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PagerDuty, Inc.

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0001568100
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436

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202602
Aug 202600
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 11, 2024 Filed Jul 16, 2024 00:11 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 18,750 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001568100-24-000096 · wk-form4_1721088671.xml · derivative · entry 9

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 955,234

Underlying: Common Stock · 18,750 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
July 11, 2024 Filed Jul 16, 2024 00:11 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 7,142 $20.93 $149,482.06
Disclosure

SEC source: 0001568100-24-000096 · wk-form4_1721088671.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,016,437

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 9, 2024.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.86 to $21.06 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 11, 2024 Filed Jul 16, 2024 00:11 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 18,750 $21.07 $395,062.50
Disclosure

SEC source: 0001568100-24-000096 · wk-form4_1721088671.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,023,579

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 9, 2024.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.85 to $21.33 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 11, 2024 Filed Jul 16, 2024 00:11 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 18,750 $2.00 $37,500.00
Disclosure

SEC source: 0001568100-24-000096 · wk-form4_1721088671.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,042,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 9, 2024.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:59 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 12,108 $20.49 $248,092.92
Disclosure

SEC source: 0001568100-24-000094 · wk-form4_1720817983.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 594,202

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 10, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.18 to $21.12 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:35 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 31,250 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001568100-24-000092 · wk-form4_1720733750.xml · derivative · entry 8

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 973,984

Underlying: Common Stock · 31,250 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:35 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 31,250 $21.07 $658,437.50
Disclosure

SEC source: 0001568100-24-000092 · wk-form4_1720733750.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,023,579

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 9, 2024.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.91 to $21.45 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:35 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 31,250 $2.00 $62,500.00
Disclosure

SEC source: 0001568100-24-000092 · wk-form4_1720733750.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,054,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 9, 2024.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 20:11 UTC
WEBB SHELLEYChief Legal Officer
SaleCommon Stock 955 $22.07 $21,076.85
Disclosure

SEC source: 0001568100-24-000090 · wk-form4_1720555855.xml · nonDerivative · entry 2

WEBB SHELLEY · CIK 0001931633 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,657

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on July 10, 2023.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 20:11 UTC
WEBB SHELLEYChief Legal Officer
SaleCommon Stock 4,777 $21.96 $104,902.92
Disclosure

SEC source: 0001568100-24-000090 · wk-form4_1720555855.xml · nonDerivative · entry 1

WEBB SHELLEY · CIK 0001931633 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 236,612

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on July 10, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.77 to $22.17 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 03, 2024 Filed Jul 5, 2024 21:16 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 13,426 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000088 · wk-form4_1720214172.xml · nonDerivative · entry 8

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Tejada 2024 Grantor Retained Annuity Trust - II

Disclosed balance after: 13,426

F7 · kind: Represents shares indirectly beneficially owned by the Reporting Person through the Langford Island Trust that were transferred to the Tejada 2024 Grantor Retained Annuity Trust II in which the Reporting Person is a trustee.

Read SEC document
July 03, 2024 Filed Jul 5, 2024 21:16 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 13,426 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000088 · wk-form4_1720214172.xml · nonDerivative · entry 7

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Tejada 2024 Grantor Retained Annuity Trust - I

Disclosed balance after: 13,426

F6 · kind: Represents shares indirectly beneficially owned by the Reporting Person through the Langford Island Trust that were transferred to the Tejada 2024 Grantor Retained Annuity Trust I in which the Reporting Person is a trustee.

Read SEC document
July 03, 2024 Filed Jul 5, 2024 21:16 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 13,426 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000088 · wk-form4_1720214172.xml · nonDerivative · entry 6

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Langford Island Trust

Disclosed balance after: 144,500

F7 · kind: Represents shares indirectly beneficially owned by the Reporting Person through the Langford Island Trust that were transferred to the Tejada 2024 Grantor Retained Annuity Trust II in which the Reporting Person is a trustee.

