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PagerDuty, Inc.

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4906
SEC CIK
0001568100
Parsed reports
436

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202602
Aug 202600
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 24, 2021 Filed Jun 25, 2021 16:51 UTC SaleCommon Stock 1,410 $44.68 $62,998.80
Disclosure

SEC source: 0001562180-21-004502 · primarydocument.xml · nonDerivative · entry 1

Dholakia Sameer · CIK 0001721790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,037

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.37 to $45.36 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:10 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,830 $2.00 Strike: $2.00 $13,660.00
Disclosure

SEC source: 0001562180-21-004478 · primarydocument.xml · derivative · entry 7

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,164

Underlying: Common Stock · 6,830 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:10 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 6,830 $45.15 $308,377.92
Disclosure

SEC source: 0001562180-21-004478 · primarydocument.xml · nonDerivative · entry 4

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,731

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:10 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 6,830 $2.00 $13,660.00
Disclosure

SEC source: 0001562180-21-004478 · primarydocument.xml · nonDerivative · entry 3

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:09 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 200 $45.95 $9,190.00
Disclosure

SEC source: 0001562180-21-004477 · primarydocument.xml · nonDerivative · entry 4

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,249

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.92 to $45.97 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:09 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,548 $45.27 $70,077.96
Disclosure

SEC source: 0001562180-21-004477 · primarydocument.xml · nonDerivative · entry 3

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,449

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.84 to $245.75 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:10 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 8,170 $2.00 Strike: $2.00 $16,340.00
Disclosure

SEC source: 0001562180-21-004478 · primarydocument.xml · derivative · entry 6

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,994

Underlying: Common Stock · 8,170 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:10 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 15,817 $45.01 $711,970.62
Disclosure

SEC source: 0001562180-21-004478 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,731

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:10 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 8,170 $2.00 $16,340.00
Disclosure

SEC source: 0001562180-21-004478 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:09 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,269 $44.52 $56,495.88
Disclosure

SEC source: 0001562180-21-004477 · primarydocument.xml · nonDerivative · entry 2

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,997

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.28 to $44.70 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:09 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,401 $43.83 $61,405.83
Disclosure

SEC source: 0001562180-21-004477 · primarydocument.xml · nonDerivative · entry 1

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,266

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.26 to $44.20 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:28 UTC SaleCommon Stock 5,131 $43.75 $224,481.25
Disclosure

SEC source: 0001562180-21-004448 · primarydocument.xml · nonDerivative · entry 2

NELSON ZACHARY · CIK 0001073342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,625

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.39 to $44.14 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:28 UTC SaleCommon Stock 1,200 $42.77 $51,324.00
Disclosure

SEC source: 0001562180-21-004448 · primarydocument.xml · nonDerivative · entry 1

NELSON ZACHARY · CIK 0001073342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,756

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.37 to $43.12 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 17, 2021 Filed Jul 12, 2021 20:09 UTC GrantCommon Stock 4,383 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004885 · primarydocument.xml · nonDerivative · entry 1

NELSON ZACHARY · CIK 0001073342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,008

F1 · shares: Represents 4,383 restricted stock units acquired pursuant to the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next annual meeting of stockholders, subject to directors' continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 17, 2021 Filed Jul 12, 2021 16:08 UTC GrantCommon Stock 4,383 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004882 · primarydocument.xml · nonDerivative · entry 1

Dholakia Sameer · CIK 0001721790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,807

F1 · shares: Represents 4,383 restricted stock units acquired pursuant to the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next annual meeting of stockholders, subject to directors' continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 17, 2021 Filed Jul 12, 2021 20:09 UTC
Gomez ElenaDirector
GrantCommon Stock 4,383 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004883 · primarydocument.xml · nonDerivative · entry 1

Gomez Elena · CIK 0001674159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,714

F1 · shares: Represents 4,383 restricted stock units acquired pursuant to the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next annual meeting of stockholders, subject to directors' continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 17, 2021 Filed Jul 12, 2021 20:09 UTC
Murthy RathiDirector
GrantCommon Stock 4,383 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004884 · primarydocument.xml · nonDerivative · entry 1

