Last 12 months
Inside the activity.
0 purchase rows · 54 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 16 |
| Jul 2026 | 0 | 11 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 4 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 23, 2021 Filed Aug 25, 2021 22:11 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 13,600 | $22.73 | $309,128.00 |
DisclosureSEC source: 0001209191-21-053357 · doc4.xml · nonDerivative · entry 2 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,323 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.00 to $22.985. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 22:11 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 13,669 | $1.79 | $24,467.51 |
DisclosureSEC source: 0001209191-21-053357 · doc4.xml · nonDerivative · entry 1 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 20:19 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,331 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-052762 · doc4.xml · derivative · entry 4 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,484 Underlying: Common Stock · 1,331 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 20:19 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 1,331 | $22.40 | $29,809.87 |
DisclosureSEC source: 0001209191-21-052762 · doc4.xml · nonDerivative · entry 2 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,254 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.135 to $22.62. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 20:19 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,331 | $1.79 | $2,382.49 |
DisclosureSEC source: 0001209191-21-052762 · doc4.xml · nonDerivative · entry 1 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:02 UTC |
Wright-Mitchell JaneGeneral Counsel
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001209191-21-052311 · doc4.xml · derivative · entry 3 Wright-Mitchell Jane · CIK 0001614568 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,468 Underlying: Common Stock · 2,500 shares Expires 2029-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 7, 2020, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:02 UTC |
Wright-Mitchell JaneGeneral Counsel
|
SaleCommon Stock | 2,500 | $26.00 | $65,000.00 |
DisclosureSEC source: 0001209191-21-052311 · doc4.xml · nonDerivative · entry 2 Wright-Mitchell Jane · CIK 0001614568 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:02 UTC |
Wright-Mitchell JaneGeneral Counsel
|
Exercise / conversionCommon Stock | 2,500 | $2.03 | $5,075.00 |
DisclosureSEC source: 0001209191-21-052311 · doc4.xml · nonDerivative · entry 1 Wright-Mitchell Jane · CIK 0001614568 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 20:31 UTC |
Wright-Mitchell JaneGeneral Counsel
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001209191-21-051631 · doc4.xml · derivative · entry 3 Wright-Mitchell Jane · CIK 0001614568 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,968 Underlying: Common Stock · 10,000 shares Expires 2029-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 7, 2020, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 20:31 UTC |
Wright-Mitchell JaneGeneral Counsel
|
SaleCommon Stock | 10,000 | $26.00 | $260,000.00 |
DisclosureSEC source: 0001209191-21-051631 · doc4.xml · nonDerivative · entry 2 Wright-Mitchell Jane · CIK 0001614568 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 20:31 UTC |
Wright-Mitchell JaneGeneral Counsel
|
Exercise / conversionCommon Stock | 10,000 | $2.03 | $20,300.00 |
DisclosureSEC source: 0001209191-21-051631 · doc4.xml · nonDerivative · entry 1 Wright-Mitchell Jane · CIK 0001614568 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,563 shares acquired under the Employment Stock Purchase Plan on May 17, 2021. Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 16:32 UTC |
Fairman JeffVP, Research
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,750 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-048429 · doc4.xml · derivative · entry 5 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,095 Underlying: Common Stock · 4,750 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 16:32 UTC |
Fairman JeffVP, Research
|
SaleCommon Stock | 4,750 | $22.70 | $107,825.00 |
DisclosureSEC source: 0001209191-21-048429 · doc4.xml · nonDerivative · entry 2 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,144 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.50 to $22.935. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 16:32 UTC |
Fairman JeffVP, Research
|
Exercise / conversionCommon Stock | 4,750 | $1.79 | $8,502.50 |
DisclosureSEC source: 0001209191-21-048429 · doc4.xml · nonDerivative · entry 1 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 20:58 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-047779 · doc4.xml · derivative · entry 4 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,815 Underlying: Common Stock · 15,000 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 20:58 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 15,000 | $22.85 | $342,685.50 |
DisclosureSEC source: 0001209191-21-047779 · doc4.xml · nonDerivative · entry 2 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,254 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.20 to $23.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 20:58 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 15,000 | $1.79 | $26,850.00 |
DisclosureSEC source: 0001209191-21-047779 · doc4.xml · nonDerivative · entry 1 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 17:41 UTC |
Fairman JeffVP, Research
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,750 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-044018 · doc4.xml · derivative · entry 6 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,845 Underlying: Common Stock · 4,750 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 17:41 UTC |
