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Nasdaq · USD

PCVX

Vaxcyte, Inc.

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Tapewire entity
1164
SEC CIK
0001649094
Parsed reports
418

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202605
Apr 202603
May 202601
Jun 2026016
Jul 2026011
Aug 202605
Sep 202606
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 5, 2024 02:21 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 445 $74.77 $33,273.10
Disclosure

SEC source: 0001415889-24-006474 · form4-03052024_020312.xml · nonDerivative · entry 5

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,210

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $74.55 to $74.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:21 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 703 $73.59 $51,733.77
Disclosure

SEC source: 0001415889-24-006474 · form4-03052024_020312.xml · nonDerivative · entry 4

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,655

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $73.42 to $73.74. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:21 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 519 $73.03 $37,899.98
Disclosure

SEC source: 0001415889-24-006474 · form4-03052024_020312.xml · nonDerivative · entry 3

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,358

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $72.39 to $73.325. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:21 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 1,667 $21.41 $35,690.47
Disclosure

SEC source: 0001415889-24-006474 · form4-03052024_020312.xml · nonDerivative · entry 2

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:19 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 351 $74.78 $26,247.43
Disclosure

SEC source: 0001415889-24-006472 · form4-03052024_020352.xml · nonDerivative · entry 7

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 148,670

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F6 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $74.55 to $74.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:19 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 591 $73.59 $43,491.69
Disclosure

SEC source: 0001415889-24-006472 · form4-03052024_020352.xml · nonDerivative · entry 6

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 149,021

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F9 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $73.42 to $73.93. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:19 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 366 $72.97 $26,707.02
Disclosure

SEC source: 0001415889-24-006472 · form4-03052024_020352.xml · nonDerivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 149,612

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F7 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $72.40 to $73.26. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:19 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 363 $74.69 $27,113.56
Disclosure

SEC source: 0001415889-24-006472 · form4-03052024_020352.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 148,670

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F6 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $74.55 to $74.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:19 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 439 $73.54 $32,282.30
Disclosure

SEC source: 0001415889-24-006472 · form4-03052024_020352.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 149,033

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $73.42 to $73.71. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:19 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 506 $73.04 $36,957.23
Disclosure

SEC source: 0001415889-24-006472 · form4-03052024_020352.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 149,472

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $72.39 to $73.34. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 02:23 UTC
Wassil JimCHIEF OPERATING OFFICER
GrantStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $73.82 $0.00
Disclosure

SEC source: 0001415889-24-006476 · form4-03052024_020303.xml · derivative · entry 6

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2034-02-28

F7 · derivative.exercise_date: 1/48 of shares subject to the option vest on March 31, 2024, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 02:23 UTC
Wassil JimCHIEF OPERATING OFFICER
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006476 · form4-03052024_020303.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 223,852

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on August 31, 2024 and 12.5% of the shares every six months thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 02:22 UTC
Cowan ElviaSVP, FINANCE
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $73.82 $0.00
Disclosure

SEC source: 0001415889-24-006475 · form4-03052024_020305.xml · derivative · entry 7

Cowan Elvia · CIK 0001960048 · SVP, FINANCE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2024-02-28

F8 · derivative.exercise_date: 1/48 of shares subject to the option vest on March 31, 2024, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 02:22 UTC
Cowan ElviaSVP, FINANCE
GrantCommon Stock 5,400 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006475 · form4-03052024_020305.xml · nonDerivative · entry 1

Cowan Elvia · CIK 0001960048 · SVP, FINANCE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,158

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on August 31, 2024 and 12.5% of the shares every six months thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

F2 · balance_after: Includes 457 shares acquired under the Vaxcyte, Inc. Employee Stock Purchase Plan on November 17, 2023.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 02:21 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $73.82 $0.00
Disclosure

SEC source: 0001415889-24-006474 · form4-03052024_020312.xml · derivative · entry 7

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-02-28

F7 · derivative.exercise_date: 1/48 of shares subject to the option vest on March 31, 2024, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 02:21 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
GrantCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006474 · form4-03052024_020312.xml · nonDerivative · entry 1

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,210

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on August 31, 2024 and 12.5% of the shares every six months thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 02:20 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
GrantStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $73.82 $0.00
Disclosure

SEC source: 0001415889-24-006473 · form4-03052024_020320.xml · derivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2034-02-28

F3 · derivative.exercise_date: 1/48 of shares subject to the option vest on March 31, 2024, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 02:20 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006473 · form4-03052024_020320.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,474

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on August 31, 2024 and 12.5% of the shares every six months thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 02:19 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (right to buy) · Derivative 205,000 $0.00 Strike: $73.82 $0.00
Disclosure

SEC source: 0001415889-24-006472 · form4-03052024_020352.xml · derivative · entry 9

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,000

Underlying: Common Stock · 205,000 shares

Expires 2034-02-28

F11 · derivative.exercise_date: 1/48 of shares subject to the option vest on March 31, 2024, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 02:19 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006472 · form4-03052024_020352.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 420,814

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on August 31, 2024 and 12.5% of the shares every six months thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 26, 2024 Filed Feb 27, 2024 21:17 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · derivative · entry 11

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,225

Underlying: Common Stock · 30,000 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
February 26, 2024 Filed Feb 27, 2024 21:17 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 30,000 $79.03 $2,370,900.00
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · nonDerivative · entry 7

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,814

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $79.03 to $79.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2024 Filed Feb 27, 2024 21:17 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 30,000 $1.79 $53,700.00
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · nonDerivative · entry 6

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 405,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:17 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · derivative · entry 10

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,225

Underlying: Common Stock · 15,000 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:17 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 119 $77.56 $9,229.64
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · nonDerivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,814

