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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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Tapewire entity
309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2022 Filed Nov 4, 2022 21:43 UTC
Akgonul Rifat KerimChief Product Officer
GrantStock Options · Derivative 98,682 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001013857-22-000177 · wf-form4_166759820158622.xml · derivative · entry 2

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,682

Underlying: Common stock · 98,682 shares

Expires 2032-11-02

F2 · shares: Options will vest in equal quarterly installments over a four year period with the first vest occurring on February 2, 2023.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 21:49 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon stock 1,000 $39.85 $39,850.00
Disclosure

SEC source: 0001013857-22-000167 · wf-form4_166310574257713.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309

F1 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:43 UTC
Trefler LeonChief of Clients and Markets
Exercise / conversionRestricted Stock Units · Derivative 390 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000165 · wf-form4_166259061523976.xml · derivative · entry 12

Trefler Leon · CIK 0001480560 · Chief of Clients and Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,342

Underlying: Common stock · 390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · shares: Represents a 5% vesting on September 6, 2022. The original grant was 7,806 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:43 UTC
Trefler LeonChief of Clients and Markets
Exercise / conversionRestricted Stock Units · Derivative 362 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000165 · wf-form4_166259061523976.xml · derivative · entry 11

Trefler Leon · CIK 0001480560 · Chief of Clients and Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725

Underlying: Common stock · 362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F3 · shares: Represents a 5% vesting on September 5, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:43 UTC
Trefler LeonChief of Clients and Markets
Exercise / conversionRestricted Stock Units · Derivative 334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000165 · wf-form4_166259061523976.xml · derivative · entry 10

Trefler Leon · CIK 0001480560 · Chief of Clients and Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,344

Underlying: Common stock · 334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:43 UTC
Trefler LeonChief of Clients and Markets
Tax withholdingCommon stock 115 $35.66 $4,100.90
Disclosure

SEC source: 0001013857-22-000165 · wf-form4_166259061523976.xml · nonDerivative · entry 8

Trefler Leon · CIK 0001480560 · Chief of Clients and Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,392

F5 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:43 UTC
Trefler LeonChief of Clients and Markets
Exercise / conversionCommon stock 390 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000165 · wf-form4_166259061523976.xml · nonDerivative · entry 7

Trefler Leon · CIK 0001480560 · Chief of Clients and Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents a 5% vesting on September 6, 2022. The original grant was 7,806 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:43 UTC
Trefler LeonChief of Clients and Markets
Tax withholdingCommon stock 107 $35.66 $3,815.62
Disclosure

SEC source: 0001013857-22-000165 · wf-form4_166259061523976.xml · nonDerivative · entry 6

Trefler Leon · CIK 0001480560 · Chief of Clients and Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,117

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:43 UTC
Trefler LeonChief of Clients and Markets
Exercise / conversionCommon stock 362 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000165 · wf-form4_166259061523976.xml · nonDerivative · entry 5

Trefler Leon · CIK 0001480560 · Chief of Clients and Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a 5% vesting on September 5, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:43 UTC
Trefler LeonChief of Clients and Markets
Tax withholdingCommon stock 99 $35.66 $3,530.34
Disclosure

SEC source: 0001013857-22-000165 · wf-form4_166259061523976.xml · nonDerivative · entry 4

Trefler Leon · CIK 0001480560 · Chief of Clients and Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,862

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:43 UTC
Trefler LeonChief of Clients and Markets
Exercise / conversionCommon stock 334 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000165 · wf-form4_166259061523976.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · Chief of Clients and Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000161 · wf-form4_166258965206068.xml · derivative · entry 12

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,576

Underlying: Common stock · 429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · shares: Represents a 5% vesting on September 6, 2022. The original grant was 8,586 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 426 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000161 · wf-form4_166258965206068.xml · derivative · entry 11

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853

Underlying: Common stock · 426 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F3 · shares: Represents a 5% vesting on September 5, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 8,524 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 696 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000161 · wf-form4_166258965206068.xml · derivative · entry 10

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,966

Underlying: Common stock · 696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 13,931 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:27 UTC Tax withholdingCommon stock 105 $35.66 $3,744.30
Disclosure

SEC source: 0001013857-22-000161 · wf-form4_166258965206068.xml · nonDerivative · entry 8

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,171

F5 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:27 UTC Exercise / conversionCommon stock 429 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000161 · wf-form4_166258965206068.xml · nonDerivative · entry 7

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents a 5% vesting on September 6, 2022. The original grant was 8,586 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:27 UTC Tax withholdingCommon stock 104 $35.66 $3,708.64
Disclosure

SEC source: 0001013857-22-000161 · wf-form4_166258965206068.xml · nonDerivative · entry 6

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,847

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:27 UTC Exercise / conversionCommon stock 426 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000161 · wf-form4_166258965206068.xml · nonDerivative · entry 5

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a 5% vesting on September 5, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 8,524 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:27 UTC Tax withholdingCommon stock 170 $35.66 $6,062.20
Disclosure

SEC source: 0001013857-22-000161 · wf-form4_166258965206068.xml · nonDerivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,525

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:27 UTC Exercise / conversionCommon stock 696 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000161 · wf-form4_166258965206068.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 13,931 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:34 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,951 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000163 · wf-form4_166259003690944.xml · derivative · entry 9

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,708

Underlying: Common stock · 1,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F3 · shares: Represents a 5% vesting on September 6, 2022. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:34 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,393 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000163 · wf-form4_166259003690944.xml · derivative · entry 8