Murthy Rathi · CIK 0001772959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,549

F1 · shares: Represents 4,383 restricted stock units acquired pursuant to the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next annual meeting of stockholders, subject to directors' continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 17, 2021 Filed Jul 12, 2021 20:10 UTC GrantCommon Stock 4,383 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004886 · primarydocument.xml · nonDerivative · entry 1

GALLIMORE ALEC D. · CIK 0001725905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,544

F1 · shares: Represents 4,383 restricted stock units acquired pursuant to the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next annual meeting of stockholders, subject to directors' continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 19:18 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 700 $41.15 $28,805.00
Disclosure

SEC source: 0001562180-21-004345 · primarydocument.xml · nonDerivative · entry 4

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,667

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.83 to $41.37 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

F6 · balance_after: Includes 922 shares that were acquired under the Issuer's Employee Stock Purchase Plan on June 15, 2021.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 19:18 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,048 $40.44 $42,381.12
Disclosure

SEC source: 0001562180-21-004345 · primarydocument.xml · nonDerivative · entry 3

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,445

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.82 to $40.75 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 19:18 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 100 $41.46 $4,146.00
Disclosure

SEC source: 0001562180-21-004345 · primarydocument.xml · nonDerivative · entry 2

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,493

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 19:18 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,648 $40.81 $67,254.88
Disclosure

SEC source: 0001562180-21-004345 · primarydocument.xml · nonDerivative · entry 1

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,593

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.34 to $41.12 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 21:06 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-21-004251 · primarydocument.xml · derivative · entry 9

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,398,426

Underlying: Common Stock · 100,000 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 21:06 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 100,000 $39.85 $3,985,000.00
Disclosure

SEC source: 0001562180-21-004251 · primarydocument.xml · nonDerivative · entry 5

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,984

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.36 to $40.34 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 21:06 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 100,000 $2.00 $200,000.00
Disclosure

SEC source: 0001562180-21-004251 · primarydocument.xml · nonDerivative · entry 4

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:06 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-21-004251 · primarydocument.xml · derivative · entry 8

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,498,426

Underlying: Common Stock · 100,000 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:06 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 60,375 $39.95 $2,411,981.25
Disclosure

SEC source: 0001562180-21-004251 · primarydocument.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,984

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.34 to $40.34 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:06 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 39,625 $38.98 $1,544,582.50
Disclosure

SEC source: 0001562180-21-004251 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,359

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.34 to $39.33 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:06 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 100,000 $2.00 $200,000.00
Disclosure

SEC source: 0001562180-21-004251 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
May 26, 2021 Filed May 28, 2021 18:48 UTC
Gomez ElenaDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $11.61 Strike: $11.61 $58,050.00
Disclosure

SEC source: 0001562180-21-003823 · primarydocument.xml · derivative · entry 4

Gomez Elena · CIK 0001674159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,306

Underlying: Common Stock · 5,000 shares

Expires 2028-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/24th of the shares subject to the option shall vest monthly from 10/1/2018.

Read SEC document
May 26, 2021 Filed May 28, 2021 18:48 UTC
Gomez ElenaDirector
SaleCommon Stock 3,700 $40.52 $149,924.00
Disclosure

SEC source: 0001562180-21-003823 · primarydocument.xml · nonDerivative · entry 3

Gomez Elena · CIK 0001674159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,331

F3 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.04 to $40.89 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
May 26, 2021 Filed May 28, 2021 18:48 UTC
Gomez ElenaDirector
SaleCommon Stock 1,300 $39.51 $51,363.00
Disclosure

SEC source: 0001562180-21-003823 · primarydocument.xml · nonDerivative · entry 2

Gomez Elena · CIK 0001674159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,031

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.99 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

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May 26, 2021 Filed May 28, 2021 18:48 UTC
Gomez ElenaDirector
Exercise / conversionCommon Stock 5,000 $11.61 $58,050.00
Disclosure

SEC source: 0001562180-21-003823 · primarydocument.xml · nonDerivative · entry 1

Gomez Elena · CIK 0001674159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

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April 28, 2021 Filed Apr 30, 2021 22:20 UTC
Gomez ElenaDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $11.61 Strike: $11.61 $58,050.00
Disclosure

SEC source: 0001562180-21-003067 · primarydocument.xml · derivative · entry 4

Gomez Elena · CIK 0001674159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,306

Underlying: Common Stock · 5,000 shares

Expires 2028-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/24th of the shares subject to the option shall vest monthly from 10/1/2018.

