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PagerDuty, Inc.

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4906
SEC CIK
0001568100
Parsed reports
436

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202602
Aug 202600
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2022 Filed Jan 4, 2022 21:01 UTC
Giamalis StaceySenior VP, Legal and GC
Tax withholdingCommon Stock 2,461 $34.75 $85,519.75
Disclosure

SEC source: 0001562180-22-000148 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,050

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 02, 2022 Filed Jan 5, 2022 02:02 UTC
Justice DaveChief Revenue Officer
Tax withholdingCommon Stock 8,046 $34.75 $279,598.50
Disclosure

SEC source: 0001562180-22-000150 · primarydocument.xml · nonDerivative · entry 1

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,375

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 02, 2022 Filed Jan 5, 2022 02:02 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 5,857 $34.75 $203,530.75
Disclosure

SEC source: 0001562180-22-000153 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,053

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 23:32 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,362 $36.87 $50,216.94
Disclosure

SEC source: 0001562180-21-007873 · primarydocument.xml · nonDerivative · entry 3

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,421

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.30 to $37.28 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 23:32 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 700 $36.75 $25,725.00
Disclosure

SEC source: 0001562180-21-007873 · primarydocument.xml · nonDerivative · entry 2

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,783

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.38 to $37.04 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 23:32 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 662 $35.73 $23,653.26
Disclosure

SEC source: 0001562180-21-007873 · primarydocument.xml · nonDerivative · entry 1

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,483

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.29 to $36.28 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 17:53 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001562180-21-007854 · primarydocument.xml · derivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,244

Underlying: Common Stock · 2,000 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 17:53 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 2,000 $35.02 $70,040.00
Disclosure

SEC source: 0001562180-21-007854 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,511

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.07 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 17:53 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 2,000 $5.87 $11,730.00
Disclosure

SEC source: 0001562180-21-007854 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 23:18 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 162 $34.44 $5,579.28
Disclosure

SEC source: 0001562180-21-007733 · primarydocument.xml · nonDerivative · entry 5

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,145

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.37 to $34.48 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 23:18 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 300 $33.20 $9,960.00
Disclosure

SEC source: 0001562180-21-007733 · primarydocument.xml · nonDerivative · entry 4

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,307

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.18 to $33.24 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 23:18 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 900 $32.13 $28,917.00
Disclosure

SEC source: 0001562180-21-007733 · primarydocument.xml · nonDerivative · entry 3

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,607

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.85 to $32.46 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:17 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 68,182 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-21-007732 · primarydocument.xml · derivative · entry 7

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939,336

Underlying: Common Stock · 68,182 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:17 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 23,700 $32.79 $777,123.00
Disclosure

SEC source: 0001562180-21-007732 · primarydocument.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,530

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.45 to $33.36 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:17 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 44,482 $31.83 $1,415,862.06
Disclosure

SEC source: 0001562180-21-007732 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,230

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.45 to $32.44 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:17 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 68,182 $2.00 $136,364.00
Disclosure

SEC source: 0001562180-21-007732 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 18:18 UTC SaleCommon Stock 1,200 $32.82 $39,384.00
Disclosure

SEC source: 0001562180-21-007734 · primarydocument.xml · nonDerivative · entry 2

Dholakia Sameer · CIK 0001721790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,401

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.54 to $33.08 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 18:18 UTC SaleCommon Stock 2,823 $32.13 $90,702.99
Disclosure

SEC source: 0001562180-21-007734 · primarydocument.xml · nonDerivative · entry 1

Dholakia Sameer · CIK 0001721790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,601

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.49 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:18 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 500 $32.80 $16,400.00
Disclosure

SEC source: 0001562180-21-007733 · primarydocument.xml · nonDerivative · entry 2

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,507

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.65 to $33.02 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:18 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 862 $32.09 $27,661.58
Disclosure

SEC source: 0001562180-21-007733 · primarydocument.xml · nonDerivative · entry 1

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,007

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.62 to $32.485 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 22:12 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-21-007392 · primarydocument.xml · derivative · entry 3

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,164

Underlying: Common Stock · 38,000 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 22:12 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 38,000 $2.00 $76,000.00
Disclosure

SEC source: 0001562180-21-007392 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person exercised the options to purchase common stock. The shares issued upon exercise have not been sold.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 17:21 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001562180-21-007289 · primarydocument.xml · derivative · entry 4

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,244

Underlying: Common Stock · 2,000 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 17:21 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 400 $38.30 $15,320.00
Disclosure

SEC source: 0001562180-21-007289 · primarydocument.xml · nonDerivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,511

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.79 to $38.57 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 17:21 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 1,600 $37.09 $59,344.00
Disclosure

SEC source: 0001562180-21-007289 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,911

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.79 to $37.44 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 17:21 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 2,000 $5.87 $11,730.00
Disclosure

SEC source: 0001562180-21-007289 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 17:53 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 16,856 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001562180-21-007159 · primarydocument.xml · derivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,244

Underlying: Common Stock · 16,856 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 17:53 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 16,856 $5.87 $98,860.44
Disclosure

SEC source: 0001562180-21-007159 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person exercised the options to purchase common stock. The shares issued upon exercise have not been sold.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 23:13 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 68,182 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-21-007029 · primarydocument.xml · derivative · entry 7

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,007,518

Underlying: Common Stock · 68,182 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 23:13 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 3,100 $44.08 $136,648.00
Disclosure

SEC source: 0001562180-21-007029 · primarydocument.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,530

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.01 to $44.20 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

