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Nasdaq · USD

PCYO

PURE CYCLE CORP

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6069
SEC CIK
0000276720
Parsed reports
128

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 17, 2019 Filed Dec 18, 2019 00:11 UTC Exercise / conversionCommon Stock 2,500 $2.88 $7,200.00
Disclosure

SEC source: 0001140361-19-022765 · form4.xml · nonDerivative · entry 1

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:00 UTC SaleCommon Stock 500,000 $10.75 $5,375,000.00
Disclosure

SEC source: 0000899243-19-027573 · doc4.xml · nonDerivative · entry 1

PAR INVESTMENT PARTNERS LP · CIK 0001066867 · 10% owner

PAR Group II, L.P. · CIK 0001779901 · 10% owner

PAR CAPITAL MANAGEMENT INC · CIK 0001051359 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,532,970

F1 · ownership.direct: These securities are held directly by PAR Investment Partners, L.P. ("PIP"). PAR Group II, L.P. ("PAR Group II") is the general partner of PIP, and PAR Capital Management, Inc. ("PCM") is the general partner of PAR Group II. Each of PAR Group II and PCM disclaims beneficial ownership of these securities except to the extent of its pecuniary interest, if any, in such securities as a result of PAR Group II's general partner interest in PIP and a contingent right to receive a performance-based advisory fee, and this report shall not be deemed to be an admission that PAR Group II or PCM is the beneficial owner of these securities for Section 16 or any other purpose.

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October 14, 2019 Filed Oct 15, 2019 21:43 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 5,000 $10.88 $54,400.00
Disclosure

SEC source: 0000919574-19-006436 · ownership.xml · nonDerivative · entry 3

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,754,609

F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 11, 2019 Filed Oct 15, 2019 21:43 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 5,000 $11.01 $55,050.00
Disclosure

SEC source: 0000919574-19-006436 · ownership.xml · nonDerivative · entry 2

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,749,609

F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 10, 2019 Filed Oct 15, 2019 21:43 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 5,000 $10.78 $53,900.00
Disclosure

SEC source: 0000919574-19-006436 · ownership.xml · nonDerivative · entry 1

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,744,609

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $10.69 to $10.87. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:00 UTC SaleCommon Stock 2,950,000 $9.75 $28,762,500.00
Disclosure

SEC source: 0000899243-19-025363 · doc4.xml · nonDerivative · entry 1

PAR INVESTMENT PARTNERS LP · CIK 0001066867 · 10% owner

PAR Group II, L.P. · CIK 0001779901 · 10% owner

PAR CAPITAL MANAGEMENT INC · CIK 0001051359 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,032,970

F1 · ownership.direct: These securities are held directly by PAR Investment Partners, L.P. ("PIP"). PAR Group II, L.P. ("PAR Group II") is the general partner of PIP, and PAR Capital Management, Inc. ("PCM") is the general partner of PAR Group II. Each of PAR Group II and PCM disclaims beneficial ownership of these securities except to the extent of its pecuniary interest, if any, in such securities as a result of PAR Group II's general partner interest in PIP and a contingent right to receive a performance-based advisory fee, and this report shall not be deemed to be an admission that PAR Group II or PCM is the beneficial owner of these securities for Section 16 or any other purpose.

Read SEC document
September 27, 2019 Filed Oct 2, 2019 21:27 UTC
HARDING MARK WDirector · President and CFO
GrantNon-Statutory Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $10.35 $0.00
Disclosure

SEC source: 0001140361-19-017837 · form4.xml · derivative · entry 1

HARDING MARK W · CIK 0000940763 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-09-27

F1 · derivative.exercise_date: The option vests as follows: 16,667 shares on September 27, 2020, 16,667 shares on September 27, 2021, and 16,666 shares on September 27, 2022.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 20:49 UTC GrantNon-Statutory Stock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $9.44 $0.00
Disclosure

SEC source: 0001140361-19-001246 · form4.xml · derivative · entry 1

Epker Arthur G III · CIK 0001409045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2029-01-16

F1 · derivative.exercise_date: Vests on January 16, 2020, or the date of the next annual meeting of shareholders of Pure Cycle Corporation, whichever is earlier.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 20:49 UTC GrantNon-Statutory Stock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $9.44 $0.00
Disclosure

SEC source: 0001140361-19-001245 · form4.xml · derivative · entry 1

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2029-01-16

F1 · derivative.exercise_date: Vests on January 16, 2020, or the date of the next annual meeting of shareholders of Pure Cycle Corporation, whichever is earlier.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 20:46 UTC GrantNon-Statutory Stock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $9.44 $0.00
Disclosure

SEC source: 0001140361-19-001241 · form4.xml · derivative · entry 1

Guido Richard L · CIK 0001305989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2029-01-16

