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Nasdaq · USD

PECO

Phillips Edison & Company, Inc.

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3848
SEC CIK
0001476204
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297

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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2024 Filed Jan 3, 2024 21:53 UTC
Robison Jennifer LChief Accounting Officer & SVP
Tax withholdingCommon Stock 497 $36.48 $18,130.56
Disclosure

SEC source: 0001476204-24-000008 · wk-form4_1704318764.xml · nonDerivative · entry 2

Robison Jennifer L · CIK 0001633620 · Chief Accounting Officer & SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,737

F2 · kind: Represents shares of Common Stock surrendered to cover tax liability upon vesting of restricted stock units.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:47 UTC
Edison JeffreyDirector · Chairman and CEO
Exercise / conversionOP Units · Derivative 11,142 $0.00 $0.00
Disclosure

SEC source: 0001476204-24-000004 · wk-form4_1704318456.xml · derivative · entry 10

Edison Jeffrey · CIK 0001548377 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,310,990.331

Underlying: Common Stock · 11,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F5 · kind: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F6 · derivative.exercise_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F6 · derivative.expiration_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:47 UTC
Edison JeffreyDirector · Chairman and CEO
Exercise / conversionClass B Units · Derivative 11,142 $0.00 $0.00
Disclosure

SEC source: 0001476204-24-000004 · wk-form4_1704318456.xml · derivative · entry 9

Edison Jeffrey · CIK 0001548377 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,143

Underlying: Common Stock · 11,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F6 · derivative.exercise_price: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F5 · kind: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F5 · derivative.exercise_date: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F6 · derivative.exercise_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F5 · derivative.expiration_date: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F6 · derivative.expiration_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F7 · balance_after: Represents the total Class B Units that have the same grant date, vesting provisions and other terms. These Class B Units will vest in full on January 1, 2025.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:47 UTC
Edison JeffreyDirector · Chairman and CEO
Tax withholdingCommon Stock 2,860 $36.48 $104,332.80
Disclosure

SEC source: 0001476204-24-000004 · wk-form4_1704318456.xml · nonDerivative · entry 2

Edison Jeffrey · CIK 0001548377 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,750

F2 · kind: Represents shares of Common Stock surrendered to cover tax liability upon vesting of restricted stock units.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:45 UTC
Caulfield John PCFO, EVP & Treasurer
Exercise / conversionOP Units · Derivative 1,257 $0.00 $0.00
Disclosure

SEC source: 0001476204-24-000002 · wk-form4_1704318288.xml · derivative · entry 4

Caulfield John P · CIK 0001786866 · CFO, EVP & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,853

Underlying: Common Stock · 1,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · kind: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F4 · derivative.exercise_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F4 · derivative.expiration_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:45 UTC
Caulfield John PCFO, EVP & Treasurer
Exercise / conversionClass B Units · Derivative 1,257 $0.00 $0.00
Disclosure

SEC source: 0001476204-24-000002 · wk-form4_1704318288.xml · derivative · entry 3

Caulfield John P · CIK 0001786866 · CFO, EVP & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,258

Underlying: Common Stock · 1,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F4 · derivative.exercise_price: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · kind: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F3 · derivative.exercise_date: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F4 · derivative.exercise_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · derivative.expiration_date: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F4 · derivative.expiration_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F5 · balance_after: Represents the total Class B Units that have the same grant date, vesting provisions and other terms. These Class B Units will vest in full on January 1, 2025.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:45 UTC
Caulfield John PCFO, EVP & Treasurer
Tax withholdingCommon Stock 407 $36.48 $14,847.36
Disclosure

SEC source: 0001476204-24-000002 · wk-form4_1704318288.xml · nonDerivative · entry 2

Caulfield John P · CIK 0001786866 · CFO, EVP & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,326

F2 · kind: Represents shares of Common Stock surrendered to cover tax liability upon vesting of restricted stock units.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:58 UTC Tax withholdingCommon Stock 3,622 $36.48 $132,130.56
Disclosure

SEC source: 0001476204-24-000012 · wk-form4_1704319084.xml · nonDerivative · entry 1

Myers Robert F. · CIK 0001721152 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,366

F1 · kind: Represents shares of Common Stock surrendered to cover tax liability upon vesting of earned 2020-2022 Performance-Based LTIP units.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:55 UTC
Brady TanyaEVP, GC & Secretary
Tax withholdingCommon Stock 878 $36.48 $32,029.44
Disclosure

