Tapewire

Nasdaq · USD

PCVX

Vaxcyte, Inc.

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Tapewire entity
1164
SEC CIK
0001649094
Parsed reports
418

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202605
Apr 202603
May 202601
Jun 2026016
Jul 2026011
Aug 202605
Sep 202606
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2024 Filed Jan 4, 2024 21:24 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 127 $62.93 $7,992.11
Disclosure

SEC source: 0001209191-24-000779 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 152,467

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $62.01 to $62.96. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 21:35 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-059791 · doc4.xml · derivative · entry 8

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,663

Underlying: Common Stock · 10,000 shares

Expires 2025-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 21:35 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 7,550 $62.08 $468,681.35
Disclosure

SEC source: 0001209191-23-059791 · doc4.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,814

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $61.96 to $62.17. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 21:35 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 7,450 $61.32 $456,856.35
Disclosure

SEC source: 0001209191-23-059791 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 383,364

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $60.885 to $61.76. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 21:35 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $0.04 $400.00
Disclosure

SEC source: 0001209191-23-059791 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 390,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 21:35 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 9,900 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001209191-23-059791 · doc4.xml · derivative · entry 7

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 292,327

Underlying: Common Stock · 9,900 shares

Expires 2028-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 21:35 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionCommon Stock 9,900 $2.03 $20,097.00
Disclosure

SEC source: 0001209191-23-059791 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 380,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 21:35 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001209191-23-059346 · doc4.xml · derivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 392,827

Underlying: Common Stock · 8,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 21:35 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 117 $60.79 $7,112.43
Disclosure

SEC source: 0001209191-23-059346 · doc4.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,474

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 21:35 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 7,883 $60.17 $474,304.34
Disclosure

SEC source: 0001209191-23-059346 · doc4.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,591

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $59.79 to $60.77. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 21:35 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionCommon Stock 8,000 $5.35 $42,800.00
Disclosure

SEC source: 0001209191-23-059346 · doc4.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:01 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001209191-23-058943 · doc4.xml · derivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 400,827

Underlying: Common Stock · 14,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:01 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 14,000 $60.22 $843,080.00
Disclosure

SEC source: 0001209191-23-058943 · doc4.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,474

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:01 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionCommon Stock 14,000 $5.35 $74,900.00
Disclosure

SEC source: 0001209191-23-058943 · doc4.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 21:36 UTC
Eydelman MikhailSVP, Gen Counsel & Corp Sec
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $21.41 $0.00
Disclosure

SEC source: 0001209191-23-058061 · doc4.xml · derivative · entry 4

Eydelman Mikhail · CIK 0001918033 · SVP, Gen Counsel & Corp Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 10,000 shares

Expires 2032-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option shall vest on April 1, 2023, and 1/48 of the shares shall vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 21:36 UTC
Eydelman MikhailSVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock 325 $56.78 $18,453.50
Disclosure

SEC source: 0001209191-23-058061 · doc4.xml · nonDerivative · entry 3

Eydelman Mikhail · CIK 0001918033 · SVP, Gen Counsel & Corp Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,710

F3 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 21:36 UTC
Eydelman MikhailSVP, Gen Counsel & Corp Sec
SaleCommon Stock 10,000 $56.50 $565,000.00
Disclosure

SEC source: 0001209191-23-058061 · doc4.xml · nonDerivative · entry 2

Eydelman Mikhail · CIK 0001918033 · SVP, Gen Counsel & Corp Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,035

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2023.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 21:36 UTC
Eydelman MikhailSVP, Gen Counsel & Corp Sec
Exercise / conversionCommon Stock 10,000 $21.41 $214,100.00
Disclosure

SEC source: 0001209191-23-058061 · doc4.xml · nonDerivative · entry 1

Eydelman Mikhail · CIK 0001918033 · SVP, Gen Counsel & Corp Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 548 shares acquired under the Vaxcyte, Inc. Employee Stock Purchase Plan on November 17, 2023.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:16 UTC
Wassil JimChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001209191-23-057402 · doc4.xml · derivative · entry 4

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,555

Underlying: Common Stock · 3,000 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on December 1, 2020, and 1/48 of the shares vest monthly thereafter.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:16 UTC
Wassil JimChief Operating Officer
SaleCommon Stock 1,933 $52.51 $101,499.90
Disclosure

