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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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Tapewire entity
309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2021 Filed Aug 18, 2021 20:50 UTC Exercise / conversionCommon stock 785 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000188 · wf-form4_162931978666037.xml · nonDerivative · entry 1

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of unrestricted common stock received as consideration for Mr. Jones's service as a Director for the annual term.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:46 UTC
GYENES PETERDirector
Exercise / conversionStock Options · Derivative 2,526 $0.00 Strike: $127.50 $0.00
Disclosure

SEC source: 0001013857-21-000186 · wf-form4_162931955490471.xml · derivative · entry 3

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common stock · 2,526 shares

Expires 2031-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Non-statutory stock options fully vested on issuance and granted as consideration for Mr. Gyenes's services as a Director for the annual term.

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August 16, 2021 Filed Aug 18, 2021 20:46 UTC
GYENES PETERDirector
Exercise / conversionCommon stock 785 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000186 · wf-form4_162931955490471.xml · nonDerivative · entry 1

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of unrestricted common stock received as consideration for Mr. Gyenes's service as a Director for the annual term.

Read SEC document
August 09, 2021 Filed Feb 14, 2022 22:11 UTC GiftCommon stock 1,700 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000030 · wf-form5_164487665791894.xml · nonDerivative · entry 5

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Richard H. Jones Revocable Trust

Disclosed balance after: 427,691

F3 · shares: Gift made to a charitable organization.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 20:40 UTC Exercise / conversionStock Options · Derivative 2,500 $27.74 Strike: $27.74 $69,350.00
Disclosure

SEC source: 0001013857-21-000184 · wf-form4_162862801068388.xml · derivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,076

Underlying: Common stock · 2,500 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly amounts

Read SEC document
August 06, 2021 Filed Aug 10, 2021 20:40 UTC SaleCommon stock 1,090 $128.33 $139,879.70
Disclosure

SEC source: 0001013857-21-000184 · wf-form4_162862801068388.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,344

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 20:40 UTC Tax withholdingCommon stock 1,410 $128.23 $180,804.30
Disclosure

SEC source: 0001013857-21-000184 · wf-form4_162862801068388.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,434

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 20:40 UTC Exercise / conversionCommon stock 2,500 $27.74 $69,350.00
Disclosure

SEC source: 0001013857-21-000184 · wf-form4_162862801068388.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:48 UTC Exercise / conversionRestricted Stock Units · Derivative 318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000182 · wf-form4_162811006046180.xml · derivative · entry 3

Stafford Hayden · CIK 0001814045 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,084

Underlying: Common stock · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on August 3, 2021. The original grant was 6,356 restricted stock units. The remaining 80% will vest in 5% quarterly installments, until the grant is depleted August 3, 2025.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:48 UTC Tax withholdingCommon stock 137 $127.01 $17,400.37
Disclosure

SEC source: 0001013857-21-000182 · wf-form4_162811006046180.xml · nonDerivative · entry 2

Stafford Hayden · CIK 0001814045 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,864

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:48 UTC Exercise / conversionCommon stock 318 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000182 · wf-form4_162811006046180.xml · nonDerivative · entry 1

Stafford Hayden · CIK 0001814045 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on August 3, 2021. The original grant was 6,356 restricted stock units. The remaining 80% will vest in 5% quarterly installments, until the grant is depleted August 3, 2025.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:35 UTC Exercise / conversionRestricted Stock Units · Derivative 2,187 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000180 · wf-form4_162810930983484.xml · derivative · entry 5

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents the 5% quarterly vesting on August 1, 2021, with a release date of August 2, 2021, the first business day following vesting. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly amounts over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:35 UTC SaleCommon stock 400 $127.71 $51,084.00
Disclosure

SEC source: 0001013857-21-000180 · wf-form4_162810930983484.xml · nonDerivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,344

F2 · shares: Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: Represents the weighted average of sale prices, ranging from $127.53 to $128.16. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F5 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:35 UTC SaleCommon stock 600 $126.79 $76,074.00
Disclosure

SEC source: 0001013857-21-000180 · wf-form4_162810930983484.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,744

F2 · shares: Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of sale prices, ranging from $126.41 to $127.36. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:35 UTC Tax withholdingCommon stock 970 $127.64 $123,810.80
Disclosure

SEC source: 0001013857-21-000180 · wf-form4_162810930983484.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,344