SEC source: 0001476204-24-000010 · wk-form4_1704318905.xml · nonDerivative · entry 1

Brady Tanya · CIK 0001770509 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,021

F1 · kind: Represents shares of Common Stock surrendered to cover tax liability upon vesting of earned 2020-2022 Performance-Based LTIP units.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:53 UTC
Robison Jennifer LChief Accounting Officer & SVP
Tax withholdingCommon Stock 338 $36.48 $12,330.24
Disclosure

SEC source: 0001476204-24-000008 · wk-form4_1704318764.xml · nonDerivative · entry 1

Robison Jennifer L · CIK 0001633620 · Chief Accounting Officer & SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,234

F1 · kind: Represents shares of Common Stock surrendered to cover tax liability upon vesting of earned 2020-2022 Performance-Based LTIP units.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:50 UTC
Murphy Devin IgnatiusManaging Director
Exercise / conversionOP Units · Derivative 36,865 $0.00 $0.00
Disclosure

SEC source: 0001476204-24-000006 · wk-form4_1704318625.xml · derivative · entry 2

Murphy Devin Ignatius · CIK 0001440186 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,831.012

Underlying: Common Stock · 36,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F1 · kind: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F2 · derivative.exercise_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F2 · derivative.expiration_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:50 UTC
Murphy Devin IgnatiusManaging Director
Exercise / conversionClass B Units · Derivative 36,865 $0.00 $0.00
Disclosure

SEC source: 0001476204-24-000006 · wk-form4_1704318625.xml · derivative · entry 1

Murphy Devin Ignatius · CIK 0001440186 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F2 · derivative.exercise_price: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F1 · kind: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F1 · derivative.exercise_date: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F2 · derivative.exercise_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F1 · derivative.expiration_date: Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F2 · derivative.expiration_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:47 UTC
Edison JeffreyDirector · Chairman and CEO
Tax withholdingCommon Stock 14,222 $36.48 $518,818.56
Disclosure

SEC source: 0001476204-24-000004 · wk-form4_1704318456.xml · nonDerivative · entry 1

Edison Jeffrey · CIK 0001548377 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,610

F1 · kind: Represents shares of Common Stock surrendered to cover tax liability upon vesting of earned 2020-2022 Performance-Based LTIP units.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:45 UTC
Caulfield John PCFO, EVP & Treasurer
Tax withholdingCommon Stock 1,459 $36.48 $53,224.32
Disclosure

SEC source: 0001476204-24-000002 · wk-form4_1704318288.xml · nonDerivative · entry 1

Caulfield John P · CIK 0001786866 · CFO, EVP & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,733

F1 · kind: Represents shares of Common Stock surrendered to cover tax liability upon vesting of earned 2020-2022 Performance-Based LTIP units.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 21:11 UTC
Edison JeffreyDirector · Chairman and CEO
Exercise / conversionOP Units · Derivative 5,891.574 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000134 · wk-form4_1698873083.xml · derivative · entry 4

Edison Jeffrey · CIK 0001548377 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,299,848.331

Underlying: Common Stock · 5,891.574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · derivative.exercise_price: Represents the conversion of vested and earned Class C Units in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2019-2021 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.exercise_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F1 · derivative.expiration_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 21:11 UTC
Edison JeffreyDirector · Chairman and CEO
Exercise / conversionOP Units · Derivative 4,799.29 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000134 · wk-form4_1698873083.xml · derivative · entry 3

Edison Jeffrey · CIK 0001548377 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,293,956.757

Underlying: Common Stock · 4,799.29 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F2 · derivative.exercise_price: Represents the conversion of vested and earned Class C Units of limited partnership interests ("Class C Units") in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2018-2020 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.exercise_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F1 · derivative.expiration_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 21:11 UTC
Edison JeffreyDirector · Chairman and CEO
Exercise / conversionClass C Units · Derivative 5,891.574 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000134 · wk-form4_1698873083.xml · derivative · entry 2