F1 · derivative.exercise_date: Vests on January 16, 2020, or the date of the next annual meeting of shareholders of Pure Cycle Corporation, whichever is earlier.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 20:46 UTC GrantNon-Statutory Stock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $9.44 $0.00
Disclosure

SEC source: 0001140361-19-001242 · form4.xml · derivative · entry 1

BEIRNE PATRICK · CIK 0001510778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2029-01-16

F1 · derivative.exercise_date: Vests on January 16, 2020, or the date of the next annual meeting of shareholders of Pure Cycle Corporation, whichever is earlier.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 20:45 UTC GrantNon-Statutory Stock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $9.44 $0.00
Disclosure

SEC source: 0001140361-19-001238 · form4.xml · derivative · entry 1

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2029-01-16

F1 · derivative.exercise_date: Vests on January 16, 2020, or the date of the next annual meeting of shareholders of Pure Cycle Corporation, whichever is earlier.

Read SEC document
January 11, 2019 Filed Jan 11, 2019 23:02 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001140361-19-000843 · form4.xml · derivative · entry 2

Guido Richard L · CIK 0001305989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2019-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2019 Filed Jan 11, 2019 23:02 UTC Exercise / conversionCommon Stock 2,500 $2.94 $7,350.00
Disclosure

SEC source: 0001140361-19-000843 · form4.xml · nonDerivative · entry 1

Guido Richard L · CIK 0001305989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2019 Filed Jan 7, 2019 21:22 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001140361-19-000494 · form4.xml · derivative · entry 5

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2019-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2019 Filed Jan 7, 2019 21:22 UTC Exercise / conversionCommon Stock 2,500 $2.94 $7,350.00
Disclosure

SEC source: 0001140361-19-000494 · form4.xml · nonDerivative · entry 1

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:51 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.88 $0.00
Disclosure

SEC source: 0001140361-18-045491 · form4.xml · derivative · entry 4

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2020-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:51 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001140361-18-045491 · form4.xml · derivative · entry 3

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2019-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:51 UTC Exercise / conversionCommon Stock 2,500 $2.88 $7,200.00
Disclosure

SEC source: 0001140361-18-045491 · form4.xml · nonDerivative · entry 2

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:51 UTC Exercise / conversionCommon Stock 2,500 $2.94 $7,350.00
Disclosure

SEC source: 0001140361-18-045491 · form4.xml · nonDerivative · entry 1

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 11:06 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0000899243-18-031274 · doc4.xml · derivative · entry 3

Epker Arthur G III · CIK 0001409045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2019-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 11:06 UTC Exercise / conversionCommon Stock 2,500 $2.94 $7,350.00
Disclosure

SEC source: 0000899243-18-031274 · doc4.xml · nonDerivative · entry 1

Epker Arthur G III · CIK 0001409045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2018 Filed Oct 1, 2018 19:19 UTC
HARDING MARK WDirector · President and CFO
GrantNon-Statutory Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $11.15 $0.00
Disclosure

SEC source: 0001140361-18-039745 · form4.xml · derivative · entry 1

HARDING MARK W · CIK 0000940763 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-09-26

F1 · derivative.exercise_date: The option vests as follows: 16,667 shares on September 26, 2019, 16,667 shares on September 26, 2020, and 16,666 shares on September 26, 2021.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 23:45 UTC GrantNon-Statutory Stock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $8.75 $0.00
Disclosure

SEC source: 0001654954-18-000522 · section16.xml · derivative · entry 1

Guido Richard L · CIK 0001305989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2028-01-17

F1 · derivative.exercise_date: Vests on January 17, 2019, or the date of the next annual meeting of shareholders of Pure Cycle Corporation, whichever is earlier.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 23:08 UTC GrantNon-Statutory Stock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $8.75 $0.00
Disclosure

SEC source: 0001654954-18-000518 · section16.xml · derivative · entry 1

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2028-01-17

F1 · derivative.exercise_date: Vests on January 17, 2019, or the date of the next annual meeting of shareholders of Pure Cycle Corporation, whichever is earlier.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 23:02 UTC GrantNon-Statutory Stock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $8.75 $0.00
Disclosure

SEC source: 0001654954-18-000517 · section16.xml · derivative · entry 1

BEIRNE PATRICK · CIK 0001510778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2028-01-17

F1 · derivative.exercise_date: Vests on January 17, 2019, or the date of the next annual meeting of shareholders of Pure Cycle Corporation, whichever is earlier.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 22:56 UTC GrantNon-Statutory Stock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $8.75 $0.00
Disclosure

SEC source: 0001654954-18-000516 · section16.xml · derivative · entry 1

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2028-01-17

F1 · derivative.exercise_date: Vests on January 17, 2019, or the date of the next annual meeting of shareholders of Pure Cycle Corporation, whichever is earlier.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 20:00 UTC GrantNon-Statutory Stock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $8.75 $0.00
Disclosure