Read SEC document
July 03, 2024 Filed Jul 5, 2024 21:16 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 13,426 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000088 · wk-form4_1720214172.xml · nonDerivative · entry 5

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Langford Island Trust

Disclosed balance after: 157,926

F6 · kind: Represents shares indirectly beneficially owned by the Reporting Person through the Langford Island Trust that were transferred to the Tejada 2024 Grantor Retained Annuity Trust I in which the Reporting Person is a trustee.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 21:16 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 26,852 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000088 · wk-form4_1720214172.xml · nonDerivative · entry 4

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Langford Island Trust

Disclosed balance after: 171,352

F5 · kind: Represents 13,426 shares transferred to the Langford Island Trust, as the sole and separate property of Jennifer Gail Tejada and 13,426 shares transferred to the Langford Island Trust, as the sole and separate property of Michael Charles Firmin.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 21:16 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 13,426 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000088 · wk-form4_1720214172.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Tejada 2022 Grantor Retained Annuity Trust - II

Disclosed balance after: 0

F4 · kind: Represents a transfer to the Langford Island Trust, as the sole and separate property of Michael Charles Firmin.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 21:16 UTC
Tejada JenniferDirector · Chief Executive Officer
GiftCommon Stock 13,426 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000088 · wk-form4_1720214172.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jennifer Tejada, as Trustee of the Tejada 2022 Grantor Retained Annuity Trust - I

Disclosed balance after: 0

F3 · kind: Represents a transfer to the Langford Island Trust, as the sole and separate property of Jennifer Gail Tejada.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 21:16 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 46,086 $22.14 $1,020,344.04
Disclosure

SEC source: 0001568100-24-000088 · wk-form4_1720214172.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,023,579

F1 · kind: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 20:27 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 18,190 $22.14 $402,726.60
Disclosure

SEC source: 0001568100-24-000086 · wk-form4_1720211266.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606,310

F1 · kind: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 20:27 UTC
WEBB SHELLEYChief Legal Officer
Tax withholdingCommon Stock 12,050 $22.14 $266,787.00
Disclosure

SEC source: 0001568100-24-000085 · wk-form4_1720211246.xml · nonDerivative · entry 1

WEBB SHELLEY · CIK 0001931633 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,389

F1 · kind: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 20:27 UTC
Solomon Dan AlexandruDirector · Co-Founder & GM Mindstorm
Tax withholdingCommon Stock 980 $22.14 $21,697.20
Disclosure

SEC source: 0001568100-24-000084 · wk-form4_1720211223.xml · nonDerivative · entry 1

Solomon Dan Alexandru · CIK 0001772928 · Director · Co-Founder & GM Mindstorm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,791,430

F1 · kind: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 20:26 UTC
REZVAN MITRASVP Finance & CAO
Tax withholdingCommon Stock 2,645 $22.14 $58,560.30
Disclosure

SEC source: 0001568100-24-000083 · wk-form4_1720211185.xml · nonDerivative · entry 1

REZVAN MITRA · CIK 0001917246 · SVP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,924

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

F3 · balance_after: Includes 1,117 shares that were acquired under the Issuer's Employee Stock Purchase Plan on June 14, 2024.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:48 UTC GrantCommon Stock 8,817 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000067 · wk-form4_1718664476.xml · nonDerivative · entry 1

NELSON ZACHARY · CIK 0001073342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,651

F1 · shares: Represents 8,817 Restricted Stock Units acquired pursuant to the Issuer's Non-Employee Director compensation policy. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the Restricted Stock Unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next Annual Meeting of stockholders, subject to Directors' continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 18:50 UTC GrantCommon Stock 8,817 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000068 · wk-form4_1718664607.xml · nonDerivative · entry 1

Dholakia Sameer · CIK 0001721790 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,427

F1 · shares: Represents 8,817 Restricted Stock Units acquired pursuant to the Issuer's Non-Employee Director compensation policy. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the Restricted Stock Unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next Annual Meeting of stockholders, subject to Directors' continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 23:06 UTC
Gomez ElenaDirector
GrantCommon Stock 8,817 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000070 · wk-form4_1718665553.xml · nonDerivative · entry 1

Gomez Elena · CIK 0001674159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,192

F1 · shares: Represents 8,817 Restricted Stock Units acquired pursuant to the Issuer's Non-Employee Director compensation policy. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the Restricted Stock Unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next Annual Meeting of stockholders, subject to Directors' continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:46 UTC GrantCommon Stock 8,817 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000066 · wk-form4_1718664358.xml · nonDerivative · entry 1

Losch William E · CIK 0001306938 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,042