Edison Jeffrey · CIK 0001548377 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,891.574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · derivative.exercise_price: Represents the conversion of vested and earned Class C Units in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2019-2021 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.exercise_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · derivative.exercise_date: Represents the conversion of vested and earned Class C Units in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2019-2021 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.expiration_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · derivative.expiration_date: Represents the conversion of vested and earned Class C Units in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2019-2021 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 21:11 UTC
Edison JeffreyDirector · Chairman and CEO
Exercise / conversionClass C Units · Derivative 4,799.29 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000134 · wk-form4_1698873083.xml · derivative · entry 1

Edison Jeffrey · CIK 0001548377 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,799.29 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F2 · derivative.exercise_price: Represents the conversion of vested and earned Class C Units of limited partnership interests ("Class C Units") in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2018-2020 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.exercise_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F2 · derivative.exercise_date: Represents the conversion of vested and earned Class C Units of limited partnership interests ("Class C Units") in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2018-2020 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.expiration_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F2 · derivative.expiration_date: Represents the conversion of vested and earned Class C Units of limited partnership interests ("Class C Units") in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2018-2020 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 21:10 UTC Exercise / conversionOP Units · Derivative 2,153.647 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000133 · wk-form4_1698873035.xml · derivative · entry 4

Murphy Devin Ignatius · CIK 0001440186 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,966.012

Underlying: Common Stock · 2,153.647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · derivative.exercise_price: Represents the conversion of vested and earned Class C Units of limited partnership interests ("Class C Units") in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2018-2020 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.exercise_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F1 · derivative.expiration_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 21:10 UTC Exercise / conversionOP Units · Derivative 11,080 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000133 · wk-form4_1698873035.xml · derivative · entry 3

Murphy Devin Ignatius · CIK 0001440186 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,812.365

Underlying: Common Stock · 11,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F2 · derivative.exercise_price: Represents the conversion of vested Class B Units of limited partnership interests ("Class B Units") in PECO OP previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs, into OP Units in PECO OP. At issuance, the Class B Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of applicable vesting conditions, the Class B Units convert to OP Units on a one-for-one basis. The Class B Units have no expiration date.

F1 · derivative.exercise_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F1 · derivative.expiration_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 21:10 UTC Exercise / conversionClass C Units · Derivative 2,153.647 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000133 · wk-form4_1698873035.xml · derivative · entry 2

Murphy Devin Ignatius · CIK 0001440186 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,153.647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · derivative.exercise_price: Represents the conversion of vested and earned Class C Units of limited partnership interests ("Class C Units") in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2018-2020 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.exercise_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · derivative.exercise_date: Represents the conversion of vested and earned Class C Units of limited partnership interests ("Class C Units") in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2018-2020 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.expiration_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · derivative.expiration_date: Represents the conversion of vested and earned Class C Units of limited partnership interests ("Class C Units") in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2018-2020 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 21:10 UTC Exercise / conversionClass B Units · Derivative 11,080 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000133 · wk-form4_1698873035.xml · derivative · entry 1

Murphy Devin Ignatius · CIK 0001440186 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F2 · derivative.exercise_price: Represents the conversion of vested Class B Units of limited partnership interests ("Class B Units") in PECO OP previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs, into OP Units in PECO OP. At issuance, the Class B Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of applicable vesting conditions, the Class B Units convert to OP Units on a one-for-one basis. The Class B Units have no expiration date.

F1 · derivative.exercise_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F2 · derivative.exercise_date: Represents the conversion of vested Class B Units of limited partnership interests ("Class B Units") in PECO OP previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs, into OP Units in PECO OP. At issuance, the Class B Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of applicable vesting conditions, the Class B Units convert to OP Units on a one-for-one basis. The Class B Units have no expiration date.

F1 · derivative.expiration_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F2 · derivative.expiration_date: Represents the conversion of vested Class B Units of limited partnership interests ("Class B Units") in PECO OP previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs, into OP Units in PECO OP. At issuance, the Class B Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of applicable vesting conditions, the Class B Units convert to OP Units on a one-for-one basis. The Class B Units have no expiration date.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 21:09 UTC
Myers Robert F.Chief Operating Officer & EVP
Exercise / conversionOP Units · Derivative 1,812.815 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000132 · wk-form4_1698872974.xml · derivative · entry 4

Myers Robert F. · CIK 0001721152 · Chief Operating Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,488.161