SEC source: 0000899243-18-001503 · doc4.xml · derivative · entry 1

Epker Arthur G III · CIK 0001409045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2028-01-17

F1 · derivative.exercise_date: Vests on January 17, 2019, or the date of the next annual meeting of shareholders of Pure Cycle Corporation, whichever is earlier.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 21:52 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001654954-18-000479 · section16.xml · derivative · entry 2

Guido Richard L · CIK 0001305989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 21:52 UTC Exercise / conversionCommon Stock 2,500 $7.50 $18,750.00
Disclosure

SEC source: 0001654954-18-000479 · section16.xml · nonDerivative · entry 1

Guido Richard L · CIK 0001305989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 21:48 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001654954-18-000477 · section16.xml · derivative · entry 2

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 21:48 UTC Exercise / conversionCommon Stock 2,500 $7.50 $18,750.00
Disclosure

SEC source: 0001654954-18-000477 · section16.xml · nonDerivative · entry 1

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 21:34 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001654954-18-000475 · section16.xml · derivative · entry 5

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 21:34 UTC Exercise / conversionCommon Stock 2,500 $7.50 $18,750.00
Disclosure

SEC source: 0001654954-18-000475 · section16.xml · nonDerivative · entry 1

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 20:00 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0000899243-18-001177 · doc4.xml · derivative · entry 3

Epker Arthur G III · CIK 0001409045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 20:00 UTC Exercise / conversionCommon Stock 2,500 $7.50 $18,750.00
Disclosure

SEC source: 0000899243-18-001177 · doc4.xml · nonDerivative · entry 1

Epker Arthur G III · CIK 0001409045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2017 Filed Sep 29, 2017 18:46 UTC
HARDING MARK WDirector · President & CFO
GrantNon-Statutory Stock Option · Derivative 50,000 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001654954-17-008966 · section16.xml · derivative · entry 1

HARDING MARK W · CIK 0000940763 · Director · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-09-27

F1 · derivative.exercise_date: The common stock options vest as follows: one third on 09/27/2018, one third one 09/27/2019 and one-third on 09/27/2020.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 19:51 UTC GrantNon-Statutory Stock Option · Derivative 6,500 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001354488-17-000133 · issuerdirect_section16.xml · derivative · entry 1

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2027-01-18

F1 · derivative.exercise_date: Vests on January 18, 2018, or the date of the next annual meeting of shareholders of Pure Cycle Corporation, whichever is earlier

Read SEC document
January 18, 2017 Filed Jan 20, 2017 19:49 UTC GrantNon-Statutory Stock Option · Derivative 6,500 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001354488-17-000129 · issuerdirect_section16.xml · derivative · entry 1

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2027-01-18

F1 · derivative.exercise_date: Vests on January 18, 2018, or the date of the next annual meeting of shareholders of Pure Cycle Corporation, whichever is earlier

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January 18, 2017 Filed Jan 20, 2017 21:00 UTC GrantNon-Statutory Stock Option · Derivative 6,500 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0000899243-17-001644 · doc4.xml · derivative · entry 1

Epker Arthur G III · CIK 0001409045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2027-01-18

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January 18, 2017 Filed Jan 20, 2017 19:50 UTC GrantNon-Statutory Stock Option · Derivative 6,500 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001354488-17-000131 · issuerdirect_section16.xml · derivative · entry 1

BEIRNE PATRICK · CIK 0001510778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2027-01-18

F1 · derivative.exercise_date: Vests on January 18, 2018, or the date of the next annual meeting of shareholders of Pure Cycle Corporation, whichever is earlier

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January 18, 2017 Filed Jan 25, 2017 17:27 UTC GrantNon-Statutory Stock Option · Derivative 6,500 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001354488-17-000145 · issuerdirect_section16.xml · derivative · entry 1

Guido Richard L · CIK 0001305989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2027-01-18

F1 · derivative.exercise_date: Vests on January 18, 2018, or the date of the next annual meeting of shareholders of Pure Cycle Corporation, whichever is earlier

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October 12, 2016 Filed Oct 14, 2016 15:20 UTC
HARDING MARK WDirector · Chief Executive Officer
GrantNon-Statutory Stock Option · Derivative 50,000 $0.00 Strike: $5.61 $0.00
Disclosure

SEC source: 0001354488-16-008383 · issuerdirect_section16.xml · derivative · entry 1

HARDING MARK W · CIK 0000940763 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2016-10-12

F1 · derivative.exercise_date: The common stock options vest as follows: one third on 10/12/17, on-third on 10/12/18 and one-third on 10/12/19.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.