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PagerDuty, Inc.

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4906
SEC CIK
0001568100
Parsed reports
436

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202602
Aug 202600
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2020 Filed Dec 17, 2020 19:50 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 7,499 $14.52 $108,885.48
Disclosure

SEC source: 0001562180-20-007344 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:41 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 52,000 $2.00 Strike: $2.00 $104,000.00
Disclosure

SEC source: 0001562180-20-007210 · primarydocument.xml · derivative · entry 8

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,744,426

Underlying: Common Stock · 52,000 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:41 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 1,610 $43.94 $70,735.51
Disclosure

SEC source: 0001562180-20-007210 · primarydocument.xml · nonDerivative · entry 5

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,668

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.88 to $44.03 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:41 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 18,790 $43.39 $815,326.29
Disclosure

SEC source: 0001562180-20-007210 · primarydocument.xml · nonDerivative · entry 4

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,278

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.88 to $43.87 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:41 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 7,961 $42.47 $338,095.71
Disclosure

SEC source: 0001562180-20-007210 · primarydocument.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,068

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.88 to $42.87 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:41 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 23,639 $41.45 $979,900.38
Disclosure

SEC source: 0001562180-20-007210 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,029

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.86 to $41.85 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:41 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 52,000 $2.00 $104,000.00
Disclosure

SEC source: 0001562180-20-007210 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 17:17 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $5.87 Strike: $5.87 $23,460.00
Disclosure

SEC source: 0001562180-20-006989 · primarydocument.xml · derivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,500

Underlying: Common Stock · 4,000 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 17:17 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 4,000 $35.02 $140,087.20
Disclosure

SEC source: 0001562180-20-006989 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,189

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.07 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 17:17 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 4,000 $5.87 $23,460.00
Disclosure

SEC source: 0001562180-20-006989 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 22:12 UTC GrantCommon Stock 13,161 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006988 · primarydocument.xml · nonDerivative · entry 1

GALLIMORE ALEC D. · CIK 0001725905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,161

F1 · shares: Represents 13,161 restricted stock units acquired pursuant to the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in three equal annual installments on the anniversary of the grant date, subject to continuous service to the Issuer on such date.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 22:35 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 21,951 $31.16 $683,922.92
Disclosure

SEC source: 0001562180-20-006844 · primarydocument.xml · nonDerivative · entry 1

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,308,485

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.35 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 17:34 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $5.87 Strike: $5.87 $35,190.00
Disclosure

SEC source: 0001562180-20-006843 · primarydocument.xml · derivative · entry 4

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,500

Underlying: Common Stock · 6,000 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 17:34 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 1,800 $30.32 $54,569.34
Disclosure

SEC source: 0001562180-20-006843 · primarydocument.xml · nonDerivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,189

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.21 to $30.45 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 17:34 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 4,200 $29.57 $124,212.06
Disclosure

SEC source: 0001562180-20-006843 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,989

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.18 to $30.17 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 17:34 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 6,000 $5.87 $35,190.00
Disclosure

SEC source: 0001562180-20-006843 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:06 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 1,000 $30.21 $30,211.50
Disclosure

SEC source: 0001562180-20-006772 · primarydocument.xml · nonDerivative · entry 2

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,330,436

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.05 to $30.39 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:06 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 42,902 $29.55 $1,267,694.04
Disclosure

SEC source: 0001562180-20-006772 · primarydocument.xml · nonDerivative · entry 1

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,331,436

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.04 to $30.01 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:08 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $2.00 Strike: $2.00 $60,000.00
Disclosure

SEC source: 0001562180-20-006775 · primarydocument.xml · derivative · entry 4

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,264

Underlying: Common Stock · 30,000 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:08 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 772 $30.21 $23,325.05
Disclosure

SEC source: 0001562180-20-006775 · primarydocument.xml · nonDerivative · entry 3

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,946

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.06 to $30.39 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:08 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 29,228 $29.55 $863,631.87
Disclosure

SEC source: 0001562180-20-006775 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,718

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.06 to $29.99 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:08 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 30,000 $2.00 $60,000.00
Disclosure

SEC source: 0001562180-20-006775 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 21:41 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 52,000 $2.00 Strike: $2.00 $104,000.00
Disclosure

SEC source: 0001562180-20-006694 · primarydocument.xml · derivative · entry 6

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,796,426

Underlying: Common Stock · 52,000 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 21:41 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 8,100 $30.23 $244,838.70
Disclosure

SEC source: 0001562180-20-006694 · primarydocument.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,668

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.12 to $30.45 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 21:41 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 43,900 $29.64 $1,301,270.63
Disclosure

SEC source: 0001562180-20-006694 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,768

