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PagerDuty, Inc.

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4906
SEC CIK
0001568100
Parsed reports
436

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202602
Aug 202600
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2024 Filed Jan 13, 2024 01:27 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 33,782 $25.68 $867,521.76
Disclosure

SEC source: 0001562180-24-000459 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 511,565

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 10, 2023.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.42 to $25.96 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 10, 2024 Filed Jan 13, 2024 01:27 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 27,678 $7.43 $205,647.54
Disclosure

SEC source: 0001562180-24-000459 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 545,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 00:40 UTC
WEBB SHELLEYSVP and General Counsel
SaleCommon Stock 1,104 $22.00 $24,288.00
Disclosure

SEC source: 0001562180-24-000424 · primarydocument.xml · nonDerivative · entry 1

WEBB SHELLEY · CIK 0001931633 · SVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,983

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on July 10, 2023.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:13 UTC
WEBB SHELLEYSVP and General Counsel
SaleCommon Stock 5,519 $21.40 $118,106.60
Disclosure

SEC source: 0001562180-24-000333 · primarydocument.xml · nonDerivative · entry 1

WEBB SHELLEY · CIK 0001931633 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,087

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on July 10, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.88.00 to $21.65 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:11 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,621 $21.92 $57,452.32
Disclosure

SEC source: 0001562180-24-000280 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 679,724

F3 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:11 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 32,633 $21.92 $715,315.36
Disclosure

SEC source: 0001562180-24-000280 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 682,345

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:10 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 554 $21.92 $12,143.68
Disclosure

SEC source: 0001562180-24-000279 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,669

F3 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:10 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 13,329 $21.92 $292,171.68
Disclosure

SEC source: 0001562180-24-000279 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,223

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:10 UTC
WEBB SHELLEYSVP and General Counsel
Tax withholdingCommon Stock 6,738 $21.92 $147,696.96
Disclosure

SEC source: 0001562180-24-000278 · primarydocument.xml · nonDerivative · entry 1

WEBB SHELLEY · CIK 0001931633 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,606

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:09 UTC
Solomon Dan AlexandruDirector · Co-Founder & GM Mindstorm
Tax withholdingCommon Stock 1,125 $21.92 $24,660.00
Disclosure

SEC source: 0001562180-24-000277 · primarydocument.xml · nonDerivative · entry 1

Solomon Dan Alexandru · CIK 0001772928 · Director · Co-Founder & GM Mindstorm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,793,529

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:08 UTC
REZVAN MITRASVP Finance & CAO
Tax withholdingCommon Stock 2,544 $21.92 $55,764.48
Disclosure

SEC source: 0001562180-24-000276 · primarydocument.xml · nonDerivative · entry 1

REZVAN MITRA · CIK 0001917246 · SVP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,175

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 02, 2024 Filed Jan 8, 2024 21:15 UTC Amendment
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,621 $21.92 $57,452.32
Disclosure

SEC source: 0001562180-24-000334 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 679,694

F4 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 02, 2024 Filed Jan 8, 2024 21:15 UTC Amendment
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 32,663 $21.92 $715,972.96
Disclosure

SEC source: 0001562180-24-000334 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 682,315

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · shares: The purpose of this amendment is to correct the number of shares automatically withheld by the Issuer to satisfy taxes incorrectly reported on the Form 4 filed on January 4, 2024.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 21:13 UTC
REZVAN MITRASVP Finance & CAO
SaleCommon Stock 1,103 $23.58 $26,008.74
Disclosure

SEC source: 0001562180-24-000015 · primarydocument.xml · nonDerivative · entry 1

REZVAN MITRA · CIK 0001917246 · SVP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,719

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.57 to $23.59 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 23:37 UTC
WEBB SHELLEYSVP and General Counsel
SaleCommon Stock 4,571 $22.00 $100,562.00
Disclosure

SEC source: 0001562180-23-007619 · primarydocument.xml · nonDerivative · entry 1

WEBB SHELLEY · CIK 0001931633 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,344

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on July 10, 2023.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 09, 2023 Filed Oct 11, 2023 21:12 UTC
WEBB SHELLEYSVP and General Counsel
SaleCommon Stock 16,723 $21.71 $363,056.33
Disclosure

SEC source: 0001562180-23-007264 · primarydocument.xml · nonDerivative · entry 1

WEBB SHELLEY · CIK 0001931633 · SVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 193,915

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on July 10, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.47 to $21.93 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:21 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,565 $22.50 $57,712.50
Disclosure

SEC source: 0001562180-23-007203 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 714,978