Underlying: Common Stock · 1,812.815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · derivative.exercise_price: Represents the conversion of vested and earned Class C Units in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2019-2021 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.exercise_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F1 · derivative.expiration_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 21:09 UTC
Myers Robert F.Chief Operating Officer & EVP
Exercise / conversionOP Units · Derivative 2,153.482 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000132 · wk-form4_1698872974.xml · derivative · entry 3

Myers Robert F. · CIK 0001721152 · Chief Operating Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,675.346

Underlying: Common Stock · 2,153.482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F2 · derivative.exercise_price: Represents the conversion of vested and earned Class C Units of limited partnership interests ("Class C Units") in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2018-2020 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.exercise_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F1 · derivative.expiration_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 21:09 UTC
Myers Robert F.Chief Operating Officer & EVP
Exercise / conversionClass C Units · Derivative 1,812.815 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000132 · wk-form4_1698872974.xml · derivative · entry 2

Myers Robert F. · CIK 0001721152 · Chief Operating Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,812.815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · derivative.exercise_price: Represents the conversion of vested and earned Class C Units in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2019-2021 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.exercise_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · derivative.exercise_date: Represents the conversion of vested and earned Class C Units in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2019-2021 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.expiration_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · derivative.expiration_date: Represents the conversion of vested and earned Class C Units in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2019-2021 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 21:09 UTC
Myers Robert F.Chief Operating Officer & EVP
Exercise / conversionClass C Units · Derivative 2,153.482 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000132 · wk-form4_1698872974.xml · derivative · entry 1

Myers Robert F. · CIK 0001721152 · Chief Operating Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,153.482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F2 · derivative.exercise_price: Represents the conversion of vested and earned Class C Units of limited partnership interests ("Class C Units") in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2018-2020 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.exercise_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F2 · derivative.exercise_date: Represents the conversion of vested and earned Class C Units of limited partnership interests ("Class C Units") in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2018-2020 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

F1 · derivative.expiration_date: Limited partnership interests ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP") are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F2 · derivative.expiration_date: Represents the conversion of vested and earned Class C Units of limited partnership interests ("Class C Units") in PECO OP issued in lieu of cash dividends accrued on the NAV Modifier performance units under the 2018-2020 Performance-Based LTIP. At issuance, the Class C Units did not have full parity with the OP Units, but upon achieving parity with the OP Units under the PECO OP's partnership agreement, based upon capital account balance per unit, and upon satisfaction of any applicable vesting conditions, the Class C Units convert to OP Units on a one-for-one basis. The Class C Units have no expiration date.

Read SEC document
October 30, 2023 Filed Nov 1, 2023 21:08 UTC GrantCommon Stock 1,683 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000131 · wk-form4_1698872887.xml · nonDerivative · entry 1

Terry Anthony E · CIK 0001888604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,683

F1 · kind: Represents the grant of shares of restricted Common Stock that will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) on the date of the next annual meeting of stockholders that is at least 50 weeks after the immediately preceding year's annual meeting, subject to continued service through the applicable vesting date.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:32 UTC
Robison Jennifer LChief Accounting Officer & SVP
Tax withholdingCommon Stock 96 $35.53 $3,410.88
Disclosure

SEC source: 0001476204-23-000112 · wk-form4_1691526744.xml · nonDerivative · entry 2

Robison Jennifer L · CIK 0001633620 · Chief Accounting Officer & SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,572

F2 · kind: Represents shares of Common Stock surrendered to cover tax liability upon vesting of earned 2020-2022 Performance-Based LTIP Units.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:32 UTC
Robison Jennifer LChief Accounting Officer & SVP
GrantCommon Stock 694 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000112 · wk-form4_1691526744.xml · nonDerivative · entry 1

Robison Jennifer L · CIK 0001633620 · Chief Accounting Officer & SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,668

F1 · kind: Represents shares of Common Stock earned based upon the Issuer's achievement of the NAV Modifier performance metrics under the 2020-2022 Performance-Based LTIP Units, 50% of which are vested and 50% of which vest on December 31, 2023, subject to continued service with the Company.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:31 UTC
Caulfield John PCFO, EVP & Treasurer
Tax withholdingCommon Stock 428 $35.53 $15,206.84
Disclosure

SEC source: 0001476204-23-000111 · wk-form4_1691526697.xml · nonDerivative · entry 2

Caulfield John P · CIK 0001786866 · CFO, EVP & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,192

