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Nasdaq · USD

PCVX

Vaxcyte, Inc.

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Tapewire entity
1164
SEC CIK
0001649094
Parsed reports
418

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202605
Apr 202603
May 202601
Jun 2026016
Jul 2026011
Aug 202605
Sep 202606
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2024 Filed Aug 26, 2024 20:58 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 15,000 $2.03 $30,450.00
Disclosure

SEC source: 0001649094-24-000056 · wk-form4_1724705892.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 493,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 20:49 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001649094-24-000054 · wk-form4_1724186989.xml · derivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 328,827

Underlying: Common Stock · 8,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 20:49 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 3,006 $79.14 $237,879.81
Disclosure

SEC source: 0001649094-24-000054 · wk-form4_1724186989.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,720

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $78.88 to $79.66. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 20:49 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 4,994 $78.25 $390,770.51
Disclosure

SEC source: 0001649094-24-000054 · wk-form4_1724186989.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,726

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $77.875 to $78.78. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 20:49 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
Exercise / conversionCommon Stock 8,000 $5.35 $42,800.00
Disclosure

SEC source: 0001649094-24-000054 · wk-form4_1724186989.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:10 UTC
Wassil JimCHIEF OPERATING OFFICER
SaleCommon Stock 23 $79.47 $1,827.81
Disclosure

SEC source: 0001649094-24-000044 · wk-form4_1722888630.xml · nonDerivative · entry 2

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 207,503

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:10 UTC
Wassil JimCHIEF OPERATING OFFICER
SaleCommon Stock 2,977 $78.84 $234,699.24
Disclosure

SEC source: 0001649094-24-000044 · wk-form4_1722888630.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 207,526

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $78.28 to $79.23. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:08 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,308 $78.78 $103,048.95
Disclosure

SEC source: 0001649094-24-000043 · wk-form4_1722888510.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 142,130

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $78.33 to $79.23. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:08 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,308 $78.80 $103,073.54
Disclosure

SEC source: 0001649094-24-000043 · wk-form4_1722888510.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 142,130

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $78.33 to $79.23. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:06 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
Exercise / conversionStock Option (right to buy) · Derivative 1,667 $0.00 Strike: $21.41 $0.00
Disclosure

SEC source: 0001649094-24-000042 · wk-form4_1722888387.xml · derivative · entry 4

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,664

Underlying: Common Stock · 1,667 shares

Expires 2032-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on April 1, 2023, and 1/48 of the shares shall vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:06 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 185 $79.29 $14,667.89
Disclosure

SEC source: 0001649094-24-000042 · wk-form4_1722888387.xml · nonDerivative · entry 3

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,826

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $79.23 to $79.34. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:06 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 1,482 $78.80 $116,781.30
Disclosure

SEC source: 0001649094-24-000042 · wk-form4_1722888387.xml · nonDerivative · entry 2

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,011

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $78.23 to $79.22. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:06 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 1,667 $21.41 $35,690.47
Disclosure

SEC source: 0001649094-24-000042 · wk-form4_1722888387.xml · nonDerivative · entry 1

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2024 Filed Jul 24, 2024 21:44 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001649094-24-000039 · wk-form4_1721857439.xml · derivative · entry 6

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,327

Underlying: Common Stock · 15,000 shares

Expires 2028-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
July 23, 2024 Filed Jul 24, 2024 21:44 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 9,282 $84.53 $784,588.90
Disclosure

SEC source: 0001649094-24-000039 · wk-form4_1721857439.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 478,888

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $84.175 to $84.98. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 23, 2024 Filed Jul 24, 2024 21:44 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 5,718 $83.83 $479,322.79
Disclosure

SEC source: 0001649094-24-000039 · wk-form4_1721857439.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 488,170

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $83.17 to $84.145. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 23, 2024 Filed Jul 24, 2024 21:44 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 15,000 $2.03 $30,450.00
Disclosure

SEC source: 0001649094-24-000039 · wk-form4_1721857439.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 493,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 20:03 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001649094-24-000038 · wk-form4_1721678591.xml · derivative · entry 6

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 336,827

Underlying: Common Stock · 8,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 20:03 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 926 $83.14 $76,984.86
Disclosure