Fairman JeffVP, Research
|
SaleCommon Stock | 136 | $24.80 | $3,372.80 |
DisclosureSEC source: 0001209191-21-044018 · doc4.xml · nonDerivative · entry 3 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,144 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.79 to $24.81. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 17:41 UTC |
Fairman JeffVP, Research
|
SaleCommon Stock | 4,614 | $24.36 | $112,397.04 |
DisclosureSEC source: 0001209191-21-044018 · doc4.xml · nonDerivative · entry 2 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,280 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $23.77 to $24.765. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 17:41 UTC |
Fairman JeffVP, Research
|
Exercise / conversionCommon Stock | 4,750 | $1.79 | $8,502.50 |
DisclosureSEC source: 0001209191-21-044018 · doc4.xml · nonDerivative · entry 1 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:01 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 13,863 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-043502 · doc4.xml · derivative · entry 5 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,815 Underlying: Common Stock · 13,863 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:01 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 6,576 | $23.36 | $153,615.36 |
DisclosureSEC source: 0001209191-21-043502 · doc4.xml · nonDerivative · entry 3 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,254 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $23.24 to $23.62. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:01 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 7,287 | $22.85 | $166,507.95 |
DisclosureSEC source: 0001209191-21-043502 · doc4.xml · nonDerivative · entry 2 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,830 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.22 to $23.21. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:01 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 13,863 | $1.79 | $24,814.77 |
DisclosureSEC source: 0001209191-21-043502 · doc4.xml · nonDerivative · entry 1 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 20:56 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 74 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-042764 · doc4.xml · derivative · entry 7 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,678 Underlying: Common Stock · 74 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 20:56 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 74 | $22.00 | $1,628.00 |
DisclosureSEC source: 0001209191-21-042764 · doc4.xml · nonDerivative · entry 4 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,254 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 20:56 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 74 | $1.79 | $132.46 |
DisclosureSEC source: 0001209191-21-042764 · doc4.xml · nonDerivative · entry 3 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 20:56 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,063 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-042764 · doc4.xml · derivative · entry 6 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,752 Underlying: Common Stock · 1,063 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 20:56 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 1,063 | $22.05 | $23,439.15 |
DisclosureSEC source: 0001209191-21-042764 · doc4.xml · nonDerivative · entry 2 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,254 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.00 to $22.115. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 20:56 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,063 | $1.79 | $1,902.77 |
DisclosureSEC source: 0001209191-21-042764 · doc4.xml · nonDerivative · entry 1 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 16:53 UTC |
Fairman JeffVP, Research
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,241 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-039204 · doc4.xml · derivative · entry 7 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,595 Underlying: Common Stock · 2,241 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on March 4, 2018, and 1/48th of the shares vest monthly thereafter. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 16:53 UTC |
Fairman JeffVP, Research
|
Exercise / conversionStock Option (right to buy) · Derivative | 7,259 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001209191-21-039204 · doc4.xml · derivative · entry 6 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,259 shares Expires 2025-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 16:53 UTC |
Fairman JeffVP, Research
|
SaleCommon Stock | 9,500 | $22.50 | $213,750.00 |
DisclosureSEC source: 0001209191-21-039204 · doc4.xml · nonDerivative · entry 3 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,144 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 16:53 UTC |
Fairman JeffVP, Research
|
Exercise / conversionCommon Stock | 2,241 | $1.79 | $4,011.39 |
DisclosureSEC source: 0001209191-21-039204 · doc4.xml · nonDerivative · entry 2 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 16:53 UTC |
Fairman JeffVP, Research
|
Exercise / conversionCommon Stock | 7,259 | $0.04 | $290.36 |
DisclosureSEC source: 0001209191-21-039204 · doc4.xml · nonDerivative · entry 1 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 943 shares acquired under the Employee Stock Purchase Plan on May 17, 2021. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 23:00 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 8,093 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-038756 · doc4.xml · derivative · entry 7 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,815 Underlying: Common Stock · 8,093 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 23:00 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 8,093 | $22.14 | $179,179.02 |