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:35 UTC Exercise / conversionCommon stock 2,187 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000180 · wf-form4_162810930983484.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the 5% quarterly vesting on August 1, 2021, with a release date of August 2, 2021, the first business day following vesting. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly amounts over the remaining four years.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:27 UTC
PYLE MICHAEL RChief Technology Strategist
SaleCommon stock 400 $127.66 $51,064.00
Disclosure

SEC source: 0001013857-21-000178 · wf-form4_162810885898335.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Chief Technology Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,966

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of sale prices, ranging from $127.47 to $128.08. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:27 UTC
PYLE MICHAEL RChief Technology Strategist
SaleCommon stock 600 $126.86 $76,116.00
Disclosure

SEC source: 0001013857-21-000178 · wf-form4_162810885898335.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Chief Technology Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,366

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of sale prices, ranging from $126.46 to $127.36. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:35 UTC
PYLE MICHAEL RChief Technology Strategist
SaleCommon stock 100 $139.17 $13,917.00
Disclosure

SEC source: 0001013857-21-000154 · wf-form4_162560371980105.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Chief Technology Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,966

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:35 UTC
PYLE MICHAEL RChief Technology Strategist
SaleCommon stock 900 $138.43 $124,587.00
Disclosure

SEC source: 0001013857-21-000154 · wf-form4_162560371980105.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Chief Technology Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,066

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of sale prices, ranging from $138.07 to $138.78. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:56 UTC SaleCommon stock 100 $139.17 $13,917.00
Disclosure

SEC source: 0001013857-21-000158 · wf-form4_162560491836158.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,127

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:56 UTC SaleCommon stock 900 $138.36 $124,524.00
Disclosure

SEC source: 0001013857-21-000158 · wf-form4_162560491836158.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,227

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of sale prices, ranging from $138.08 to $138.91. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:44 UTC Exercise / conversionRestricted Stock Units · Derivative 1,471 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000156 · wf-form4_162560427964168.xml · derivative · entry 3

Stafford Hayden · CIK 0001814045 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,520

Underlying: Common stock · 1,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on July 1, 2021. The original grant was 29,404 restricted stock units. The remaining 80% will vest in 5% quarterly installments, until the grant is fully vested July 1, 2025.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:44 UTC Tax withholdingCommon stock 410 $139.19 $57,067.90
Disclosure

SEC source: 0001013857-21-000156 · wf-form4_162560427964168.xml · nonDerivative · entry 2

Stafford Hayden · CIK 0001814045 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,683

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:44 UTC Exercise / conversionCommon stock 1,471 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000156 · wf-form4_162560427964168.xml · nonDerivative · entry 1

Stafford Hayden · CIK 0001814045 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on July 1, 2021. The original grant was 29,404 restricted stock units. The remaining 80% will vest in 5% quarterly installments, until the grant is fully vested July 1, 2025.

Read SEC document
June 16, 2021 Filed Jun 16, 2021 20:46 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 478 $0.00 Strike: $25.20 $0.00
Disclosure

SEC source: 0001013857-21-000145 · wf-form4_162387639882876.xml · derivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478

Underlying: Common stock · 478 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
June 16, 2021 Filed Jun 16, 2021 20:46 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon stock 293 $132.89 $38,936.77
Disclosure

SEC source: 0001013857-21-000145 · wf-form4_162387639882876.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
June 16, 2021 Filed Jun 16, 2021 20:46 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 185 $132.95 $24,595.75
Disclosure

SEC source: 0001013857-21-000145 · wf-form4_162387639882876.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,731

F2 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
June 16, 2021 Filed Jun 16, 2021 20:46 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 478 $25.20 $12,045.60
Disclosure

SEC source: 0001013857-21-000145 · wf-form4_162387639882876.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:46 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 93 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000145 · wf-form4_162387639882876.xml · derivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93

Underlying: Common stock · 93 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on June 12, 2021, with a release date of June 14, 2021, the first business day after vesting. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:46 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 23 $131.29 $3,019.67
Disclosure

SEC source: 0001013857-21-000145 · wf-form4_162387639882876.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:46 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 93 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000145 · wf-form4_162387639882876.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on June 12, 2021, with a release date of June 14, 2021, the first business day after vesting. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 21:04 UTC Exercise / conversionStock Options · Derivative 1,462 $0.00 Strike: $64.35 $0.00
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · derivative · entry 16