SEC source: 0001209191-23-057402 · doc4.xml · nonDerivative · entry 3

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,935

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $52.18 to $52.925. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:16 UTC
Wassil JimChief Operating Officer
SaleCommon Stock 1,067 $51.46 $54,907.82
Disclosure

SEC source: 0001209191-23-057402 · doc4.xml · nonDerivative · entry 2

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 177,868

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $51.185 to $52.14. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:16 UTC
Wassil JimChief Operating Officer
Exercise / conversionCommon Stock 3,000 $2.42 $7,260.00
Disclosure

SEC source: 0001209191-23-057402 · doc4.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:15 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 552 $52.68 $29,077.15
Disclosure

SEC source: 0001209191-23-057399 · doc4.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 152,594

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F7 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $52.42 to $52.93. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:15 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 757 $51.71 $39,141.44
Disclosure

SEC source: 0001209191-23-057399 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 153,146

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $51.29 to $52.21. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:15 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 841 $52.50 $44,155.02
Disclosure

SEC source: 0001209191-23-057399 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 152,594

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $52.21 to $52.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:15 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 468 $51.43 $24,068.77
Disclosure

SEC source: 0001209191-23-057399 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 153,435

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $51.175 to $52.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 21:49 UTC
Lee JacksDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $50.13 $0.00
Disclosure

SEC source: 0001209191-23-056913 · doc4.xml · derivative · entry 1

Lee Jacks · CIK 0001935943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-11-26

F1 · derivative.exercise_date: Option shall vest over 36 months, 1/3 of which will vest on November 27, 2024 and 1/36 of which will vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:50 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 3,779 $49.46 $186,921.81
Disclosure

SEC source: 0001209191-23-056818 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 370,914

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $49.35 to $49.89. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:50 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 11,221 $48.96 $549,377.92
Disclosure

SEC source: 0001209191-23-056818 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 374,693

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $48.345 to $49.33. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:51 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001209191-23-056486 · doc4.xml · derivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 414,827

Underlying: Common Stock · 8,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:51 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 124 $51.95 $6,441.80
Disclosure

SEC source: 0001209191-23-056486 · doc4.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,474

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:51 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 7,876 $51.12 $402,621.12
Disclosure

SEC source: 0001209191-23-056486 · doc4.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,598

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $50.76 to $51.74. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:51 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionCommon Stock 8,000 $5.35 $42,800.00
Disclosure

SEC source: 0001209191-23-056486 · doc4.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2023 Filed Nov 9, 2023 21:36 UTC GiftStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $53.08 $0.00
Disclosure

SEC source: 0001209191-23-054846 · doc4.xml · derivative · entry 8

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-06-12

F1 · shares: The reported transactions involve the Reporting Person's transfer of certain securities to a trust for the sole benefit of the Reporting Person.

F7 · derivative.exercise_date: The shares of Common Stock subject to the option will vest monthly and fully vest on the earlier of June 13, 2024 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

F5 · ownership.nature: Options are held directly by a trust for the sole benefit of the Reporting Person.

Read SEC document
November 09, 2023 Filed Nov 9, 2023 21:36 UTC GiftStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $53.08 $0.00
Disclosure

SEC source: 0001209191-23-054846 · doc4.xml · derivative · entry 7

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2033-06-12

F1 · shares: The reported transactions involve the Reporting Person's transfer of certain securities to a trust for the sole benefit of the Reporting Person.

F7 · derivative.exercise_date: The shares of Common Stock subject to the option will vest monthly and fully vest on the earlier of June 13, 2024 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
November 09, 2023 Filed Nov 9, 2023 21:36 UTC GiftStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $22.70 $0.00
Disclosure

SEC source: 0001209191-23-054846 · doc4.xml · derivative · entry 6

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2032-05-31

F1 · shares: The reported transactions involve the Reporting Person's transfer of certain securities to a trust for the sole benefit of the Reporting Person.

F6 · derivative.exercise_date: The shares of Common Stock subject to the option vested fully on June 1, 2023.

F5 · ownership.nature: Options are held directly by a trust for the sole benefit of the Reporting Person.

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November 09, 2023 Filed Nov 9, 2023 21:36 UTC GiftStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $22.70 $0.00
Disclosure

SEC source: 0001209191-23-054846 · doc4.xml · derivative · entry 5

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires 2032-05-31

F1 · shares: The reported transactions involve the Reporting Person's transfer of certain securities to a trust for the sole benefit of the Reporting Person.