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.11 to $30.11 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 21:41 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 52,000 $2.00 $104,000.00
Disclosure

SEC source: 0001562180-20-006694 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 16:21 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 600 $5.87 Strike: $5.87 $3,519.00
Disclosure

SEC source: 0001562180-20-006598 · primarydocument.xml · derivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,500

Underlying: Common Stock · 600 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 16:21 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 600 $30.00 $18,000.00
Disclosure

SEC source: 0001562180-20-006598 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,189

Read SEC document
November 05, 2020 Filed Nov 9, 2020 16:21 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 600 $5.87 $3,519.00
Disclosure

SEC source: 0001562180-20-006598 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2020 Filed Oct 29, 2020 16:51 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 1,400 $5.87 Strike: $5.87 $8,211.00
Disclosure

SEC source: 0001562180-20-006450 · primarydocument.xml · derivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,100

Underlying: Common Stock · 1,400 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
October 27, 2020 Filed Oct 29, 2020 16:51 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 1,400 $30.05 $42,071.12
Disclosure

SEC source: 0001562180-20-006450 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,189

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.11 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 27, 2020 Filed Oct 29, 2020 16:51 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 1,400 $5.87 $8,211.00
Disclosure

SEC source: 0001562180-20-006450 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 17:50 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $5.87 Strike: $5.87 $11,730.00
Disclosure

SEC source: 0001562180-20-006437 · primarydocument.xml · derivative · entry 4

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,500

Underlying: Common Stock · 2,000 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 17:50 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 6,371 $28.95 $184,470.39
Disclosure

SEC source: 0001562180-20-006437 · primarydocument.xml · nonDerivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,189

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.65 to $29.18 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 17:50 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 2,000 $28.30 $56,609.00
Disclosure

SEC source: 0001562180-20-006437 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,560

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.01 to $26.61 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 17:50 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 2,000 $5.87 $11,730.00
Disclosure

SEC source: 0001562180-20-006437 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 19, 2020 Filed Oct 21, 2020 20:37 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 42,672 $31.08 $1,326,186.02
Disclosure

SEC source: 0001562180-20-006403 · primarydocument.xml · nonDerivative · entry 1

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,374,338

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.22 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 16, 2020 Filed Oct 19, 2020 21:54 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 1,230 $31.02 $38,148.94
Disclosure

SEC source: 0001562180-20-006385 · primarydocument.xml · nonDerivative · entry 3

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,417,010

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.03 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 21:54 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 1,000 $29.83 $29,826.50
Disclosure

SEC source: 0001562180-20-006385 · primarydocument.xml · nonDerivative · entry 2

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,418,240

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.79 to $29.85 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 21:54 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 42,902 $30.38 $1,303,457.14
Disclosure

SEC source: 0001562180-20-006385 · primarydocument.xml · nonDerivative · entry 1

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,419,240

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.89 to $30.86 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 21:55 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 86,000 $2.00 Strike: $2.00 $172,000.00
Disclosure

SEC source: 0001562180-20-006386 · primarydocument.xml · derivative · entry 4

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,264

Underlying: Common Stock · 86,000 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 21:55 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 1,000 $30.81 $30,813.00
Disclosure

SEC source: 0001562180-20-006386 · primarydocument.xml · nonDerivative · entry 3

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,946

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.78 to $30.86 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 21:55 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 34,000 $30.36 $1,032,158.40
Disclosure

SEC source: 0001562180-20-006386 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,946

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.76 to $30.75 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 21:55 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 86,000 $2.00 $172,000.00
Disclosure

SEC source: 0001562180-20-006386 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 20:25 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 42,000 $2.00 Strike: $2.00 $84,000.00
Disclosure

SEC source: 0001562180-20-006351 · primarydocument.xml · derivative · entry 6

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,848,426

Underlying: Common Stock · 42,000 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 20:25 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 42,000 $29.39 $1,234,422.00
Disclosure

SEC source: 0001562180-20-006351 · primarydocument.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,668

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.35 to $29.61 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 20:25 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 42,000 $2.00 $84,000.00
Disclosure

SEC source: 0001562180-20-006351 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 20:25 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 10,000 $29.64 $296,400.00
Disclosure

SEC source: 0001562180-20-006351 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,668

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.61 to $29.68 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 23:32 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,012 $27.63 $304,261.56
Disclosure

SEC source: 0001562180-20-006307 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,668

F1 · kind: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 19:35 UTC
Walker Karen SammisPrincipal Accounting Officer
Tax withholdingCommon Stock 876 $27.63 $24,203.88
Disclosure

SEC source: 0001562180-20-006310 · primarydocument.xml · nonDerivative · entry 1

Walker Karen Sammis · CIK 0001710979 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,771

F1 · kind: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.