F2 · kind: Represents shares of Common Stock surrendered to cover tax liability upon vesting of earned 2020-2022 Performance-Based LTIP Units.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:31 UTC
Caulfield John PCFO, EVP & Treasurer
GrantCommon Stock 3,080 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000111 · wk-form4_1691526697.xml · nonDerivative · entry 1

Caulfield John P · CIK 0001786866 · CFO, EVP & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,620

F1 · kind: Represents shares of Common Stock earned based upon the Issuer's achievement of the NAV Modifier performance metrics under the 2020-2022 Performance-Based LTIP Units, 50% of which are vested and 50% of which vest on December 31, 2023, subject to continued service with the Company.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:31 UTC
Myers Robert F.Chief Operating Officer & EVP
Tax withholdingCommon Stock 1,169 $35.53 $41,534.57
Disclosure

SEC source: 0001476204-23-000110 · wk-form4_1691526657.xml · nonDerivative · entry 2

Myers Robert F. · CIK 0001721152 · Chief Operating Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,988

F2 · kind: Represents shares of Common Stock surrendered to cover tax liability upon vesting of earned 2020-2022 Performance-Based LTIP Units.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:31 UTC
Myers Robert F.Chief Operating Officer & EVP
GrantCommon Stock 8,400 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000110 · wk-form4_1691526657.xml · nonDerivative · entry 1

Myers Robert F. · CIK 0001721152 · Chief Operating Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,157

F1 · kind: Represents shares of Common Stock earned based upon the Issuer's achievement of the NAV Modifier performance metrics under the 2020-2022 Performance-Based LTIP Units, 50% of which are vested and 50% of which vest on December 31, 2023, subject to continued service with the Company.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:30 UTC
Brady TanyaEVP, GC & Secretary
Tax withholdingCommon Stock 254 $35.53 $9,024.62
Disclosure

SEC source: 0001476204-23-000109 · wk-form4_1691526609.xml · nonDerivative · entry 2

Brady Tanya · CIK 0001770509 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,899

F2 · kind: Represents shares of Common Stock surrendered to cover tax liability upon vesting of earned 2020-2022 Performance-Based LTIP Units.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:30 UTC
Brady TanyaEVP, GC & Secretary
GrantCommon Stock 1,680 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000109 · wk-form4_1691526609.xml · nonDerivative · entry 1

Brady Tanya · CIK 0001770509 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,153

F1 · kind: Represents shares of Common Stock earned based upon the Issuer's achievement of the NAV Modifier performance metrics under the 2020-2022 Performance-Based LTIP Units, 50% of which are vested and 50% of which vest on December 31, 2023, subject to continued service with the Company.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:29 UTC
Edison JeffreyDirector · Chairman and CEO
Tax withholdingCommon Stock 6,190 $35.53 $219,930.70
Disclosure

SEC source: 0001476204-23-000108 · wk-form4_1691526571.xml · nonDerivative · entry 2

Edison Jeffrey · CIK 0001548377 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,832

F2 · kind: Represents shares of Common Stock surrendered to cover tax liability upon vesting of earned 2020-2022 Performance-Based LTIP Units.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:29 UTC
Edison JeffreyDirector · Chairman and CEO
GrantCommon Stock 27,300 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000108 · wk-form4_1691526571.xml · nonDerivative · entry 1

Edison Jeffrey · CIK 0001548377 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,022

F1 · kind: Represents shares of Common Stock earned based upon the Issuer's achievement of the NAV Modifier performance metrics under the 2020-2022 Performance-Based LTIP Units, 50% of which are vested and 50% of which vest on December 31, 2023, subject to continued service with the Company.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 20:20 UTC GrantCommon Stock 2,776 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000092 · wk-form4_1688156410.xml · nonDerivative · entry 1

Wang Parilee Edison · CIK 0001982282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,990

F1 · kind: Represents the grant of shares of restricted Common Stock that will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) on the date of the next annual meeting of stockholders that is at least 50 weeks after the immediately preceding year's annual meeting, subject to continued service through the applicable vesting date.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:12 UTC PurchaseCommon Stock 10,000 $29.18 $291,800.00
Disclosure

SEC source: 0001476204-23-000081 · wf-form4_168444073554948.xml · nonDerivative · entry 1

CHAO LESLIE T · CIK 0001210978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,426

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.15 to $29.18. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price noted in this footnote.

