 02, 2021 Filed Jun 4, 2021 20:30 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 170 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000121 · wf-form4_162283860780215.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on June 2, 2021. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over theremaining four years.

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June 02, 2021 Filed Jun 4, 2021 20:25 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000119 · wf-form4_162283833687082.xml · derivative · entry 5

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109

Underlying: Common stock · 369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on June 2, 2021. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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June 02, 2021 Filed Jun 4, 2021 20:25 UTC
Akgonul Rifat KerimChief Product Officer
Tax withholdingCommon stock 109 $118.00 $12,862.00
Disclosure

SEC source: 0001013857-21-000119 · wf-form4_162283833687082.xml · nonDerivative · entry 2

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,169

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June 02, 2021 Filed Jun 4, 2021 20:25 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionCommon stock 369 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000119 · wf-form4_162283833687082.xml · nonDerivative · entry 1

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on June 2, 2021. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

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June 01, 2021 Filed Jun 3, 2021 21:12 UTC SaleCommon stock 124 $118.47 $14,690.28
Disclosure

SEC source: 0001013857-21-000117 · wf-form4_162275473162334.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,185

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of sale prices, ranging from $118.43 to $118.63. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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June 01, 2021 Filed Jun 3, 2021 21:12 UTC SaleCommon stock 876 $117.94 $103,315.44
Disclosure

SEC source: 0001013857-21-000117 · wf-form4_162275473162334.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,309

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of sale prices, ranging from $117.43 to $118.39. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

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June 01, 2021 Filed Jun 3, 2021 21:08 UTC
PYLE MICHAEL RChief Technology Strategist
SaleCommon stock 100 $118.59 $11,859.00
Disclosure

SEC source: 0001013857-21-000115 · wf-form4_162275444171558.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Chief Technology Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,746

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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June 01, 2021 Filed Jun 3, 2021 21:08 UTC
PYLE MICHAEL RChief Technology Strategist
SaleCommon stock 900 $117.92 $106,128.00
Disclosure

SEC source: 0001013857-21-000115 · wf-form4_162275444171558.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Chief Technology Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,846

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of sale prices, ranging from $117.48 to $118.21. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission orany security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

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May 18, 2021 Filed Feb 14, 2022 22:11 UTC GiftCommon stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000030 · wf-form5_164487665791894.xml · nonDerivative · entry 4

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Richard H. Jones Revocable Trust

Disclosed balance after: 429,391

F3 · shares: Gift made to a charitable organization.

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May 03, 2021 Filed May 5, 2021 20:45 UTC Exercise / conversionRestricted Stock Units · Derivative 318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000108 · wf-form4_162024750600819.xml · derivative · entry 3

Stafford Hayden · CIK 0001814045 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,402

Underlying: Common stock · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on May 3, 2021. The original grant was 6,356 restricted stock units. The remaining 85% will vest in 5% quarterly installments, until the grant is depleted August 3, 2025.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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May 03, 2021 Filed May 5, 2021 20:45 UTC Tax withholdingCommon stock 89 $126.94 $11,297.66
Disclosure

SEC source: 0001013857-21-000108 · wf-form4_162024750600819.xml · nonDerivative · entry 2

Stafford Hayden · CIK 0001814045 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,622

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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May 03, 2021 Filed May 5, 2021 20:45 UTC Exercise / conversionCommon stock 318 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000108 · wf-form4_162024750600819.xml · nonDerivative · entry 1

Stafford Hayden · CIK 0001814045 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on May 3, 2021. The original grant was 6,356 restricted stock units. The remaining 85% will vest in 5% quarterly installments, until the grant is depleted August 3, 2025.

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May 03, 2021 Filed May 5, 2021 20:42 UTC Exercise / conversionStock Options · Derivative 10,576 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001013857-21-000106 · wf-form4_162024733089898.xml · derivative · entry 9

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,576

Underlying: Common stock · 10,576 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly amounts.

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May 03, 2021 Filed May 5, 2021 20:42 UTC Exercise / conversionRestricted Stock Units · Derivative 2,187 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000106 · wf-form4_162024733089898.xml · derivative · entry 8

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,187

Underlying: Common stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents the 5% quarterly vesting on May 1, 2021, with a release date of May 3, 2021, the first business day following vesting. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterlyinstallments over the remaining four years.

F9 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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May 03, 2021 Filed May 5, 2021 20:42 UTC SaleCommon stock 300 $124.84 $37,452.00
Disclosure

SEC source: 0001013857-21-000106 · wf-form4_162024733089898.xml · nonDerivative · entry 7

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,185

F4 · shares: Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: Represents the weighted average of sale prices, ranging from $124.25 to $125.14. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F7 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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May 03, 2021 Filed May 5, 2021 20:42 UTC SaleCommon stock 700 $123.64 $86,548.00
Disclosure

SEC source: 0001013857-21-000106 · wf-form4_162024733089898.xml · nonDerivative · entry 6

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,485

F4 · shares: Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: Represents the weighted average of sale prices, ranging from $123.24 to $124.03. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.