F3 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:21 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 38,260 $22.50 $860,850.00
Disclosure

SEC source: 0001562180-23-007203 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 717,543

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:21 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 769 $22.50 $17,302.50
Disclosure

SEC source: 0001562180-23-007202 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,552

F3 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:21 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 24,725 $22.50 $556,312.50
Disclosure

SEC source: 0001562180-23-007202 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532,321

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:21 UTC
WEBB SHELLEYSVP and General Counsel
Tax withholdingCommon Stock 8,814 $22.50 $198,315.00
Disclosure

SEC source: 0001562180-23-007201 · primarydocument.xml · nonDerivative · entry 1

WEBB SHELLEY · CIK 0001931633 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,638

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:20 UTC
REZVAN MITRASVP Finance & CAO
Tax withholdingCommon Stock 4,974 $22.50 $111,915.00
Disclosure

SEC source: 0001562180-23-007198 · primarydocument.xml · nonDerivative · entry 1

REZVAN MITRA · CIK 0001917246 · SVP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,822

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:20 UTC
Solomon Dan AlexandruDirector · Co-Founder & GM Mindstorm
Tax withholdingCommon Stock 5,659 $22.50 $127,327.50
Disclosure

SEC source: 0001562180-23-007197 · primarydocument.xml · nonDerivative · entry 1

Solomon Dan Alexandru · CIK 0001772928 · Director · Co-Founder & GM Mindstorm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,794,654

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 22:17 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 322 $25.04 $8,062.88
Disclosure

SEC source: 0001562180-23-006587 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 557,046

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 10, 2023.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.03 to $25.05 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 22:17 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 322 $7.43 $2,392.46
Disclosure

SEC source: 0001562180-23-006587 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 557,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
August 24, 2023 Filed Jan 18, 2024 01:29 UTC Amendment
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 322 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001562180-24-000515 · primarydocument.xml · derivative · entry 4

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,678

Underlying: Common Stock · 322 shares

Expires 2028-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · date: The August 24, 2023 option exercise of 322 shares was inadvertently left off Table II of the Form 4 originally filed on August 28, 2023.

F5 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
August 24, 2023 Filed Jan 18, 2024 01:29 UTC Amendment
Wilson HowardChief Financial Officer
SaleCommon Stock 322 $25.04 $8,062.88
Disclosure

SEC source: 0001562180-24-000515 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 557,046

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 10, 2023.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.03 to $25.05 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
August 24, 2023 Filed Jan 18, 2024 01:29 UTC Amendment
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 322 $7.43 $2,392.46
Disclosure

SEC source: 0001562180-24-000515 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 557,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 20:03 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 888 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001562180-23-006033 · primarydocument.xml · derivative · entry 4

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 177,000

Underlying: Common Stock · 888 shares

Expires 2028-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option becomes exercisable as follows: (a) 13,458 shares of 26,916 shares subject to the incentive stock option first become exercisable on January 1 in each of 2021 and 2022; and (b) 713,084 shares first become exercisable on 7/10/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/10/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 20:03 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 888 $25.00 $22,200.00
Disclosure

SEC source: 0001562180-23-006033 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 557,046

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 10, 2023.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 20:03 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 888 $7.43 $6,597.84
Disclosure

SEC source: 0001562180-23-006033 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 557,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 22:01 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to buy) · Derivative 148 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-23-005974 · primarydocument.xml · derivative · entry 6

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,016

Underlying: Common Stock · 148 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 22:01 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,112 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001562180-23-005974 · primarydocument.xml · derivative · entry 5

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 177,888

Underlying: Common Stock · 4,112 shares

Expires 2028-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option becomes exercisable as follows: (a) 13,458 shares of 26,916 shares subject to the incentive stock option first become exercisable on January 1 in each of 2021 and 2022; and (b) 713,084 shares first become exercisable on 7/10/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/10/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 22:01 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 4,112 $25.03 $102,923.36
Disclosure

SEC source: 0001562180-23-005974 · primarydocument.xml · nonDerivative · entry 4

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 557,046

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 10, 2023.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.14 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 22:01 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 4,112 $7.43 $30,552.16
Disclosure

SEC source: 0001562180-23-005974 · primarydocument.xml · nonDerivative · entry 3

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 561,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 22:01 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 148 $25.03 $3,704.44
Disclosure

SEC source: 0001562180-23-005974 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 557,046

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 10, 2023.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.14 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

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July 14, 2023 Filed Jul 18, 2023 22:01 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 148 $2.00 $296.00
Disclosure

SEC source: 0001562180-23-005974 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 557,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

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July 10, 2023 Filed Jul 12, 2023 23:56 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 22,610 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005882 · primarydocument.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Tejada 2023 Grantor Retained Annuity Trust - II

Disclosed balance after: 22,610

F1 · shares: Represents shares indirectly beneficially owned by the Reporting Person through the Langford Island Trust, that were transferred to a GRAT in which the Reporting Person is a trustee.