F1 · shares: Represents 8,817 Restricted Stock Units acquired pursuant to the Issuer's Non-Employee Director compensation policy. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the Restricted Stock Unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next Annual Meeting of stockholders, subject to Directors' continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 23:06 UTC GrantCommon Stock 8,817 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000071 · wk-form4_1718665590.xml · nonDerivative · entry 1

Stewart Bonita C. · CIK 0001619944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,888

F1 · shares: Represents 8,817 Restricted Stock Units acquired pursuant to the Issuer's Non-Employee Director compensation policy. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the Restricted Stock Unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next Annual Meeting of stockholders, subject to Directors' continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent Restricted Stock Units.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 22:45 UTC
Murthy RathiDirector
GrantCommon Stock 8,817 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000065 · wk-form4_1718664306.xml · nonDerivative · entry 1

Murthy Rathi · CIK 0001772959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,192

F1 · shares: Represents 8,817 Restricted Stock Units acquired pursuant to the Issuer's Non-Employee Director compensation policy. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the Restricted Stock Unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next Annual Meeting of stockholders, subject to Directors' continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 21:36 UTC
WEBB SHELLEYChief Legal Officer
SaleCommon Stock 1,143 $22.58 $25,808.94
Disclosure

SEC source: 0001568100-24-000038 · wk-form4_1712612176.xml · nonDerivative · entry 3

WEBB SHELLEY · CIK 0001931633 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,439

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on July 10, 2023.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 21:36 UTC
WEBB SHELLEYChief Legal Officer
SaleCommon Stock 700 $22.90 $16,030.00
Disclosure

SEC source: 0001568100-24-000038 · wk-form4_1712612176.xml · nonDerivative · entry 2

WEBB SHELLEY · CIK 0001931633 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,582

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on July 10, 2023.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.82 to $23.04 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 21:36 UTC
WEBB SHELLEYChief Legal Officer
SaleCommon Stock 5,016 $22.28 $111,756.48
Disclosure

SEC source: 0001568100-24-000038 · wk-form4_1712612176.xml · nonDerivative · entry 1

WEBB SHELLEY · CIK 0001931633 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 255,282

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on July 10, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.82 to $22.78 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 5, 2024 00:53 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,622 $21.62 $56,687.64
Disclosure

SEC source: 0001568100-24-000036 · wk-form4_1712278401.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,069,665

F4 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 5, 2024 00:53 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 39,111 $21.62 $845,579.82
Disclosure

SEC source: 0001568100-24-000036 · wk-form4_1712278401.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072,287

F3 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

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April 02, 2024 Filed Apr 5, 2024 00:53 UTC
Tejada JenniferDirector · Chief Executive Officer
GrantCommon Stock 431,704 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000036 · wk-form4_1712278401.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,111,398

F1 · shares: Represents 431,704 restricted stock units acquired pursuant to the Issuer's 2019 Employee Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. 1/12th of the total number of shares underlying the restricted stock unit award shall vest on each quarterly anniversary from the date of grant thereafter, subject to continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

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April 02, 2024 Filed Apr 5, 2024 00:52 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 787 $21.62 $17,014.94
Disclosure

SEC source: 0001568100-24-000035 · wk-form4_1712278311.xml · nonDerivative · entry 3

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,500

F4 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

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April 02, 2024 Filed Apr 5, 2024 00:52 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 18,371 $21.62 $397,181.02
Disclosure

SEC source: 0001568100-24-000035 · wk-form4_1712278311.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,287

F3 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

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April 02, 2024 Filed Apr 5, 2024 00:52 UTC
Wilson HowardChief Financial Officer
GrantCommon Stock 135,986 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000035 · wk-form4_1712278311.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 643,658

F1 · shares: Represents 135,986 restricted stock units acquired pursuant to the Issuer's 2019 Employee Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. 1/12th of the total number of shares underlying the restricted stock unit award shall vest on each quarterly anniversary from the date of grant thereafter, subject to continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

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April 02, 2024 Filed Apr 5, 2024 00:50 UTC
WEBB SHELLEYChief Legal Officer
Tax withholdingCommon Stock 6,342 $21.62 $137,114.04
Disclosure

SEC source: 0001568100-24-000034 · wk-form4_1712278197.xml · nonDerivative · entry 2

WEBB SHELLEY · CIK 0001931633 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,298

