Tapewire

Nasdaq · USD

PCVX

Vaxcyte, Inc.

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Tapewire entity
1164
SEC CIK
0001649094
Parsed reports
418

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202605
Apr 202603
May 202601
Jun 2026016
Jul 2026011
Aug 202605
Sep 202606
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2024 Filed May 3, 2024 20:18 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 680 $61.28 $41,671.76
Disclosure

SEC source: 0001415889-24-012165 · form4-05032024_080551.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 146,682

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $60.76 to $61.73. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:18 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 72 $63.87 $4,598.64
Disclosure

SEC source: 0001415889-24-012165 · form4-05032024_080551.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 146,054

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:18 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 508 $62.01 $31,499.05
Disclosure

SEC source: 0001415889-24-012165 · form4-05032024_080551.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 146,126

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $61.785 to $62.445. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:18 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 728 $61.25 $44,590.73
Disclosure

SEC source: 0001415889-24-012165 · form4-05032024_080551.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 146,634

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $60.76 to $61.46. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
April 23, 2024 Filed Apr 25, 2024 20:52 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001415889-24-011522 · form4-04252024_080442.xml · derivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 225

Underlying: Common Stock · 15,000 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
April 23, 2024 Filed Apr 25, 2024 20:52 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 15,000 $61.92 $928,845.00
Disclosure

SEC source: 0001415889-24-011522 · form4-04252024_080442.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 477,847

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $61.49 to $62.355. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 23, 2024 Filed Apr 25, 2024 20:52 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 15,000 $1.79 $26,850.00
Disclosure

SEC source: 0001415889-24-011522 · form4-04252024_080442.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 492,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2024 Filed Apr 22, 2024 20:42 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001415889-24-011322 · form4-04222024_080406.xml · derivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 360,827

Underlying: Common Stock · 8,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
April 18, 2024 Filed Apr 22, 2024 20:42 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 376 $61.90 $23,275.15
Disclosure

SEC source: 0001415889-24-011322 · form4-04222024_080406.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,679

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $61.85 to $62.15. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 18, 2024 Filed Apr 22, 2024 20:42 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 7,624 $61.24 $466,924.26
Disclosure

SEC source: 0001415889-24-011322 · form4-04222024_080406.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,055

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $60.83 to $61.77. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 18, 2024 Filed Apr 22, 2024 20:42 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
Exercise / conversionCommon Stock 8,000 $5.35 $42,800.00
Disclosure

SEC source: 0001415889-24-011322 · form4-04222024_080406.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:31 UTC
Wassil JimCHIEF OPERATING OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 3,551 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001415889-24-011233 · form4-04192024_080438.xml · derivative · entry 2

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,611

Underlying: Common Stock · 3,551 shares

Expires 2030-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:31 UTC
Wassil JimCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 3,551 $5.35 $18,997.85
Disclosure

SEC source: 0001415889-24-011233 · form4-04192024_080438.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:22 UTC
Wassil JimCHIEF OPERATING OFFICER
SaleCommon Stock 677 $67.23 $45,514.03
Disclosure

SEC source: 0001415889-24-010000 · form4-04032024_080400.xml · nonDerivative · entry 2

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,289

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $67.13 to $68.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:22 UTC
Wassil JimCHIEF OPERATING OFFICER
SaleCommon Stock 2,323 $66.53 $154,551.51
Disclosure

SEC source: 0001415889-24-010000 · form4-04032024_080400.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,966

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $66.09 to $67.07. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:22 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
Exercise / conversionStock Option (right to buy) · Derivative 1,667 $0.00 Strike: $21.41 $0.00
Disclosure

SEC source: 0001415889-24-010001 · form4-04032024_080436.xml · derivative · entry 4

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 188,332

Underlying: Common Stock · 1,667 shares

Expires 2032-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option shall vest on April 1, 2023, and 1/48 of the shares shall vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:22 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 270 $67.42 $18,202.32
Disclosure

SEC source: 0001415889-24-010001 · form4-04032024_080436.xml · nonDerivative · entry 3

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,597

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $67.37 to $68.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:22 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 1,397 $66.59 $93,031.82
Disclosure

SEC source: 0001415889-24-010001 · form4-04032024_080436.xml · nonDerivative · entry 2

