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PagerDuty, Inc.

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4906
SEC CIK
0001568100
Parsed reports
436

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202602
Aug 202600
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2022 Filed Apr 6, 2022 01:30 UTC
Justice DaveChief Revenue Officer
Tax withholdingCommon Stock 10,804 $34.22 $369,712.88
Disclosure

SEC source: 0001562180-22-003284 · primarydocument.xml · nonDerivative · entry 3

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,641

F4 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 02, 2022 Filed Apr 6, 2022 01:30 UTC
Justice DaveChief Revenue Officer
GrantCommon Stock 18,614 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003284 · primarydocument.xml · nonDerivative · entry 2

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,445

F3 · shares: Represents performance stock units ("PSUs") earned pursuant to the terms of a performance stock unit award granted on April 2, 2021, reflecting the achievement of certain performance conditions. Such earned PSUs converted to time-based units which vest according to the following schedule: 1/3 of the PSUs vested on April 2, 2022, and 1/12 of the PSUs vest quarterly thereafter on July 2nd, October 2nd, January 2nd and April 2nd of each year subject to the Reporting Person's continuous service through each such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 02, 2022 Filed Apr 6, 2022 01:30 UTC
Justice DaveChief Revenue Officer
GrantCommon Stock 152,404 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003284 · primarydocument.xml · nonDerivative · entry 1

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,831

F1 · shares: Represents 152,404 restricted stock units acquired pursuant to the Issuer's 2019 Employee Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. 1/16th of the total number of shares underlying the restricted stock unit award shall vest on each quarterly anniversary from the date of grant thereafter, subject to continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 02, 2022 Filed Apr 6, 2022 01:29 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 3,077 $34.22 $105,294.94
Disclosure

SEC source: 0001562180-22-003283 · primarydocument.xml · nonDerivative · entry 4

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,464

F5 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of performance stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 02, 2022 Filed Apr 6, 2022 01:29 UTC
Wilson HowardChief Financial Officer
Tax withholdingCommon Stock 8,030 $34.22 $274,786.60
Disclosure

SEC source: 0001562180-22-003283 · primarydocument.xml · nonDerivative · entry 3

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,541

F4 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 02, 2022 Filed Apr 6, 2022 01:29 UTC
Wilson HowardChief Financial Officer
GrantCommon Stock 18,614 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003283 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,571

F3 · shares: Represents performance stock units ("PSUs") earned pursuant to the terms of a performance stock unit award granted on April 2, 2021, reflecting the achievement of certain performance conditions. Such earned PSUs converted to time-based units which vest according to the following schedule: 1/3 of the PSUs vested on April 2, 2022, and 1/12 of the PSUs vest quarterly thereafter on July 2nd, October 2nd, January 2nd and April 2nd of each year subject to the Reporting Person's continuous service through each such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 02, 2022 Filed Apr 6, 2022 01:29 UTC
Wilson HowardChief Financial Officer
GrantCommon Stock 152,404 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003283 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,957

F1 · shares: Represents 152,404 restricted stock units acquired pursuant to the Issuer's 2019 Employee Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. 1/16th of the total number of shares underlying the restricted stock unit award shall vest on each quarterly anniversary from the date of grant thereafter, subject to continuous service to the Issuer on such date.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 01:37 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 400 $35.03 $14,012.00
Disclosure

SEC source: 0001562180-22-003176 · primarydocument.xml · nonDerivative · entry 4

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,427

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.98 to $35.06 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 01:37 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,337 $34.19 $45,712.03
Disclosure

SEC source: 0001562180-22-003176 · primarydocument.xml · nonDerivative · entry 3

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,827

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.79 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
March 31, 2022 Filed Apr 5, 2022 01:37 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 100 $35.78 $3,578.00
Disclosure

SEC source: 0001562180-22-003176 · primarydocument.xml · nonDerivative · entry 2

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,164

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
March 31, 2022 Filed Apr 5, 2022 01:37 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,637 $34.92 $57,164.04
Disclosure

SEC source: 0001562180-22-003176 · primarydocument.xml · nonDerivative · entry 1

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,264

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.53 to $35.47 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 20:50 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 600 $37.19 $22,314.00
Disclosure

SEC source: 0001562180-22-003037 · primarydocument.xml · nonDerivative · entry 4

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,901

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.85 to $37.61 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 20:50 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,137 $36.13 $41,079.81
Disclosure