F3 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 5, 2024 00:50 UTC
WEBB SHELLEYChief Legal Officer
GrantCommon Stock 90,657 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000034 · wk-form4_1712278197.xml · nonDerivative · entry 1

WEBB SHELLEY · CIK 0001931633 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,640

F1 · shares: Represents 90,657 restricted stock units acquired pursuant to the Issuer's 2019 Employee Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. 1/12th of the total number of shares underlying the restricted stock unit award shall vest on each quarterly anniversary from the date of grant thereafter, subject to continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

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April 02, 2024 Filed Apr 5, 2024 00:41 UTC
Solomon Dan AlexandruDirector · Co-Founder & GM Mindstorm
Tax withholdingCommon Stock 1,119 $21.62 $24,192.78
Disclosure

SEC source: 0001568100-24-000032 · wk-form4_1712277678.xml · nonDerivative · entry 1

Solomon Dan Alexandru · CIK 0001772928 · Director · Co-Founder & GM Mindstorm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,792,410

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 5, 2024 00:48 UTC
REZVAN MITRASVP Finance & CAO
SaleCommon Stock 2,215 $21.62 $47,888.30
Disclosure

SEC source: 0001568100-24-000033 · wk-form4_1712278127.xml · nonDerivative · entry 2

REZVAN MITRA · CIK 0001917246 · SVP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,452

F3 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 5, 2024 00:48 UTC
REZVAN MITRASVP Finance & CAO
GrantCommon Stock 28,492 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000033 · wk-form4_1712278127.xml · nonDerivative · entry 1

REZVAN MITRA · CIK 0001917246 · SVP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,667

F1 · shares: Represents 28,492 restricted stock units acquired pursuant to the Issuer's 2019 Employee Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. 1/12th of the total number of shares underlying the restricted stock unit award shall vest on each quarterly anniversary from the date of grant thereafter, subject to continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

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March 13, 2024 Filed Mar 16, 2024 00:44 UTC GrantCommon Stock 19,238 $0.00 $0.00
Disclosure

SEC source: 0001568100-24-000018 · wk-form4_1710549833.xml · nonDerivative · entry 1

Carlson Teresa · CIK 0001856908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,238

F1 · shares: Represents 19,238 restricted stock units acquired pursuant to the Issuer's Non-Employee Director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in three equal annual installments on the anniversary of the grant date, subject to continuous service to the Issuer on such date

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February 12, 2024 Filed Feb 16, 2024 01:16 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $7.43 Strike: $7.43 $37,150.00
Disclosure

SEC source: 0001562180-24-001345 · primarydocument.xml · derivative · entry 4

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,000

Underlying: Common Stock · 5,000 shares

Expires 2028-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
February 12, 2024 Filed Feb 16, 2024 01:16 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 8,893 $25.09 $223,125.37
Disclosure

SEC source: 0001562180-24-001345 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 507,672

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 10, 2023.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.23 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
February 12, 2024 Filed Feb 16, 2024 01:16 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 5,000 $7.43 $37,150.00
Disclosure

SEC source: 0001562180-24-001345 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 516,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 12, 2024 Filed Jan 18, 2024 01:32 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001562180-24-000516 · primarydocument.xml · derivative · entry 4

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,000

Underlying: Common Stock · 5,000 shares

Expires 2028-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
January 12, 2024 Filed Jan 18, 2024 01:32 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 5,000 $26.27 $131,350.00
Disclosure

SEC source: 0001562180-24-000516 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 511,565

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on April 10, 2023.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.93 to $26.53 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 12, 2024 Filed Jan 18, 2024 01:32 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 5,000 $7.43 $37,150.00
Disclosure

SEC source: 0001562180-24-000516 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 516,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 10, 2024 Filed Jan 13, 2024 01:27 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 27,678 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001562180-24-000459 · primarydocument.xml · derivative · entry 4

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 149,000

Underlying: Common Stock · 27,678 shares

Expires 2028-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable as follows: (a) 13,458 shares of 26,916 shares subject to the incentive stock option first became exercisable on January 1 in each of 2021 and 2022; and (b) 713,084 shares first became exercisable on 7/10/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vested on the 12-month anniversary of 7/10/2018 and 1/48th of the part (b) shares vested monthly thereafter for a total vesting period of 48 months.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.