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,867

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $66.185 to $67.13. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:22 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 1,667 $21.41 $35,690.47
Disclosure

SEC source: 0001415889-24-010001 · form4-04032024_080436.xml · nonDerivative · entry 1

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:21 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 3 $68.10 $204.30
Disclosure

SEC source: 0001415889-24-009995 · form4-04032024_080407.xml · nonDerivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 147,362

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:21 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 415 $67.24 $27,906.26
Disclosure

SEC source: 0001415889-24-009995 · form4-04032024_080407.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 147,365

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F7 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $67.025 to $67.44. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:21 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 890 $66.45 $59,137.83
Disclosure

SEC source: 0001415889-24-009995 · form4-04032024_080407.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 147,780

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $66.02 to $66.87. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:21 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 324 $67.27 $21,796.45
Disclosure

SEC source: 0001415889-24-009995 · form4-04032024_080407.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 147,362

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $67.14 to $68.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:21 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 984 $66.52 $65,456.66
Disclosure

SEC source: 0001415889-24-009995 · form4-04032024_080407.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 147,686

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $66.05 to $66.97. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:44 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001415889-24-009214 · form4-03272024_080342.xml · derivative · entry 6

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,225

Underlying: Common Stock · 15,000 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:44 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,550 $67.50 $104,617.25
Disclosure

SEC source: 0001415889-24-009214 · form4-03272024_080342.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 477,847

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $67.415 to $67.695. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:44 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 13,450 $66.87 $899,361.15
Disclosure

SEC source: 0001415889-24-009214 · form4-03272024_080342.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 479,397

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $66.42 to $67.405. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:44 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 15,000 $1.79 $26,850.00
Disclosure

SEC source: 0001415889-24-009214 · form4-03272024_080342.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 492,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:29 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001415889-24-008745 · form4-03202024_080321.xml · derivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 368,827

Underlying: Common Stock · 8,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:29 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 236 $69.64 $16,435.51
Disclosure

SEC source: 0001415889-24-008745 · form4-03202024_080321.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,679

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $69.625 to $69.66. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:29 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 7,764 $69.00 $535,708.24
Disclosure

SEC source: 0001415889-24-008745 · form4-03202024_080321.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,915

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $68.58 to $69.495. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:29 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
Exercise / conversionCommon Stock 8,000 $5.35 $42,800.00
Disclosure

SEC source: 0001415889-24-008745 · form4-03202024_080321.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2024 Filed Mar 19, 2024 20:26 UTC
Wassil JimCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 1,484 $69.70 $103,434.80
Disclosure

SEC source: 0001415889-24-008520 · form4-03192024_080334.xml · nonDerivative · entry 2

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,289

F2 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

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March 15, 2024 Filed Mar 19, 2024 20:26 UTC
Wassil JimCHIEF OPERATING OFFICER
GrantCommon Stock 4,099 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008520 · form4-03192024_080334.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,773

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs") issued in lieu of a cash bonus by election of the Reporting Person, such election available to all of Issuer's senior management. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

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March 11, 2024 Filed Mar 13, 2024 20:22 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 65,000 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001415889-24-007804 · form4-03132024_080307.xml · derivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,327

Underlying: Common Stock · 65,000 shares

Expires 2028-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Option is fully vested and exercisable.

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March 11, 2024 Filed Mar 13, 2024 20:22 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 65,000 $2.03 $131,950.00
Disclosure

SEC source: 0001415889-24-007804 · form4-03132024_080307.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 02:23 UTC
Wassil JimCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 2,178 $71.55 $155,835.90
Disclosure

SEC source: 0001415889-24-006476 · form4-03052024_020303.xml · nonDerivative · entry 5

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,674

F6 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

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March 02, 2024 Filed Mar 5, 2024 02:22 UTC
Cowan ElviaSVP, FINANCE
Tax withholdingCommon Stock 324 $71.55 $23,182.20
Disclosure

SEC source: 0001415889-24-006475 · form4-03052024_020305.xml · nonDerivative · entry 6

Cowan Elvia · CIK 0001960048 · SVP, FINANCE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,156

F7 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

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March 02, 2024 Filed Mar 5, 2024 02:21 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 613 $71.55 $43,860.15
Disclosure

