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PagerDuty, Inc.

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4906
SEC CIK
0001568100
Parsed reports
436

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202602
Aug 202600
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2022 Filed Nov 2, 2022 22:22 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 20,000 $2.00 $40,000.00
Disclosure

SEC source: 0001562180-22-007433 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 22:44 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 11,365 $25.03 $284,465.95
Disclosure

SEC source: 0001562180-22-007350 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,408

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.13 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 06, 2022 Filed Oct 7, 2022 21:34 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 1,600 $25.02 $40,032.00
Disclosure

SEC source: 0001562180-22-007128 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,773

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.04 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2022 Filed Oct 5, 2022 00:41 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,564 $23.07 $59,151.48
Disclosure

SEC source: 0001562180-22-007027 · primarydocument.xml · nonDerivative · entry 6

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,329

F4 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2022 Filed Oct 5, 2022 00:41 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 28,094 $23.07 $648,128.58
Disclosure

SEC source: 0001562180-22-007027 · primarydocument.xml · nonDerivative · entry 5

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,893

F2 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2022 Filed Oct 5, 2022 01:15 UTC
REZVAN MITRAPrincipal Accounting Officer
Tax withholdingCommon Stock 4,216 $23.07 $97,263.12
Disclosure

SEC source: 0001562180-22-007031 · primarydocument.xml · nonDerivative · entry 1

REZVAN MITRA · CIK 0001917246 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,619

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2022 Filed Oct 5, 2022 00:53 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 769 $23.07 $17,740.83
Disclosure

SEC source: 0001562180-22-007028 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,373

F3 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2022 Filed Oct 5, 2022 00:53 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 19,507 $23.07 $450,026.49
Disclosure

SEC source: 0001562180-22-007028 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,142

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2022 Filed Oct 5, 2022 00:48 UTC
WEBB SHELLEYSVP and General Counsel
Tax withholdingCommon Stock 3,325 $23.07 $76,707.75
Disclosure

SEC source: 0001562180-22-007030 · primarydocument.xml · nonDerivative · entry 1

WEBB SHELLEY · CIK 0001931633 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,931

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2022 Filed Oct 5, 2022 00:41 UTC
Justice DaveChief Revenue Officer
Tax withholdingCommon Stock 769 $23.07 $17,740.83
Disclosure

SEC source: 0001562180-22-007029 · primarydocument.xml · nonDerivative · entry 2

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,419

F3 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2022 Filed Oct 5, 2022 00:41 UTC
Justice DaveChief Revenue Officer
Tax withholdingCommon Stock 22,644 $23.07 $522,397.08
Disclosure

SEC source: 0001562180-22-007029 · primarydocument.xml · nonDerivative · entry 1

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,188

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2022 Filed Oct 5, 2022 00:40 UTC
Solomon Dan AlexandruDirector · Co-Founder & GM Mindstorm
Tax withholdingCommon Stock 5,169 $23.07 $119,248.83
Disclosure

SEC source: 0001562180-22-007032 · primarydocument.xml · nonDerivative · entry 1

Solomon Dan Alexandru · CIK 0001772928 · Director · Co-Founder & GM Mindstorm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,785,284

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
September 22, 2022 Filed Sep 23, 2022 23:53 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,362 $22.49 $30,631.38
Disclosure

SEC source: 0001562180-22-006813 · primarydocument.xml · nonDerivative · entry 2

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,832

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.26 to $22.91 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

F4 · balance_after: Due to a technical error, the Form 4 previously filed on 9/21/22 reflected incorrect beneficially owned totals. Beneficial holdings following the sale reported on 9/19/22 was 431,918 and beneficial holdings following the sale reported on 9/21/22 sale was 430,556.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 23:53 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,362 $23.55 $32,075.10
Disclosure

SEC source: 0001562180-22-006813 · primarydocument.xml · nonDerivative · entry 1

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,194

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.05 to $23.82 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

F4 · balance_after: Due to a technical error, the Form 4 previously filed on 9/21/22 reflected incorrect beneficially owned totals. Beneficial holdings following the sale reported on 9/19/22 was 431,918 and beneficial holdings following the sale reported on 9/21/22 sale was 430,556.