SEC source: 0001562180-22-003037 · primarydocument.xml · nonDerivative · entry 3

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,501

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.65 to $36.64 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:50 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 1,137 $38.30 $43,547.10
Disclosure

SEC source: 0001562180-22-003037 · primarydocument.xml · nonDerivative · entry 2

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,638

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.08 to $38.63 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:50 UTC
Justice DaveChief Revenue Officer
SaleCommon Stock 600 $37.35 $22,410.00
Disclosure

SEC source: 0001562180-22-003037 · primarydocument.xml · nonDerivative · entry 1

Justice Dave · CIK 0001797546 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,775

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.01 to $37.99 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
March 25, 2022 Filed Mar 30, 2022 01:34 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to buy) · Derivative 50,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-22-002992 · primarydocument.xml · derivative · entry 5

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,164

Underlying: Common Stock · 50,000 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
March 25, 2022 Filed Mar 30, 2022 01:34 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 3,251 $36.23 $117,783.73
Disclosure

SEC source: 0001562180-22-002992 · primarydocument.xml · nonDerivative · entry 3

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,553

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.89 to $36.79 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent Restricted Stock Units

Read SEC document
March 25, 2022 Filed Mar 30, 2022 01:34 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 57,085 $35.30 $2,015,100.50
Disclosure

SEC source: 0001562180-22-002992 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,804

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.89 to $35.88 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent Restricted Stock Units

Read SEC document
March 25, 2022 Filed Mar 30, 2022 01:34 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 50,000 $2.00 $100,000.00
Disclosure

SEC source: 0001562180-22-002992 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent Restricted Stock Units

Read SEC document
March 23, 2022 Filed Mar 25, 2022 17:04 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001562180-22-002948 · primarydocument.xml · derivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,244

Underlying: Common Stock · 4,000 shares

Expires 2028-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 17:04 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 4,000 $35.59 $142,347.20
Disclosure

SEC source: 0001562180-22-002948 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,050

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.18 to $35.91 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 17:04 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 4,000 $5.87 $23,460.00
Disclosure

SEC source: 0001562180-22-002948 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
March 17, 2022 Filed Mar 22, 2022 01:24 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 13,458 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001562180-22-002858 · primarydocument.xml · derivative · entry 5

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,084

Underlying: Common Stock · 13,458 shares

Expires 2028-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option becomes exercisable as follows: (a) 713,084 of 740,000 shares will vest monthly starting July 10, 2019 for 36 months; (b) additionally 26,916 shares subject to the incentive stock option will have 13,458 shares vest on January 10 in each of 2021 and 2022, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates.

Read SEC document
March 17, 2022 Filed Mar 22, 2022 01:24 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 13,458 $7.43 $99,992.94
Disclosure

SEC source: 0001562180-22-002858 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person exercised the options to purchase common stock. The shares issued upon exercise have not been sold.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:57 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 68,182 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-22-002549 · primarydocument.xml · derivative · entry 6

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734,790

Underlying: Common Stock · 68,182 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:57 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 68,182 $30.27 $2,063,869.14
Disclosure

SEC source: 0001562180-22-002549 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,134

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.68 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:57 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 68,182 $2.00 $136,364.00
Disclosure

SEC source: 0001562180-22-002549 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 21:27 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 100 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001562180-22-001461 · primarydocument.xml · derivative · entry 6

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,244

Underlying: Common Stock · 100 shares

Expires 2028-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 21:27 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 100 $35.00 $3,500.00
Disclosure

SEC source: 0001562180-22-001461 · primarydocument.xml · nonDerivative · entry 4

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,050

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 21:27 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 100 $5.87 $586.50
Disclosure

SEC source: 0001562180-22-001461 · primarydocument.xml · nonDerivative · entry 3

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:27 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionStock Option (Right to Buy) · Derivative 1,900 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001562180-22-001461 · primarydocument.xml · derivative · entry 5

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,344

Underlying: Common Stock · 1,900 shares

Expires 2028-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

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February 10, 2022 Filed Feb 14, 2022 21:27 UTC
Giamalis StaceySenior VP, Legal and GC
SaleCommon Stock 1,900 $35.01 $66,519.95
Disclosure

SEC source: 0001562180-22-001461 · primarydocument.xml · nonDerivative · entry 2

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,050

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.04 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

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February 10, 2022 Filed Feb 14, 2022 21:27 UTC
Giamalis StaceySenior VP, Legal and GC
Exercise / conversionCommon Stock 1,900 $5.87 $11,143.50
Disclosure