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,082

Underlying: Common stock · 1,462 shares

Expires 2029-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · shares: Options vested 20% on March 6, 2020, with the remaining 80 vesting in equal quarterly installments over the next four years.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 21:04 UTC Exercise / conversionStock Options · Derivative 1,372 $0.00 Strike: $58.95 $0.00
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · derivative · entry 15

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,606

Underlying: Common stock · 1,372 shares

Expires 2028-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Options vested 20% on March 5, 2019, with the remaining 80% vesting in equal quarterly amounts over the next four years.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 21:04 UTC Exercise / conversionStock Options · Derivative 469 $0.00 Strike: $44.30 $0.00
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · derivative · entry 14

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,407

Underlying: Common stock · 469 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly amounts over the next four years.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 21:04 UTC SaleCommon stock 992 $129.06 $128,027.52
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · nonDerivative · entry 11

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,127

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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June 09, 2021 Filed Jun 9, 2021 21:04 UTC Tax withholdingCommon stock 1,055 $128.84 $135,926.20
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · nonDerivative · entry 10

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,119

F3 · price: Represents the exercise price for the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value.

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June 09, 2021 Filed Jun 9, 2021 21:04 UTC Exercise / conversionCommon stock 1,462 $64.35 $94,079.70
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · nonDerivative · entry 9

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 09, 2021 Filed Jun 9, 2021 21:04 UTC Tax withholdingCommon stock 958 $128.84 $123,428.72
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · nonDerivative · entry 8

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,712

F3 · price: Represents the exercise price for the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value.

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June 09, 2021 Filed Jun 9, 2021 21:04 UTC Exercise / conversionCommon stock 1,372 $58.95 $80,879.40
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · nonDerivative · entry 7

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 09, 2021 Filed Jun 9, 2021 21:04 UTC Tax withholdingCommon stock 298 $128.84 $38,394.32
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · nonDerivative · entry 6

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,298

F3 · price: Represents the exercise price for the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value.

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June 09, 2021 Filed Jun 9, 2021 21:04 UTC Exercise / conversionCommon stock 469 $44.30 $20,776.70
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · nonDerivative · entry 5

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 09, 2021 Filed Jun 9, 2021 20:52 UTC
Akgonul Rifat KerimChief Product Officer
SaleCommon stock 2,470 $127.72 $315,468.40
Disclosure

SEC source: 0001013857-21-000132 · wf-form4_162327193845208.xml · nonDerivative · entry 5

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,409

F3 · price: Represents the weighted average of sale prices, ranging from $127.70 to $127.78. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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June 07, 2021 Filed Jun 9, 2021 21:08 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,952 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000140 · wf-form4_162327289194637.xml · derivative · entry 3

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,464

Underlying: Common stock · 1,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on June 6, 2021, with a release date on June 7, 2021, the first business day following the vesting. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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June 07, 2021 Filed Jun 9, 2021 21:08 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
Tax withholdingCommon stock 866 $119.85 $103,790.10
Disclosure

SEC source: 0001013857-21-000140 · wf-form4_162327289194637.xml · nonDerivative · entry 2

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,800,677

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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June 07, 2021 Filed Jun 9, 2021 21:08 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
Exercise / conversionCommon stock 1,952 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000140 · wf-form4_162327289194637.xml · nonDerivative · entry 1

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,801,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on June 6, 2021, with a release date on June 7, 2021, the first business day following the vesting. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

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June 07, 2021 Filed Jun 9, 2021 21:04 UTC Exercise / conversionRestricted Stock Units · Derivative 430 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · derivative · entry 13

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,722

Underlying: Common stock · 430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents a 5% vesting on June 6, 2021, with a release date of June 7, 2021, the first business day following vesting. The original grant was 8,586 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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June 07, 2021 Filed Jun 9, 2021 21:04 UTC Exercise / conversionRestricted Stock Units · Derivative 426 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · derivative · entry 12

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,984

Underlying: Common stock · 426 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on June 5, 2021, with a release date of June 7, 2021, the first business day following vesting. The original grant was 8,524 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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June 07, 2021 Filed Jun 9, 2021 21:04 UTC Tax withholdingCommon stock 191 $119.85 $22,891.35
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · nonDerivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,127

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:04 UTC Exercise / conversionCommon stock 430 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000138 · wf-form4_162327260647275.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on June 6, 2021, with a release date of June 7, 2021, the first business day following vesting. The original grant was 8,586 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.