Read SEC document
September 20, 2022 Filed Sep 21, 2022 23:36 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,362 $23.52 $32,034.24
Disclosure

SEC source: 0001562180-22-006789 · primarydocument.xml · nonDerivative · entry 2

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,470

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.16 to $23.99 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 23:36 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,362 $23.44 $31,925.28
Disclosure

SEC source: 0001562180-22-006789 · primarydocument.xml · nonDerivative · entry 1

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,832

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.11 to $24.01 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
September 02, 2022 Filed Oct 5, 2022 00:41 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 70,774 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007027 · primarydocument.xml · nonDerivative · entry 4

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Langford Island Trust

Disclosed balance after: 144,500

F1 · shares: Represents shares indirectly beneficially owned by the reporting person through a GRAT, that were transferred by such GRAT to the Langford Island Trust, of which the reporting is a trustee.

Read SEC document
September 02, 2022 Filed Oct 5, 2022 00:41 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 70,774 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007027 · primarydocument.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jennifer Gail Tejada, as Trustee of the Tejada 2020 Grantor Retained Annuity Trust - II

Disclosed balance after: 18,190

F1 · shares: Represents shares indirectly beneficially owned by the reporting person through a GRAT, that were transferred by such GRAT to the Langford Island Trust, of which the reporting is a trustee.

Read SEC document
August 30, 2022 Filed Oct 5, 2022 00:41 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 70,774 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007027 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Langford Island Trust

Disclosed balance after: 73,726

F1 · shares: Represents shares indirectly beneficially owned by the reporting person through a GRAT, that were transferred by such GRAT to the Langford Island Trust, of which the reporting is a trustee.

Read SEC document
August 30, 2022 Filed Oct 5, 2022 00:41 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 70,774 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007027 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jennifer Gail Tejada, as Trustee of the Tejada 2020 Grantor Retained Annuity Trust - I

Disclosed balance after: 18,190

F1 · shares: Represents shares indirectly beneficially owned by the reporting person through a GRAT, that were transferred by such GRAT to the Langford Island Trust, of which the reporting is a trustee.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:37 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to buy) · Derivative 15,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-22-006302 · primarydocument.xml · derivative · entry 4

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,164

Underlying: Common Stock · 15,000 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:37 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 15,000 $25.07 $376,050.00
Disclosure

SEC source: 0001562180-22-006302 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,649

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.35 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:37 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 15,000 $2.00 $30,000.00
Disclosure

SEC source: 0001562180-22-006302 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 21:35 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 18,814 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-22-006054 · primarydocument.xml · derivative · entry 12

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,641,608

Underlying: Common Stock · 18,814 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 21:35 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 3,706 $29.78 $110,364.68
Disclosure

SEC source: 0001562180-22-006054 · primarydocument.xml · nonDerivative · entry 5

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,987

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.73 to $29.89 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 21:35 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 65,108 $29.22 $1,902,455.76
Disclosure

SEC source: 0001562180-22-006054 · primarydocument.xml · nonDerivative · entry 4

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,693

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.73 to $29.72 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 21:35 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 18,814 $2.00 $37,628.00
Disclosure

SEC source: 0001562180-22-006054 · primarydocument.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 21:35 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,186 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-22-006054 · primarydocument.xml · derivative · entry 11

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,660,422

Underlying: Common Stock · 6,186 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 21:35 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 6,186 $28.08 $173,702.88
Disclosure

SEC source: 0001562180-22-006054 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,987

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.26 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 21:35 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,186 $2.00 $12,372.00
Disclosure

SEC source: 0001562180-22-006054 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 21:37 UTC GrantCommon Stock 16,094 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006056 · primarydocument.xml · nonDerivative · entry 1

Losch William E · CIK 0001306938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,094

F1 · shares: Represents 16,094 restricted stock units acquired pursuant to the Issuer's Non-Employee Director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in three equal annual installments on the anniversary of the grant date, subject to continuous service to the Issuer on such date.

Read SEC document
July 22, 2022 Filed Jul 27, 2022 01:01 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to buy) · Derivative 20,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-22-005752 · primarydocument.xml · derivative · entry 6

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,164

Underlying: Common Stock · 20,000 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
July 22, 2022 Filed Jul 27, 2022 01:01 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 400 $28.25 $11,300.00
Disclosure

SEC source: 0001562180-22-005752 · primarydocument.xml · nonDerivative · entry 4

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,649

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.18 to $28.39 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

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July 22, 2022 Filed Jul 27, 2022 01:01 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 4,900 $27.48 $134,652.00
Disclosure

SEC source: 0001562180-22-005752 · primarydocument.xml · nonDerivative · entry 3

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,049

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.15 to $28.03 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