SEC source: 0001562180-22-001461 · primarydocument.xml · nonDerivative · entry 1

Giamalis Stacey · CIK 0001333069 · Senior VP, Legal and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:27 UTC
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-22-001462 · primarydocument.xml · derivative · entry 6

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,164

Underlying: Common Stock · 15,000 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

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February 10, 2022 Filed Feb 15, 2022 02:27 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 6,164 $34.73 $214,075.72
Disclosure

SEC source: 0001562180-22-001462 · primarydocument.xml · nonDerivative · entry 4

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,889

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.48 to $35.00 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

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February 10, 2022 Filed Feb 15, 2022 02:27 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 14,900 $34.04 $507,196.00
Disclosure

SEC source: 0001562180-22-001462 · primarydocument.xml · nonDerivative · entry 3

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,053

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.485 to $34.475 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:27 UTC
Wilson HowardChief Financial Officer
SaleCommon Stock 2,100 $32.98 $69,258.00
Disclosure

SEC source: 0001562180-22-001462 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,953

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.43 to $33.27 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:27 UTC
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 15,000 $2.00 $30,000.00
Disclosure

SEC source: 0001562180-22-001462 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
February 10, 2022 Filed Mar 30, 2022 01:24 UTC Amendment
Wilson HowardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-22-002991 · primarydocument.xml · derivative · entry 6

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,164

Underlying: Common Stock · 15,000 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.

F7 · balance_after: This Form 4/A is being filed to report the correct number of derivative securities beneficially owned following the transaction previously reported on the Form 4 filed on February 14, 2022. The number inadvertently reported was 269,164.

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February 10, 2022 Filed Mar 30, 2022 01:24 UTC Amendment
Wilson HowardChief Financial Officer
SaleCommon Stock 6,164 $34.73 $214,075.72
Disclosure

SEC source: 0001562180-22-002991 · primarydocument.xml · nonDerivative · entry 4

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,889

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.48 to $35.00 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
February 10, 2022 Filed Mar 30, 2022 01:24 UTC Amendment
Wilson HowardChief Financial Officer
SaleCommon Stock 14,900 $34.04 $507,196.00
Disclosure

SEC source: 0001562180-22-002991 · primarydocument.xml · nonDerivative · entry 3

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,053

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.485 to $34.475 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
February 10, 2022 Filed Mar 30, 2022 01:24 UTC Amendment
Wilson HowardChief Financial Officer
SaleCommon Stock 2,100 $32.98 $69,258.00
Disclosure

SEC source: 0001562180-22-002991 · primarydocument.xml · nonDerivative · entry 2

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,953

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.43 to $33.27 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
February 10, 2022 Filed Mar 30, 2022 01:24 UTC Amendment
Wilson HowardChief Financial Officer
Exercise / conversionCommon Stock 15,000 $2.00 $30,000.00
Disclosure

SEC source: 0001562180-22-002991 · primarydocument.xml · nonDerivative · entry 1

Wilson Howard · CIK 0001773239 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 23:08 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 68,182 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-22-001425 · primarydocument.xml · derivative · entry 6

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,802,972

Underlying: Common Stock · 68,182 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 23:08 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 68,182 $33.67 $2,295,687.94
Disclosure

SEC source: 0001562180-22-001425 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,134

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.29 to $34.19 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 23:08 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 68,182 $2.00 $136,364.00
Disclosure

SEC source: 0001562180-22-001425 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 23:43 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 68,182 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001562180-22-000435 · primarydocument.xml · derivative · entry 6

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,871,154

Underlying: Common Stock · 68,182 shares

Expires 2026-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 23:43 UTC
Tejada JenniferDirector · Chief Executive Officer
SaleCommon Stock 68,182 $30.25 $2,062,641.86
Disclosure

SEC source: 0001562180-22-000435 · primarydocument.xml · nonDerivative · entry 2

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,134

F2 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $31.00 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 23:43 UTC
Tejada JenniferDirector · Chief Executive Officer
Exercise / conversionCommon Stock 68,182 $2.00 $136,364.00
Disclosure

SEC source: 0001562180-22-000435 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document
January 02, 2022 Filed Jan 5, 2022 02:02 UTC
Tejada JenniferDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,396 $34.75 $500,261.00
Disclosure

SEC source: 0001562180-22-000151 · primarydocument.xml · nonDerivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,134

F1 · shares: Represents shares automatically withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.

F2 · balance_after: A portion of these shares represent restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.