SEC source: 0001415889-24-006474 · form4-03052024_020312.xml · nonDerivative · entry 6

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,597

F6 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

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March 02, 2024 Filed Mar 5, 2024 02:20 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
Tax withholdingCommon Stock 3,795 $71.55 $271,532.25
Disclosure

SEC source: 0001415889-24-006473 · form4-03052024_020320.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,679

F2 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

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March 02, 2024 Filed Mar 5, 2024 02:19 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 7,967 $71.55 $570,038.85
Disclosure

SEC source: 0001415889-24-006472 · form4-03052024_020352.xml · nonDerivative · entry 8

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 412,847

F10 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

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March 01, 2024 Filed Mar 5, 2024 02:23 UTC
Wassil JimCHIEF OPERATING OFFICER
SaleCommon Stock 763 $74.70 $56,992.29
Disclosure

SEC source: 0001415889-24-006476 · form4-03052024_020303.xml · nonDerivative · entry 4

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 220,852

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $74.46 to $75.02. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 01, 2024 Filed Mar 5, 2024 02:23 UTC
Wassil JimCHIEF OPERATING OFFICER
SaleCommon Stock 1,220 $73.62 $89,821.28
Disclosure

SEC source: 0001415889-24-006476 · form4-03052024_020303.xml · nonDerivative · entry 3

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 221,615

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $73.42 to $74.36. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 01, 2024 Filed Mar 5, 2024 02:23 UTC
Wassil JimCHIEF OPERATING OFFICER
SaleCommon Stock 1,017 $73.08 $74,320.33
Disclosure

SEC source: 0001415889-24-006476 · form4-03052024_020303.xml · nonDerivative · entry 2

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 222,835

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $72.39 to $73.355. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 01, 2024 Filed Mar 5, 2024 02:22 UTC
Cowan ElviaSVP, FINANCE
Exercise / conversionStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $25.92 $0.00
Disclosure

SEC source: 0001415889-24-006475 · form4-03052024_020305.xml · derivative · entry 8

Cowan Elvia · CIK 0001960048 · SVP, FINANCE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,000

Underlying: Common Stock · 11,000 shares

Expires 2032-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: 1/4 of the shares subject to the option shall vest on July 1, 2023, and 1/48 of the shares shall vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:22 UTC
Cowan ElviaSVP, FINANCE
SaleCommon Stock 4,901 $74.90 $367,084.90
Disclosure

SEC source: 0001415889-24-006475 · form4-03052024_020305.xml · nonDerivative · entry 5

Cowan Elvia · CIK 0001960048 · SVP, FINANCE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,480

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 13, 2023.

F6 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $74.47 to $75.02. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:22 UTC
Cowan ElviaSVP, FINANCE
SaleCommon Stock 4,455 $73.69 $328,284.50
Disclosure

SEC source: 0001415889-24-006475 · form4-03052024_020305.xml · nonDerivative · entry 4

Cowan Elvia · CIK 0001960048 · SVP, FINANCE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,381

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 13, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $73.42 to $74.465. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:22 UTC
Cowan ElviaSVP, FINANCE
SaleCommon Stock 2,322 $73.08 $169,701.05
Disclosure

SEC source: 0001415889-24-006475 · form4-03052024_020305.xml · nonDerivative · entry 3

Cowan Elvia · CIK 0001960048 · SVP, FINANCE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,836

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 13, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $72.39 to $73.365. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:22 UTC
Cowan ElviaSVP, FINANCE
Exercise / conversionCommon Stock 11,000 $25.92 $285,120.00
Disclosure

SEC source: 0001415889-24-006475 · form4-03052024_020305.xml · nonDerivative · entry 2

Cowan Elvia · CIK 0001960048 · SVP, FINANCE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:21 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
Exercise / conversionStock Option (right to buy) · Derivative 1,667 $0.00 Strike: $21.41 $0.00
Disclosure

SEC source: 0001415889-24-006474 · form4-03052024_020312.xml · derivative · entry 8

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 189,999

Underlying: Common Stock · 1,667 shares

Expires 2032-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 1/4 of the shares subject to the option shall vest on April 1, 2023, and 1/48 of the shares shall vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.