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PagerDuty, Inc.

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4906
SEC CIK
0001568100
Parsed reports
436

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202602
Aug 202600
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2021 Filed Feb 9, 2021 18:24 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 16,000 $5.87 Strike: $5.87 $93,840.00
Disclosure

SEC source: 0001562180-21-001015 · primarydocument.xml · derivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,500

Underlying: Common Stock · 16,000 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 18:24 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 16,000 $55.06 $880,956.80
Disclosure

SEC source: 0001562180-21-001015 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,319

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.27 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 18:24 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 16,000 $5.87 $93,840.00
Disclosure

SEC source: 0001562180-21-001015 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 17:50 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $5.87 Strike: $5.87 $58,650.00
Disclosure

SEC source: 0001562180-21-000503 · primarydocument.xml · derivative · entry 5

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,500

Underlying: Common Stock · 10,000 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 17:50 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 200 $49.87 $9,973.00
Disclosure

SEC source: 0001562180-21-000503 · primarydocument.xml · nonDerivative · entry 4

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,319

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.82 to $49.91 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 17:50 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 6,300 $49.04 $308,928.69
Disclosure

SEC source: 0001562180-21-000503 · primarydocument.xml · nonDerivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,519

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.75 to $49.40 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 17:50 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 6,479 $48.37 $313,369.79
Disclosure

SEC source: 0001562180-21-000503 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,819

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.75 to $48.73 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 17:50 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 10,000 $5.87 $58,650.00
Disclosure

SEC source: 0001562180-21-000503 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 22:33 UTC
Murthy RathiDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $14.52 Strike: $14.52 $145,200.00
Disclosure

SEC source: 0001562180-21-000443 · primarydocument.xml · derivative · entry 3

Murthy Rathi · CIK 0001772959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,881

Underlying: Common Stock · 10,000 shares

Expires 2029-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/36th of the shares subject to the option shall vest monthly from 3/13/19.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 22:33 UTC
Murthy RathiDirector
SaleCommon Stock 10,000 $49.60 $495,987.00
Disclosure

SEC source: 0001562180-21-000443 · primarydocument.xml · nonDerivative · entry 2

Murthy Rathi · CIK 0001772959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,331

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.52 to $49.76 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 22:33 UTC
Murthy RathiDirector
Exercise / conversionCommon Stock 10,000 $14.52 $145,200.00
Disclosure

SEC source: 0001562180-21-000443 · primarydocument.xml · nonDerivative · entry 1

Murthy Rathi · CIK 0001772959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:49 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 52,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-21-000338 · primarydocument.xml · derivative · entry 6

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,692,426

Underlying: Common Stock · 52,000 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:49 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 38,712 $44.13 $1,708,360.56
Disclosure

SEC source: 0001562180-21-000338 · primarydocument.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,781

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.895 to $44.51 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:49 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 13,288 $43.66 $580,154.08
Disclosure

SEC source: 0001562180-21-000338 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,493

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.895 to $43.89 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:49 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 52,000 $2.00 $104,000.00
Disclosure

SEC source: 0001562180-21-000338 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:49 UTC GrantCommon Stock 10,245 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000337 · primarydocument.xml · nonDerivative · entry 1

Stewart Bonita C. · CIK 0001619944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,245

F1 · shares: Represents 10,245 restricted stock units acquired pursuant to the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full in three equal annual installments on the anniversary of the grant date, subject to continuous service to the Issuer on such date.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:26 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,887 $41.70 $328,887.90
Disclosure

SEC source: 0001562180-21-000134 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,781

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:30 UTC
Walker Karen SammisPrincipal Accounting Officer
Tax withholdingCommon Stock 1,041 $41.70 $43,409.70
Disclosure

SEC source: 0001562180-21-000138 · primarydocument.xml · nonDerivative · entry 1

Walker Karen Sammis · CIK 0001710979 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,125

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

F3 · balance_after: Includes 395 shares that were acquired under the Issuer's Employee Stock Purchase Plan on December 15, 2020.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:29 UTC
Giamalis StaceySenior VP, Legal and GC
Tax withholdingCommon Stock 1,891 $41.70 $78,854.70
Disclosure