SEC source: 0001649094-24-000038 · wk-form4_1721678591.xml · nonDerivative · entry 5

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,720

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $82.69 to $83.36. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 20:03 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 1,479 $82.32 $121,746.84
Disclosure

SEC source: 0001649094-24-000038 · wk-form4_1721678591.xml · nonDerivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,646

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $81.68 to $82.655. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 20:03 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 2,500 $81.06 $202,637.50
Disclosure

SEC source: 0001649094-24-000038 · wk-form4_1721678591.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,125

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $80.65 to $81.625. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 20:03 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 3,095 $80.12 $247,955.93
Disclosure

SEC source: 0001649094-24-000038 · wk-form4_1721678591.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,625

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $79.61 to $80.59. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 20:03 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
Exercise / conversionCommon Stock 8,000 $5.35 $42,800.00
Disclosure

SEC source: 0001649094-24-000038 · wk-form4_1721678591.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2024 Filed Jul 17, 2024 20:03 UTC
Cowan ElviaSVP, FINANCE
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $25.92 $0.00
Disclosure

SEC source: 0001649094-24-000036 · wk-form4_1721246588.xml · derivative · entry 3

Cowan Elvia · CIK 0001960048 · SVP, FINANCE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,000

Underlying: Common Stock · 5,000 shares

Expires 2032-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on July 1, 2023, and 1/48 of the shares shall vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
July 16, 2024 Filed Jul 17, 2024 20:03 UTC
Cowan ElviaSVP, FINANCE
SaleCommon Stock 5,000 $85.00 $425,000.00
Disclosure

SEC source: 0001649094-24-000036 · wk-form4_1721246588.xml · nonDerivative · entry 2

Cowan Elvia · CIK 0001960048 · SVP, FINANCE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,723

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 13, 2023.

Read SEC document
July 16, 2024 Filed Jul 17, 2024 20:03 UTC
Cowan ElviaSVP, FINANCE
Exercise / conversionCommon Stock 5,000 $25.92 $129,600.00
Disclosure

SEC source: 0001649094-24-000036 · wk-form4_1721246588.xml · nonDerivative · entry 1

Cowan Elvia · CIK 0001960048 · SVP, FINANCE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2024 Filed Jul 9, 2024 21:15 UTC
Cowan ElviaSVP, FINANCE
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $25.92 $0.00
Disclosure

SEC source: 0001649094-24-000034 · wk-form4_1720559736.xml · derivative · entry 3

Cowan Elvia · CIK 0001960048 · SVP, FINANCE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,000

Underlying: Common Stock · 5,000 shares

Expires 2032-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on July 1, 2023, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date.

Read SEC document
July 08, 2024 Filed Jul 9, 2024 21:15 UTC
Cowan ElviaSVP, FINANCE
SaleCommon Stock 5,000 $80.00 $400,000.00
Disclosure

SEC source: 0001649094-24-000034 · wk-form4_1720559736.xml · nonDerivative · entry 2

Cowan Elvia · CIK 0001960048 · SVP, FINANCE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,723

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 13, 2023.

Read SEC document
July 08, 2024 Filed Jul 9, 2024 21:15 UTC
Cowan ElviaSVP, FINANCE
Exercise / conversionCommon Stock 5,000 $25.92 $129,600.00
Disclosure

SEC source: 0001649094-24-000034 · wk-form4_1720559736.xml · nonDerivative · entry 1

Cowan Elvia · CIK 0001960048 · SVP, FINANCE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 567 shares acquired under the Issuer's Employee Stock Purchase Plan on May 17, 2024.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:12 UTC
Furey JohnDirector
GrantStock Option (right to buy) · Derivative 16,760 $0.00 Strike: $76.06 $0.00
Disclosure

SEC source: 0001649094-24-000031 · wk-form4_1720044761.xml · derivative · entry 1

Furey John · CIK 0001691218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,760

Underlying: Common Stock · 16,760 shares

Expires 2034-07-01

F1 · derivative.exercise_date: Option shall vest over 36 months, 1/3 of which will vest on July 2, 2025 and 1/36 of which will vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:16 UTC
Wassil JimCHIEF OPERATING OFFICER
SaleCommon Stock 111 $77.22 $8,570.87
Disclosure