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July 10, 2023 Filed Jul 12, 2023 23:56 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 22,610 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005882 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Tejada 2023 Grantor Retained Annuity Trust - I

Disclosed balance after: 22,610

F1 · shares: Represents shares indirectly beneficially owned by the Reporting Person through the Langford Island Trust, that were transferred to a GRAT in which the Reporting Person is a trustee.

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July 10, 2023 Filed Jul 12, 2023 23:56 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 45,220 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005882 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Langford Island Trust

Disclosed balance after: 144,500

F1 · shares: Represents shares indirectly beneficially owned by the Reporting Person through the Langford Island Trust, that were transferred to a GRAT in which the Reporting Person is a trustee.

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July 02, 2023 Filed Jul 3, 2023 21:14 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 38,260 $22.48 $860,084.80
Disclosure

SEC source: 0001562180-23-005638 · primarydocument.xml · nonDerivative · entry 6

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 755,803

F4 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F3 · balance_after: A portion of these shares represent restricted stock units.

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July 02, 2023 Filed Jul 3, 2023 21:14 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,564 $22.48 $57,638.72
Disclosure

SEC source: 0001562180-23-005638 · primarydocument.xml · nonDerivative · entry 5

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,063

F2 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F3 · balance_after: A portion of these shares represent restricted stock units.

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July 02, 2023 Filed Jul 3, 2023 21:14 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 17,972 $22.48 $404,010.56
Disclosure

SEC source: 0001562180-23-005637 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 557,046

F3 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

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July 02, 2023 Filed Jul 3, 2023 21:14 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 769 $22.48 $17,287.12
Disclosure

SEC source: 0001562180-23-005637 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,018

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

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July 02, 2023 Filed Jul 3, 2023 21:13 UTC
WEBB SHELLEYSVP and General Counsel
Tax withholdingCommon Stock 7,706 $22.48 $173,230.88
Disclosure

SEC source: 0001562180-23-005636 · primarydocument.xml · nonDerivative · entry 1

WEBB SHELLEY · CIK 0001931633 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,452

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

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July 02, 2023 Filed Jul 3, 2023 21:12 UTC
Solomon Dan AlexandruDirector · Co-Founder & GM Mindstorm
Tax withholdingCommon Stock 950 $22.48 $21,356.00
Disclosure

SEC source: 0001562180-23-005635 · primarydocument.xml · nonDerivative · entry 1

Solomon Dan Alexandru · CIK 0001772928 · Director · Co-Founder & GM Mindstorm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,800,313

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

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July 02, 2023 Filed Jul 3, 2023 21:12 UTC
REZVAN MITRASVP, Chief Accounting Officer
Tax withholdingCommon Stock 2,147 $22.48 $48,264.56
Disclosure

SEC source: 0001562180-23-005634 · primarydocument.xml · nonDerivative · entry 1

REZVAN MITRA · CIK 0001917246 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,796

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

F3 · balance_after: Includes 1,103 shares that were acquired under the Issuer's Employee Stock Purchase Plan on June 15, 2023.

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June 30, 2023 Filed Jul 3, 2023 21:14 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 22,610 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005638 · primarydocument.xml · nonDerivative · entry 4

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Tejada 2022 Grantor Retained Annuity Trust - II

Disclosed balance after: 13,426

F1 · shares: Represents shares indirectly beneficially owned by the reporting person through a GRAT, that were transferred by such GRAT to the Langford Island Trust, of which the reporting person is a trustee.

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June 30, 2023 Filed Jul 3, 2023 21:14 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 22,610 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005638 · primarydocument.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Tejada 2022 Grantor Retained Annuity Trust - I

Disclosed balance after: 13,426

F1 · shares: Represents shares indirectly beneficially owned by the reporting person through a GRAT, that were transferred by such GRAT to the Langford Island Trust, of which the reporting person is a trustee.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 21:14 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 22,610 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005638 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Langford Island Trust

Disclosed balance after: 189,720

F1 · shares: Represents shares indirectly beneficially owned by the reporting person through a GRAT, that were transferred by such GRAT to the Langford Island Trust, of which the reporting person is a trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.