SEC source: 0001562180-21-000137 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,298

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:29 UTC
Justice DaveChief Revenue Officer
Tax withholdingCommon Stock 23,169 $41.70 $966,147.30
Disclosure

SEC source: 0001562180-21-000136 · primarydocument.xml · nonDerivative · entry 1

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,002

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

F3 · balance_after: Includes 922 shares that were acquired under the Issuer's Employee Stock Purchase Plan on December 15, 2020.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:28 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 4,249 $41.70 $177,183.30
Disclosure

SEC source: 0001562180-21-000135 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,797

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 21:41 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,100 $2.00 Strike: $2.00 $6,200.00
Disclosure

SEC source: 0001562180-20-007508 · primarydocument.xml · derivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,164

Underlying: Common Stock · 3,100 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 21:41 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 3,100 $2.00 $6,200.00
Disclosure

SEC source: 0001562180-20-007508 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 16:22 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $5.87 Strike: $5.87 $117,300.00
Disclosure

SEC source: 0001562180-20-007445 · primarydocument.xml · derivative · entry 8

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,500

Underlying: Common Stock · 20,000 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 16:22 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 20,000 $5.87 $117,300.00
Disclosure

SEC source: 0001562180-20-007445 · primarydocument.xml · nonDerivative · entry 5

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The option exercise and subsequent transfer were directed by the reporting person's former spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by the former spouse.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:10 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 68,389 $45.49 $3,111,234.45
Disclosure

SEC source: 0001562180-20-007436 · primarydocument.xml · nonDerivative · entry 5

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,608,485

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.25. to $45.80 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:10 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 59,291 $44.90 $2,662,124.40
Disclosure

SEC source: 0001562180-20-007436 · primarydocument.xml · nonDerivative · entry 4

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,676,874

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.25 to $45.24 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 16:22 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $5.87 Strike: $5.87 $46,920.00
Disclosure

SEC source: 0001562180-20-007445 · primarydocument.xml · derivative · entry 7

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,500

Underlying: Common Stock · 8,000 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 16:22 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $14.52 Strike: $14.52 $58,080.00
Disclosure

SEC source: 0001562180-20-007445 · primarydocument.xml · derivative · entry 6

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Stock · 4,000 shares

Expires 2029-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option becomes exercisable as follows: (a) for 37,500 shares of 75,000 shares, 25% of the shares subject to option (a) shall vest on 3/8/2020 and 1/48th per month thereafter and (b) for 37,500 shares of 75,000 shares, 25% of the shares subject to option (b) shall vest on 3/8/2021 and 1/48th per month thereafter.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 16:22 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 4,026 $45.48 $183,085.57
Disclosure

SEC source: 0001562180-20-007445 · primarydocument.xml · nonDerivative · entry 4

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,189

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.26 to $45.72 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 16:22 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 7,974 $44.98 $358,691.25
Disclosure

SEC source: 0001562180-20-007445 · primarydocument.xml · nonDerivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,215

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.25 to $45.20 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 16:22 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 4,000 $14.52 $58,080.00
Disclosure

SEC source: 0001562180-20-007445 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 16:22 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 8,000 $5.87 $46,920.00
Disclosure

SEC source: 0001562180-20-007445 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 22:10 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 1,500 $45.73 $68,594.10
Disclosure

SEC source: 0001562180-20-007436 · primarydocument.xml · nonDerivative · entry 3

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,736,165

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.70 to $45.75 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 22:10 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 149,863 $45.28 $6,786,051.41
Disclosure

SEC source: 0001562180-20-007436 · primarydocument.xml · nonDerivative · entry 2

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,737,665

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.70 to $45.69 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 22:10 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 26,637 $44.26 $1,178,961.61
Disclosure

SEC source: 0001562180-20-007436 · primarydocument.xml · nonDerivative · entry 1

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887,528

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.69 to $44.68 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 23:52 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 84,205 $45.01 $3,789,763.91
Disclosure