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,931

Underlying: Common stock · 1,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:34 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
Tax withholdingCommon stock 866 $35.66 $30,881.56
Disclosure

SEC source: 0001013857-22-000163 · wf-form4_166259003690944.xml · nonDerivative · entry 6

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,805,639

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:34 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
Exercise / conversionCommon stock 1,951 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000163 · wf-form4_166259003690944.xml · nonDerivative · entry 5

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,806,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a 5% vesting on September 6, 2022. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:34 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
Tax withholdingCommon stock 618 $35.66 $22,037.88
Disclosure

SEC source: 0001013857-22-000163 · wf-form4_166259003690944.xml · nonDerivative · entry 4

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,804,554

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:34 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
Exercise / conversionCommon stock 1,393 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000163 · wf-form4_166259003690944.xml · nonDerivative · entry 3

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,805,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000159 · wf-form4_166258896293634.xml · derivative · entry 12

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586

Underlying: Common stock · 97 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · shares: Represents a 5% vesting on September 6, 2022. The original grant was 1,952 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000159 · wf-form4_166258896293634.xml · derivative · entry 11

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256

Underlying: Common stock · 128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F3 · shares: Represents a 5% vesting on September 5, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 2,558 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 76 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000159 · wf-form4_166258896293634.xml · derivative · entry 10

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767

Underlying: Common stock · 76 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 1,533 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 24 $35.66 $855.84
Disclosure

SEC source: 0001013857-22-000159 · wf-form4_166258896293634.xml · nonDerivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,309

F5 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 97 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000159 · wf-form4_166258896293634.xml · nonDerivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents a 5% vesting on September 6, 2022. The original grant was 1,952 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 32 $35.66 $1,141.12
Disclosure

SEC source: 0001013857-22-000159 · wf-form4_166258896293634.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,236

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 128 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000159 · wf-form4_166258896293634.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a 5% vesting on September 5, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 2,558 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 19 $35.66 $677.54
Disclosure

SEC source: 0001013857-22-000159 · wf-form4_166258896293634.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 76 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000159 · wf-form4_166258896293634.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 1,533 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:10 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000157 · wf-form4_166258859479021.xml · derivative · entry 12

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Underlying: Common stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · derivative.exercise_date: Represents a 5% vesting on September 6, 2022. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:10 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000157 · wf-form4_166258859479021.xml · derivative · entry 11

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682

Underlying: Common stock · 341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F3 · derivative.exercise_date: Represents a 5% vesting on September 5, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 6,819 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:10 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000157 · wf-form4_166258859479021.xml · derivative · entry 10

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,344

Underlying: Common stock · 334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · derivative.exercise_date: Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:10 UTC
Akgonul Rifat KerimChief Product Officer
Tax withholdingCommon stock 98 $35.66 $3,494.68
Disclosure

SEC source: 0001013857-22-000157 · wf-form4_166258859479021.xml · nonDerivative · entry 8

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,342

F5 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:10 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionCommon stock 332 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000157 · wf-form4_166258859479021.xml · nonDerivative · entry 7

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents a 5% vesting on September 6, 2022. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:10 UTC
Akgonul Rifat KerimChief Product Officer
Tax withholdingCommon stock 101 $35.66 $3,601.66
Disclosure

SEC source: 0001013857-22-000157 · wf-form4_166258859479021.xml · nonDerivative · entry 6

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,108

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:10 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionCommon stock 341 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000157 · wf-form4_166258859479021.xml · nonDerivative · entry 5

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a 5% vesting on September 5, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 6,819 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:10 UTC
Akgonul Rifat KerimChief Product Officer
Tax withholdingCommon stock 99 $35.66 $3,530.34
Disclosure

SEC source: 0001013857-22-000157 · wf-form4_166258859479021.xml · nonDerivative · entry 4

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,868

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:10 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionCommon stock 334 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000157 · wf-form4_166258859479021.xml · nonDerivative · entry 3

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 22:43 UTC
Trefler LeonChief of Clients and Markets
Exercise / conversionRestricted Stock Units · Derivative 192 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000165 · wf-form4_166259061523976.xml · derivative · entry 9

Trefler Leon · CIK 0001480560 · Chief of Clients and Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,690

Underlying: Common stock · 192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on September 2, 2022. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 22:43 UTC
Trefler LeonChief of Clients and Markets
Tax withholdingCommon stock 57 $36.78 $2,096.46
Disclosure

SEC source: 0001013857-22-000165 · wf-form4_166259061523976.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · Chief of Clients and Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,627

Read SEC document
September 02, 2022 Filed Sep 7, 2022 22:43 UTC
Trefler LeonChief of Clients and Markets
Exercise / conversionCommon stock 192 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000165 · wf-form4_166259061523976.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · Chief of Clients and Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on September 2, 2022. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 576 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000161 · wf-form4_166258965206068.xml · derivative · entry 9

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,069

Underlying: Common stock · 576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on September 2, 2022. The original grant was 11,527 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 22:27 UTC Tax withholdingCommon stock 141 $36.78 $5,185.98
Disclosure

SEC source: 0001013857-22-000161 · wf-form4_166258965206068.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,999

Read SEC document
September 02, 2022 Filed Sep 7, 2022 22:27 UTC Exercise / conversionCommon stock 576 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000161 · wf-form4_166258965206068.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on September 2, 2022. The original grant was 11,527 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.