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July 22, 2022 Filed Jul 27, 2022 01:01 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 14,700 $26.38 $387,786.00
Disclosure

SEC source: 0001562180-22-005752 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,949

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.14 to $27.09 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

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July 22, 2022 Filed Jul 27, 2022 01:01 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 20,000 $2.00 $40,000.00
Disclosure

SEC source: 0001562180-22-005752 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

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July 21, 2022 Filed Jul 25, 2022 21:55 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 35,000 $28.05 $981,869.00
Disclosure

SEC source: 0001562180-22-005744 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Langford Island Trust

Disclosed balance after: 2,952

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.16 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 21:55 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 20,401 $28.05 $572,317.41
Disclosure

SEC source: 0001562180-22-005744 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,987

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.16 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 12, 2022 Filed Jul 14, 2022 23:09 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 975 $28.02 $27,315.80
Disclosure

SEC source: 0001562180-22-005670 · primarydocument.xml · nonDerivative · entry 5

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,388

F3 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.06 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 07, 2022 Filed Jul 14, 2022 23:09 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 38,458 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005670 · primarydocument.xml · nonDerivative · entry 4

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jennifer Gail Tejada, as Trustee of the Tejada 2020 Grantor Retained Annuity Trust - II

Disclosed balance after: 88,964

F1 · shares: Represents 38,458 shares, directly held by the reporting person, that were transferred to a GRAT of which the reporting person is a trustee.

Read SEC document
July 07, 2022 Filed Jul 14, 2022 23:09 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 38,458 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005670 · primarydocument.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jennifer Gail Tejada, as Trustee of the Tejada 2020 Grantor Retained Annuity Trust - I

Disclosed balance after: 88,964

F1 · shares: Represents 38,458 shares, directly held by the reporting person, that were transferred to a GRAT of which the reporting person is a trustee.

Read SEC document
July 07, 2022 Filed Jul 14, 2022 23:09 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 38,458 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005670 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,363

F1 · shares: Represents 38,458 shares, directly held by the reporting person, that were transferred to a GRAT of which the reporting person is a trustee.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 07, 2022 Filed Jul 14, 2022 23:09 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 38,458 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005670 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,821

F1 · shares: Represents 38,458 shares, directly held by the reporting person, that were transferred to a GRAT of which the reporting person is a trustee.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 02, 2022 Filed Jul 7, 2022 01:22 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,565 $25.43 $65,227.95
Disclosure

SEC source: 0001562180-22-005617 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,279

F3 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 02, 2022 Filed Jul 7, 2022 01:22 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 28,094 $25.43 $714,430.42
Disclosure

SEC source: 0001562180-22-005617 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,844

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 02, 2022 Filed Jul 7, 2022 01:20 UTC
Solomon Dan AlexandruDirector · Co-Founder & GM Mindstorm
Tax withholdingCommon Stock 449 $25.43 $11,418.07
Disclosure

SEC source: 0001562180-22-005616 · primarydocument.xml · nonDerivative · entry 1

Solomon Dan Alexandru · CIK 0001772928 · Director · Co-Founder & GM Mindstorm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,790,453

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 02, 2022 Filed Jul 7, 2022 01:19 UTC
Justice DaveChief Revenue Officer
Tax withholdingCommon Stock 769 $25.43 $19,555.67
Disclosure

SEC source: 0001562180-22-005615 · primarydocument.xml · nonDerivative · entry 2

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,280

F3 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 02, 2022 Filed Jul 7, 2022 01:19 UTC
Justice DaveChief Revenue Officer
Tax withholdingCommon Stock 15,891 $25.43 $404,108.13
Disclosure

SEC source: 0001562180-22-005615 · primarydocument.xml · nonDerivative · entry 1

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,049

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 02, 2022 Filed Jul 7, 2022 01:16 UTC
REZVAN MITRAPrincipal Accounting Officer
Tax withholdingCommon Stock 1,389 $25.43 $35,322.27
Disclosure

SEC source: 0001562180-22-005614 · primarydocument.xml · nonDerivative · entry 1

REZVAN MITRA · CIK 0001917246 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,835

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 02, 2022 Filed Jul 7, 2022 00:55 UTC Amendment
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 769 $25.43 $19,555.67
Disclosure

SEC source: 0001562180-22-005613 · primarydocument.xml · nonDerivative · entry 3

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,649

F6 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F4 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.