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November 09, 2021 Filed Nov 12, 2021 23:13 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 65,082 $43.34 $2,820,653.88
Disclosure

SEC source: 0001562180-21-007029 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,630

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.01 to $44.00 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 23:13 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 68,182 $2.00 $136,364.00
Disclosure

SEC source: 0001562180-21-007029 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

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October 20, 2021 Filed Oct 22, 2021 16:30 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001562180-21-006618 · primarydocument.xml · derivative · entry 4

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,100

Underlying: Common Stock · 4,000 shares

Expires 2028-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

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October 20, 2021 Filed Oct 22, 2021 16:30 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 200 $42.53 $8,506.00
Disclosure

SEC source: 0001562180-21-006618 · primarydocument.xml · nonDerivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,655

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.38 to $42.67 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

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October 20, 2021 Filed Oct 22, 2021 16:30 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 3,800 $41.92 $159,296.00
Disclosure

SEC source: 0001562180-21-006618 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,855

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.33 to $42.24 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:30 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 4,000 $5.87 $23,460.00
Disclosure

SEC source: 0001562180-21-006618 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 21:28 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 68,182 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-21-006448 · primarydocument.xml · derivative · entry 4

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,075,700

Underlying: Common Stock · 68,182 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 21:28 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 3,563 $39.79 $141,771.77
Disclosure

SEC source: 0001562180-21-006448 · primarydocument.xml · nonDerivative · entry 3

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,530

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.76 to $39.86 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 21:28 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 64,619 $39.44 $2,548,573.36
Disclosure

SEC source: 0001562180-21-006448 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,093

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.76 to $39.75 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 21:28 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 68,182 $2.00 $136,364.00
Disclosure

SEC source: 0001562180-21-006448 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2021 Filed Oct 6, 2021 01:09 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 18,456 $42.30 $780,688.80
Disclosure

SEC source: 0001562180-21-006347 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,530

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2021 Filed Oct 5, 2021 21:10 UTC
Giamalis StaceySenior VP, Legal and GC
GrantCommon Stock 17,025 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006348 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,655

F3 · shares: Represents 17,025 restricted stock units acquired pursuant to the Issuer's 2019 Employee Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in three annual installments on the anniversary date of the grant according to the following schedule: 30% of the shares underlying the restricted stock unit award shall vest on the first and second anniversaries of the grant date and the remaining 40% of the shares underlying the restricted stock unit award shall vest on the third anniversary of the grant date subject to continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2021 Filed Oct 5, 2021 21:10 UTC
Giamalis StaceySenior VP, Legal and GC
Tax withholdingCommon Stock 3,160 $42.30 $133,668.00
Disclosure

SEC source: 0001562180-21-006348 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,630

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2021 Filed Oct 6, 2021 01:11 UTC
Solomon Dan AlexandruDirector · Co-Founder & GM Mindstorm
GrantCommon Stock 45,402 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006351 · primarydocument.xml · nonDerivative · entry 1

Solomon Dan Alexandru · CIK 0001772928 · Director · Co-Founder & GM Mindstorm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,653,887

F1 · acquired: Represents 45,402 restricted stock units acquired pursuant to the Issuer's 2019 Employee Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in three annual installments on the anniversary date of the grant according to the following schedule: 30% of the shares underlying the restricted stock unit award shall vest on the first and second anniversaries of the grant date and the remaining 40% of the shares underlying the restricted stock unit award shall vest on the third anniversary of the grant date subject to continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2021 Filed Oct 6, 2021 01:10 UTC
Wilson HowardChief Financial Officer
GrantCommon Stock 45,402 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006349 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,910

F3 · shares: Represents 45,402 restricted stock units acquired pursuant to the Issuer's 2019 Employee Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in three annual installments on the anniversary date of the grant according to the following schedule: 30% of the shares underlying the restricted stock unit award shall vest on the first and second anniversaries of the grant date and the remaining 40% of the shares underlying the restricted stock unit award shall vest on the third anniversary of the grant date subject to continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2021 Filed Oct 6, 2021 01:10 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 8,030 $42.30 $339,669.00
Disclosure

SEC source: 0001562180-21-006349 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,508

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2021 Filed Oct 6, 2021 01:10 UTC
Justice DaveChief Revenue Officer
GrantCommon Stock 45,402 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006350 · primarydocument.xml · nonDerivative · entry 2

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,869

F3 · shares: Represents 45,402 restricted stock units acquired pursuant to the Issuer's 2019 Employee Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in three annual installments on the anniversary date of the grant according to the following schedule: 30% of the shares underlying the restricted stock unit award shall vest on the first and second anniversaries of the grant date and the remaining 40% of the shares underlying the restricted stock unit award shall vest on the third anniversary of the grant date subject to continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
October 02, 2021 Filed Oct 6, 2021 01:10 UTC
Justice DaveChief Revenue Officer
Tax withholdingCommon Stock 11,168 $42.30 $472,406.40
Disclosure

SEC source: 0001562180-21-006350 · primarydocument.xml · nonDerivative · entry 1

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,467

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
September 29, 2021 Filed Sep 30, 2021 20:37 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 200 $43.53 $8,706.00
Disclosure

SEC source: 0001562180-21-006158 · primarydocument.xml · nonDerivative · entry 4

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,635

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.50 to $43.55 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
September 29, 2021 Filed Sep 30, 2021 20:37 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,162 $42.72 $49,640.64
Disclosure

SEC source: 0001562180-21-006158 · primarydocument.xml · nonDerivative · entry 3

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,835

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.25 to $43.23 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.