F6 · derivative.exercise_date: The shares of Common Stock subject to the option vested fully on June 1, 2023.

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November 09, 2023 Filed Nov 9, 2023 21:36 UTC GiftStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $22.02 $0.00
Disclosure

SEC source: 0001209191-23-054846 · doc4.xml · derivative · entry 4

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-10-26

F1 · shares: The reported transactions involve the Reporting Person's transfer of certain securities to a trust for the sole benefit of the Reporting Person.

F4 · derivative.exercise_date: Option vests over 36 months, 1/3 of which will vest on October 27, 2022 and 1/36 of which will vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date.

F5 · ownership.nature: Options are held directly by a trust for the sole benefit of the Reporting Person.

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November 09, 2023 Filed Nov 9, 2023 21:36 UTC GiftStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $22.02 $0.00
Disclosure

SEC source: 0001209191-23-054846 · doc4.xml · derivative · entry 3

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2031-10-26

F1 · shares: The reported transactions involve the Reporting Person's transfer of certain securities to a trust for the sole benefit of the Reporting Person.

F4 · derivative.exercise_date: Option vests over 36 months, 1/3 of which will vest on October 27, 2022 and 1/36 of which will vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date.

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November 09, 2023 Filed Nov 9, 2023 21:36 UTC GrantCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054846 · doc4.xml · nonDerivative · entry 2

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,125

F1 · shares: The reported transactions involve the Reporting Person's transfer of certain securities to a trust for the sole benefit of the Reporting Person.

F3 · ownership.nature: Shares are held directly by a trust for the sole benefit of the Reporting Person.

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November 09, 2023 Filed Nov 9, 2023 21:36 UTC GiftCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054846 · doc4.xml · nonDerivative · entry 1

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

F1 · shares: The reported transactions involve the Reporting Person's transfer of certain securities to a trust for the sole benefit of the Reporting Person.

F2 · balance_after: As previously disclosed in Reporting Person's Form 4 filed on June 15, 2023, this represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs will fully vest on the earlier of June 13, 2024 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

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November 01, 2023 Filed Nov 3, 2023 20:30 UTC
Wassil JimChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001209191-23-054327 · doc4.xml · derivative · entry 4

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,555

Underlying: Common Stock · 3,000 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on December 1, 2020, and 1/48 of the shares vest monthly thereafter.

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November 01, 2023 Filed Nov 3, 2023 20:30 UTC
Wassil JimChief Operating Officer
SaleCommon Stock 122 $48.12 $5,870.52
Disclosure

SEC source: 0001209191-23-054327 · doc4.xml · nonDerivative · entry 3

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,935

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $48.10 to $48.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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November 01, 2023 Filed Nov 3, 2023 20:30 UTC
Wassil JimChief Operating Officer
SaleCommon Stock 2,878 $47.22 $135,907.79
Disclosure

SEC source: 0001209191-23-054327 · doc4.xml · nonDerivative · entry 2

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,057

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $47.00 to $47.705. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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November 01, 2023 Filed Nov 3, 2023 20:30 UTC
Wassil JimChief Operating Officer
Exercise / conversionCommon Stock 3,000 $2.42 $7,260.00
Disclosure

SEC source: 0001209191-23-054327 · doc4.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2023 Filed Nov 3, 2023 20:29 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 3 $48.10 $144.30
Disclosure

SEC source: 0001209191-23-054326 · doc4.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 153,903

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

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November 01, 2023 Filed Nov 3, 2023 20:29 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 1,306 $47.27 $61,734.62
Disclosure

SEC source: 0001209191-23-054326 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 153,906

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $47.00 to $47.77. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:29 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 3 $48.10 $144.30
Disclosure

SEC source: 0001209191-23-054326 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 153,903

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

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November 01, 2023 Filed Nov 3, 2023 20:29 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 1,306 $47.31 $61,789.47
Disclosure

SEC source: 0001209191-23-054326 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 153,906

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $47.005 to $47.815. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

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October 23, 2023 Filed Oct 25, 2023 20:07 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 3,764 $47.35 $178,214.11
Disclosure

SEC source: 0001209191-23-053545 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 385,914

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $47.25 to $47.58. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.