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April 28, 2021 Filed Apr 30, 2021 22:20 UTC
Gomez ElenaDirector
SaleCommon Stock 1,400 $44.75 $62,650.00
Disclosure

SEC source: 0001562180-21-003067 · primarydocument.xml · nonDerivative · entry 3

Gomez Elena · CIK 0001674159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,331

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.67 to $44.86 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

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April 28, 2021 Filed Apr 30, 2021 22:20 UTC
Gomez ElenaDirector
SaleCommon Stock 3,600 $44.36 $159,696.00
Disclosure

SEC source: 0001562180-21-003067 · primarydocument.xml · nonDerivative · entry 2

Gomez Elena · CIK 0001674159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,731

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.67 to $44.66 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 22:20 UTC
Gomez ElenaDirector
Exercise / conversionCommon Stock 5,000 $11.61 $58,050.00
Disclosure

SEC source: 0001562180-21-003067 · primarydocument.xml · nonDerivative · entry 1

Gomez Elena · CIK 0001674159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 17:25 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $5.87 Strike: $5.87 $23,460.00
Disclosure

SEC source: 0001562180-21-003004 · primarydocument.xml · derivative · entry 5

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,500

Underlying: Common Stock · 4,000 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

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April 26, 2021 Filed Apr 28, 2021 17:25 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $14.52 Strike: $14.52 $58,080.00
Disclosure

SEC source: 0001562180-21-003004 · primarydocument.xml · derivative · entry 4

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 4,000 shares

Expires 2029-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option becomes exercisable as follows: (a) for 37,500 shares of 75,000 shares, 25% of the shares subject to option (a) shall vest on 3/8/2020 and 1/48th per month thereafter and (b) for 37,500 shares of 75,000 shares, 25% of the shares subject to option (b) shall vest on 3/8/2021 and 1/48th per month thereafter.

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April 26, 2021 Filed Apr 28, 2021 17:25 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 8,000 $45.03 $360,240.00
Disclosure

SEC source: 0001562180-21-003004 · primarydocument.xml · nonDerivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,469

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.12 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 17:25 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 4,000 $14.52 $58,080.00
Disclosure

SEC source: 0001562180-21-003004 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 17:25 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 4,000 $5.87 $23,460.00
Disclosure

SEC source: 0001562180-21-003004 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 17:06 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $5.87 Strike: $5.87 $35,190.00
Disclosure

SEC source: 0001562180-21-002913 · primarydocument.xml · derivative · entry 5

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,500

Underlying: Common Stock · 6,000 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 17:06 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 598 $41.27 $24,679.46
Disclosure

SEC source: 0001562180-21-002913 · primarydocument.xml · nonDerivative · entry 4

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,924

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.11 to $41.49 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 17:06 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 1,800 $40.53 $72,954.00
Disclosure

SEC source: 0001562180-21-002913 · primarydocument.xml · nonDerivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,067

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.84 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 17:06 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 6,057 $39.41 $238,706.37
Disclosure

SEC source: 0001562180-21-002913 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,867

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.91 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 17:06 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 6,000 $5.87 $35,190.00
Disclosure

SEC source: 0001562180-21-002913 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 21:59 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 893 $42.00 $37,506.00
Disclosure

SEC source: 0001562180-21-002805 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,984

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.87 to $42.46 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 21:59 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 9,107 $41.54 $378,304.78
Disclosure

SEC source: 0001562180-21-002805 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,877

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.86 to $41.85 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 21:59 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $2.00 Strike: $2.00 $30,000.00
Disclosure

SEC source: 0001562180-21-002806 · primarydocument.xml · derivative · entry 5

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,164

Underlying: Common Stock · 15,000 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.