Read SEC document
May 09, 2023 Filed May 10, 2023 20:11 UTC GrantCommon Stock 3,693 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000077 · wf-form4_168374946406475.xml · nonDerivative · entry 1

QUAZZO STEPHEN R · CIK 0001105602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,781

F1 · kind: Represents the grant of shares of restricted Common Stock that will vest in full on the first anniversary of the date of grant, subject to continued service through the applicable vesting date.

Read SEC document
May 09, 2023 Filed May 10, 2023 20:08 UTC GrantCommon Stock 3,693 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000074 · wf-form4_168374930884485.xml · nonDerivative · entry 1

Strong John A. · CIK 0001707526 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,596

F1 · kind: Represents the grant of shares of restricted Common Stock that will vest in full on the first anniversary of the date of grant, subject to continued service through the applicable vesting date.

Read SEC document
May 09, 2023 Filed May 10, 2023 20:12 UTC GrantCommon Stock 3,693 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000079 · wf-form4_168374956057179.xml · nonDerivative · entry 1

Fischer Elizabeth · CIK 0001793361 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,203

F1 · kind: Represents the grant of shares of restricted Common Stock that will vest in full on the first anniversary of the date of grant, subject to continued service through the applicable vesting date.

Read SEC document
May 09, 2023 Filed May 10, 2023 20:12 UTC
Silfen JaneDirector
GrantCommon Stock 3,693 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000078 · wf-form4_168374951174524.xml · nonDerivative · entry 1

Silfen Jane · CIK 0001793362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,203

F1 · kind: Represents the grant of shares of restricted Common Stock that will vest in full on the first anniversary of the date of grant, subject to continued service through the applicable vesting date.

Read SEC document
May 09, 2023 Filed May 10, 2023 20:10 UTC GrantCommon Stock 3,693 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000076 · wf-form4_168374940529240.xml · nonDerivative · entry 1

Wood Gregory S. · CIK 0001532609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,667

F1 · kind: Represents the grant of shares of restricted Common Stock that will vest in full on the first anniversary of the date of grant, subject to continued service through the applicable vesting date.

Read SEC document
May 09, 2023 Filed May 10, 2023 20:09 UTC GrantCommon Stock 3,693 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000075 · wf-form4_168374935396273.xml · nonDerivative · entry 1

CHAO LESLIE T · CIK 0001210978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,426

F1 · kind: Represents the grant of shares of restricted Common Stock that will vest in full on the first anniversary of the date of grant, subject to continued service through the applicable vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:44 UTC
Myers Robert F.Chief Operating Officer & EVP
Exercise / conversionOP Units · Derivative 2,810 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000040 · wf-form4_167787984762465.xml · derivative · entry 6

Myers Robert F. · CIK 0001721152 · Chief Operating Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,521.864

Underlying: Common Stock · 2,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F6 · derivative.exercise_price: Represents the vesting of Class B Units in PECO OP, previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with OP Units, but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F6 · kind: Represents the vesting of Class B Units in PECO OP, previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with OP Units, but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F4 · derivative.exercise_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F6 · derivative.exercise_date: Represents the vesting of Class B Units in PECO OP, previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with OP Units, but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F4 · derivative.expiration_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F6 · derivative.expiration_date: Represents the vesting of Class B Units in PECO OP, previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with OP Units, but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:44 UTC
Myers Robert F.Chief Operating Officer & EVP
Exercise / conversionClass B Units · Derivative 2,810 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000040 · wf-form4_167787984762465.xml · derivative · entry 5

Myers Robert F. · CIK 0001721152 · Chief Operating Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,433

Underlying: Common Stock · 2,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F6 · derivative.exercise_price: Represents the vesting of Class B Units in PECO OP, previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with OP Units, but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F6 · kind: Represents the vesting of Class B Units in PECO OP, previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with OP Units, but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F4 · derivative.exercise_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F6 · derivative.exercise_date: Represents the vesting of Class B Units in PECO OP, previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with OP Units, but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F4 · derivative.expiration_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F6 · derivative.expiration_date: Represents the vesting of Class B Units in PECO OP, previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with OP Units, but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date.