DisclosureSEC source: 0001209191-21-038756 · doc4.xml · nonDerivative · entry 4 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,254 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.00 to $22.34. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 23:00 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 8,093 | $1.79 | $14,486.47 |
DisclosureSEC source: 0001209191-21-038756 · doc4.xml · nonDerivative · entry 3 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 23:00 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 7,005 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-038756 · doc4.xml · derivative · entry 6 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,908 Underlying: Common Stock · 7,005 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 23:00 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 7,005 | $22.11 | $154,880.55 |
DisclosureSEC source: 0001209191-21-038756 · doc4.xml · nonDerivative · entry 2 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,254 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.00 to $22.21. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 23:00 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 7,005 | $1.79 | $12,538.95 |
DisclosureSEC source: 0001209191-21-038756 · doc4.xml · nonDerivative · entry 1 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 22:50 UTC |
Hirth PeterDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $21.49 | $0.00 |
DisclosureSEC source: 0001209191-21-037901 · doc4.xml · derivative · entry 1 Hirth Peter · CIK 0001813780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2031-06-01 F1 · derivative.exercise_date: The shares subject to the option will vest monthly and fully vest on the earlier of June 2, 2022 or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 23:44 UTC |
EMSTER KURT VONDirector
|
GrantStock option (right to buy) · Derivative | 15,000 | $0.00 Strike: $21.49 | $0.00 |
DisclosureSEC source: 0000905718-21-000752 · vaxcyte_fm4jun22021.xml · derivative · entry 1 EMSTER KURT VON · CIK 0001252524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, $0.001 par value per share · 15,000 shares Expires 2031-06-01 F1 · derivative.exercise_date: The shares subject to the option will vest monthly and fully vest on the earlier of June 2, 2022 or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date. F2 · ownership.direct: The Reporting Person is a member of Abingworth LLP ("ALLP"). ALLP provides advisory services to Abingworth Bioventures VI, LP ("ABV VI"). Under an agreement between the Reporting Person and ALLP, the Reporting Person is deemed to hold this Option and any shares of common stock issuable upon exercise of the Option, for the benefit of ABV VI, and must exercise the Option solely upon the direction of ALLP. F3 · ownership.direct: ABV VI may be deemed the indirect beneficial owner of the Option, and the Reporting Person may be deemed the indirect beneficial owner of the Option through his indirect interest in ABV VI. The Reporting Person disclaims beneficial ownership of the Option except to the extent, if any, of his pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person, ALLP, ABV VI or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 22:51 UTC |
Hopfner Robert LorneDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $21.49 | $0.00 |
DisclosureSEC source: 0001209191-21-037905 · doc4.xml · derivative · entry 1 Hopfner Robert Lorne · CIK 0001551966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2031-06-01 F1 · derivative.exercise_date: The shares subject to the option will vest monthly and fully vest on the earlier of June 2, 2022 or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 22:51 UTC |
Heron Patrick JDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $21.49 | $0.00 |
DisclosureSEC source: 0001209191-21-037903 · doc4.xml · derivative · entry 1 Heron Patrick J · CIK 0001365617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2031-06-01 F1 · derivative.exercise_date: The shares subject to the option will vest monthly and fully vest on the earlier of June 2, 2022 or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 22:48 UTC |
Lukatch HeathDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $21.49 | $0.00 |
DisclosureSEC source: 0001209191-21-037899 · doc4.xml · derivative · entry 1 Lukatch Heath · CIK 0001596385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2031-06-01 F1 · derivative.exercise_date: The shares subject to the option will vest monthly and fully vest on the earlier of June 2, 2022 or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 22:46 UTC |
Gilbert Halley EDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $21.49 | $0.00 |
DisclosureSEC source: 0001209191-21-037898 · doc4.xml · derivative · entry 1 Gilbert Halley E · CIK 0001601360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2031-06-01 F1 · derivative.exercise_date: The shares subject to the option will vest monthly and fully vest on the earlier of June 2, 2022 or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date. Read SEC document |
| May 28, 2021 Filed May 29, 2021 00:18 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,656 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-036710 · doc4.xml · derivative · entry 7 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,913 Underlying: Common Stock · 2,656 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| May 28, 2021 Filed May 29, 2021 00:18 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 2,656 | $22.16 | $58,856.96 |
DisclosureSEC source: 0001209191-21-036710 · doc4.xml · nonDerivative · entry 4 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,254 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.00 to $22.405. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.