SEC source: 0001562180-20-007374 · primarydocument.xml · nonDerivative · entry 4

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,914,165

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.53 to $45.12 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 23:52 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 139,599 $45.36 $6,332,601.52
Disclosure

SEC source: 0001562180-20-007374 · primarydocument.xml · nonDerivative · entry 3

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,998,370

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.13 to $46.12 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 19:50 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 501 $14.52 Strike: $14.52 $7,274.52
Disclosure

SEC source: 0001562180-20-007344 · primarydocument.xml · derivative · entry 6

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Common Stock · 501 shares

Expires 2029-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option becomes exercisable as follows: (a) for 37,500 shares of 75,000 shares, 25% of the shares subject to option (a) shall vest on 3/8/2020 and 1/48th per month thereafter and (b) for 37,500 shares of 75,000 shares, 25% of the shares subject to option (b) shall vest on 3/8/2021 and 1/48th per month thereafter.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 19:50 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 501 $45.00 $22,545.00
Disclosure

SEC source: 0001562180-20-007344 · primarydocument.xml · nonDerivative · entry 4

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,189

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 19:50 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 501 $14.52 $7,274.52
Disclosure

SEC source: 0001562180-20-007344 · primarydocument.xml · nonDerivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 23:55 UTC
Murthy RathiDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $14.52 Strike: $14.52 $145,200.00
Disclosure

SEC source: 0001562180-20-007375 · primarydocument.xml · derivative · entry 5

Murthy Rathi · CIK 0001772959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,881

Underlying: Common Stock · 10,000 shares

Expires 2029-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/36th of the shares subject to the option shall vest monthly from 3/13/19.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 23:55 UTC
Murthy RathiDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 8,333 $12.41 Strike: $12.41 $103,412.53
Disclosure

SEC source: 0001562180-20-007375 · primarydocument.xml · derivative · entry 4

Murthy Rathi · CIK 0001772959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2029-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option has fully vested and is immediately exercisable.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 23:55 UTC
Murthy RathiDirector
SaleCommon Stock 18,333 $45.99 $843,131.00
Disclosure

SEC source: 0001562180-20-007375 · primarydocument.xml · nonDerivative · entry 3

Murthy Rathi · CIK 0001772959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,331

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 23:55 UTC
Murthy RathiDirector
Exercise / conversionCommon Stock 10,000 $14.52 $145,200.00
Disclosure

SEC source: 0001562180-20-007375 · primarydocument.xml · nonDerivative · entry 2

Murthy Rathi · CIK 0001772959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 23:55 UTC
Murthy RathiDirector
Exercise / conversionCommon Stock 8,333 $12.41 $103,412.53
Disclosure

SEC source: 0001562180-20-007375 · primarydocument.xml · nonDerivative · entry 1

Murthy Rathi · CIK 0001772959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 23:52 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 28,565 $45.29 $1,293,634.58
Disclosure

SEC source: 0001562180-20-007374 · primarydocument.xml · nonDerivative · entry 2

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,137,969

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.78 to $45.54 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 23:52 UTC
Solomon Dan AlexandruDirector · CTO & Co-Founder
SaleCommon Stock 141,951 $46.12 $6,546,553.00
Disclosure

SEC source: 0001562180-20-007374 · primarydocument.xml · nonDerivative · entry 1

Solomon Dan Alexandru · CIK 0001772928 · Director · CTO & Co-Founder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,166,534

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.55 to $46.54 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 19:50 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 7,499 $14.52 Strike: $14.52 $108,885.48
Disclosure

SEC source: 0001562180-20-007344 · primarydocument.xml · derivative · entry 5

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,501

Underlying: Common Stock · 7,499 shares

Expires 2029-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option becomes exercisable as follows: (a) for 37,500 shares of 75,000 shares, 25% of the shares subject to option (a) shall vest on 3/8/2020 and 1/48th per month thereafter and (b) for 37,500 shares of 75,000 shares, 25% of the shares subject to option (b) shall vest on 3/8/2021 and 1/48th per month thereafter.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 19:50 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 7,499 $45.02 $337,583.23
Disclosure

SEC source: 0001562180-20-007344 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,189

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.08 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.