F7 · balance_after: Represents the total Class B Units that have the same grant date, vesting provisions and other terms. These Class B Units will vest in increments of 2,811 units on March 1, 2024, March 1, 2025 and March 1, 2026.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:44 UTC
Myers Robert F.Chief Operating Officer & EVP
GrantClass B Units · Derivative 11,080 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000040 · wf-form4_167787984762465.xml · derivative · entry 4

Myers Robert F. · CIK 0001721152 · Chief Operating Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,080

Underlying: Common Stock · 11,080 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the grant of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), under the Issuer's long term incentive plan. The Class B Units vest in four equal annual installments on the anniversary of the date of grant, subject to continued service. At issuance, the Class B Units do not have full parity with common units of limited partnership interest in PECO OP ("OP Units") with respect to liquidating distributions, but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon achieving full parity with OP Units, the Class B Units would convert into an equal number of OP Units, subject to any remaining time-based vesting conditions of the converted unvested Class B Units. The Class B Units have no expiration date.

F4 · derivative.exercise_price: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F3 · kind: Represents the grant of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), under the Issuer's long term incentive plan. The Class B Units vest in four equal annual installments on the anniversary of the date of grant, subject to continued service. At issuance, the Class B Units do not have full parity with common units of limited partnership interest in PECO OP ("OP Units") with respect to liquidating distributions, but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon achieving full parity with OP Units, the Class B Units would convert into an equal number of OP Units, subject to any remaining time-based vesting conditions of the converted unvested Class B Units. The Class B Units have no expiration date.

F3 · derivative.exercise_date: Represents the grant of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), under the Issuer's long term incentive plan. The Class B Units vest in four equal annual installments on the anniversary of the date of grant, subject to continued service. At issuance, the Class B Units do not have full parity with common units of limited partnership interest in PECO OP ("OP Units") with respect to liquidating distributions, but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon achieving full parity with OP Units, the Class B Units would convert into an equal number of OP Units, subject to any remaining time-based vesting conditions of the converted unvested Class B Units. The Class B Units have no expiration date.

F4 · derivative.exercise_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F5 · derivative.exercise_date: Represents the total Class B Units that have the same grant date, vesting provisions and other terms. These Class B Units will vest in increments of 2,770 units on March 1, 2024, March 1, 2025, March 1, 2026 and March 1, 2027.

F3 · derivative.expiration_date: Represents the grant of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), under the Issuer's long term incentive plan. The Class B Units vest in four equal annual installments on the anniversary of the date of grant, subject to continued service. At issuance, the Class B Units do not have full parity with common units of limited partnership interest in PECO OP ("OP Units") with respect to liquidating distributions, but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon achieving full parity with OP Units, the Class B Units would convert into an equal number of OP Units, subject to any remaining time-based vesting conditions of the converted unvested Class B Units. The Class B Units have no expiration date.

F4 · derivative.expiration_date: OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date.

F5 · balance_after: Represents the total Class B Units that have the same grant date, vesting provisions and other terms. These Class B Units will vest in increments of 2,770 units on March 1, 2024, March 1, 2025, March 1, 2026 and March 1, 2027.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:44 UTC
Myers Robert F.Chief Operating Officer & EVP
Tax withholdingCommon Stock 2,259 $33.79 $76,331.61
Disclosure

SEC source: 0001476204-23-000040 · wf-form4_167787984762465.xml · nonDerivative · entry 2

Myers Robert F. · CIK 0001721152 · Chief Operating Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,757

F2 · kind: Represents shares of Common Stock surrendered to cover tax liability upon vesting of earned 2020-2022 Performance-Based LTIP Units.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:44 UTC
Myers Robert F.Chief Operating Officer & EVP
GrantCommon Stock 16,216 $0.00 $0.00
Disclosure

SEC source: 0001476204-23-000040 · wf-form4_167787984762465.xml · nonDerivative · entry 1

Myers Robert F. · CIK 0001721152 · Chief Operating Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,016

F1 · security: Represents shares of Common Stock earned based upon the Issuer's achievement of performance metrics under the 2020-2022 Performance-Based LTIP Units, 50% of which are vested and 50% of which vest on December 31, 2023, subject to continued employment.

F1 · kind: Represents shares of Common Stock earned based upon the Issuer's achievement of performance metrics under the 2020-2022 Performance-Based LTIP Units, 50% of which are vested and 50% of which vest on December 31, 2023, subject to continued employment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.