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:17 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 5,545 $76.95 $426,698.84
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,933

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $76.54 to $77.475. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:17 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 6,980 $75.96 $530,214.76
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 381,478

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $75.545 to $76.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:17 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 2,356 $75.15 $177,062.82
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 388,458

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $74.45 to $75.52. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:17 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 15,000 $1.79 $26,850.00
Disclosure

SEC source: 0001415889-24-005476 · form4-02272024_090231.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 390,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:30 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001415889-24-004810 · form4-02222024_090246.xml · derivative · entry 5

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 376,827

Underlying: Common Stock · 8,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:30 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 340 $75.80 $25,772.00
Disclosure

SEC source: 0001415889-24-004810 · form4-02222024_090246.xml · nonDerivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,474

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:30 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 2,751 $75.17 $206,800.92
Disclosure

SEC source: 0001415889-24-004810 · form4-02222024_090246.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,814

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $74.69 to $75.57. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:30 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 4,909 $74.08 $363,658.72
Disclosure

SEC source: 0001415889-24-004810 · form4-02222024_090246.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,565

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $73.66 to $74.64. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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February 20, 2024 Filed Feb 22, 2024 21:30 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
Exercise / conversionCommon Stock 8,000 $5.35 $42,800.00
Disclosure

SEC source: 0001415889-24-004810 · form4-02222024_090246.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 15, 2024 Filed Feb 20, 2024 21:22 UTC
Wassil JimCHIEF OPERATING OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 27,917 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001415889-24-004352 · form4-02202024_090202.xml · derivative · entry 2

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,638

Underlying: Common Stock · 27,917 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/4 of the shares subject to the option vested on December 1, 2020, and 1/48 of the shares vest monthly thereafter.

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February 15, 2024 Filed Feb 20, 2024 21:22 UTC
Wassil JimCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 27,917 $2.42 $67,559.14
Disclosure

SEC source: 0001415889-24-004352 · form4-02202024_090202.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:37 UTC
Wassil JimCHIEF OPERATING OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001415889-24-002612 · form4-02052024_100231.xml · derivative · entry 6

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,555

Underlying: Common Stock · 3,000 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on December 1, 2020, and 1/48 of the shares vest monthly thereafter.

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February 01, 2024 Filed Feb 5, 2024 22:37 UTC
Wassil JimCHIEF OPERATING OFFICER
SaleCommon Stock 950 $75.28 $71,515.05
Disclosure

SEC source: 0001415889-24-002612 · form4-02052024_100231.xml · nonDerivative · entry 5

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,935

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $74.80 to $75.69. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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February 01, 2024 Filed Feb 5, 2024 22:37 UTC
Wassil JimCHIEF OPERATING OFFICER
SaleCommon Stock 467 $74.14 $34,621.51
Disclosure

SEC source: 0001415889-24-002612 · form4-02052024_100231.xml · nonDerivative · entry 4

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,885

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $73.77 to $74.765. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:37 UTC
Wassil JimCHIEF OPERATING OFFICER
SaleCommon Stock 1,056 $73.35 $77,452.32
Disclosure

SEC source: 0001415889-24-002612 · form4-02052024_100231.xml · nonDerivative · entry 3

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 177,352

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $72.71 to $73.69. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:37 UTC
Wassil JimCHIEF OPERATING OFFICER
SaleCommon Stock 527 $72.18 $38,037.28
Disclosure

SEC source: 0001415889-24-002612 · form4-02052024_100231.xml · nonDerivative · entry 2

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,408

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $71.69 to $72.51. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:37 UTC
Wassil JimCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 3,000 $2.42 $7,260.00
Disclosure

SEC source: 0001415889-24-002612 · form4-02052024_100231.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:39 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
Exercise / conversionStock Option (Right to Buy) · Derivative 1,667 $0.00 Strike: $21.41 $0.00
Disclosure

SEC source: 0001415889-24-002613 · form4-02052024_100258.xml · derivative · entry 6

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,666

Underlying: Common Stock · 1,667 shares

Expires 2032-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option shall vest on April 1, 2023, and 1/48 of the shares shall vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date.

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February 01, 2024 Filed Feb 5, 2024 22:39 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 474 $75.39 $35,735.33
Disclosure

SEC source: 0001415889-24-002613 · form4-02052024_100258.xml · nonDerivative · entry 5

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,710

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $75.01 to $75.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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February 01, 2024 Filed Feb 5, 2024 22:39 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 343 $74.11 $25,419.73
Disclosure

SEC source: 0001415889-24-002613 · form4-02052024_100258.xml · nonDerivative · entry 4

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,184

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $73.70 to $74.52. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:39 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 638 $73.17 $46,679.27
Disclosure

SEC source: 0001415889-24-002613 · form4-02052024_100258.xml · nonDerivative · entry 3

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,527

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $72.695 to $73.67. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:39 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 212 $72.22 $15,309.58
Disclosure

SEC source: 0001415889-24-002613 · form4-02052024_100258.xml · nonDerivative · entry 2

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,165

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $71.69 to $72.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:39 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 1,667 $21.41 $35,690.47
Disclosure

SEC source: 0001415889-24-002613 · form4-02052024_100258.xml · nonDerivative · entry 1

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:33 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 281 $75.49 $21,211.57
Disclosure

SEC source: 0001415889-24-002611 · form4-02052024_100248.xml · nonDerivative · entry 8

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 149,978

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F11 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $75.23 to $75.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

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February 01, 2024 Filed Feb 5, 2024 22:33 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 238 $74.56 $17,745.76
Disclosure

SEC source: 0001415889-24-002611 · form4-02052024_100248.xml · nonDerivative · entry 7

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 150,259

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F10 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $74.13 to $75.01. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.