SEC source: 0001649094-24-000027 · wk-form4_1719951391.xml · nonDerivative · entry 3

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,503

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:16 UTC
Wassil JimCHIEF OPERATING OFFICER
SaleCommon Stock 1,663 $76.71 $127,566.40
Disclosure

SEC source: 0001649094-24-000027 · wk-form4_1719951391.xml · nonDerivative · entry 2

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,614

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $76.21 to $77.14. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:16 UTC
Wassil JimCHIEF OPERATING OFFICER
SaleCommon Stock 1,226 $75.75 $92,875.38
Disclosure

SEC source: 0001649094-24-000027 · wk-form4_1719951391.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · CHIEF OPERATING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,277

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 23, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $75.21 to $76.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:17 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
Exercise / conversionStock Option (right to buy) · Derivative 1,667 $0.00 Strike: $21.41 $0.00
Disclosure

SEC source: 0001649094-24-000028 · wk-form4_1719951462.xml · derivative · entry 4

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,331

Underlying: Common Stock · 1,667 shares

Expires 2032-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option shall vest on April 1, 2023, and 1/48 of the shares shall vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date.

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July 01, 2024 Filed Jul 2, 2024 20:17 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 754 $76.90 $57,982.45
Disclosure

SEC source: 0001649094-24-000028 · wk-form4_1719951462.xml · nonDerivative · entry 3

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,826

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $76.58 to $77.085. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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July 01, 2024 Filed Jul 2, 2024 20:17 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 913 $75.93 $69,321.53
Disclosure

SEC source: 0001649094-24-000028 · wk-form4_1719951462.xml · nonDerivative · entry 2

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,580

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $75.43 to $76.39. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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July 01, 2024 Filed Jul 2, 2024 20:17 UTC
Eydelman MikhailSVP, GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 1,667 $21.41 $35,690.47
Disclosure

SEC source: 0001649094-24-000028 · wk-form4_1719951462.xml · nonDerivative · entry 1

Eydelman Mikhail · CIK 0001918033 · SVP, GEN COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 01, 2024 Filed Jul 2, 2024 20:12 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 557 $76.89 $42,825.95
Disclosure

SEC source: 0001649094-24-000025 · wk-form4_1719951139.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 143,438

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F7 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $76.435 to $77.155. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

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July 01, 2024 Filed Jul 2, 2024 20:12 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 751 $75.92 $57,016.30
Disclosure

SEC source: 0001649094-24-000025 · wk-form4_1719951139.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 143,995

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $75.43 to $76.285. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

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July 01, 2024 Filed Jul 2, 2024 20:12 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 634 $76.86 $48,728.35
Disclosure

SEC source: 0001649094-24-000025 · wk-form4_1719951139.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 143,438

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $76.435 to $77.125. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

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July 01, 2024 Filed Jul 2, 2024 20:12 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 674 $75.84 $51,119.26
Disclosure

SEC source: 0001649094-24-000025 · wk-form4_1719951139.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 144,072

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $75.43 to $76.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

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June 24, 2024 Filed Jun 25, 2024 20:43 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001649094-24-000021 · wk-form4_1719348224.xml · derivative · entry 7

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,327

Underlying: Common Stock · 15,000 shares

Expires 2028-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Stock Option is fully vested and exercisable.

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June 24, 2024 Filed Jun 25, 2024 20:43 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 188 $76.80 $14,437.46
Disclosure

SEC source: 0001649094-24-000021 · wk-form4_1719348224.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 478,888

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $76.74 to $76.81. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 24, 2024 Filed Jun 25, 2024 20:43 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 4,471 $76.17 $340,565.01
Disclosure

SEC source: 0001649094-24-000021 · wk-form4_1719348224.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 479,076

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $75.74 to $76.73. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 24, 2024 Filed Jun 25, 2024 20:43 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 10,341 $75.39 $779,576.97
Disclosure

SEC source: 0001649094-24-000021 · wk-form4_1719348224.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 483,547

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $74.735 to $75.73. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 24, 2024 Filed Jun 25, 2024 20:43 UTC
PICKERING GRANTDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 15,000 $2.03 $30,450.00
Disclosure

SEC source: 0001649094-24-000021 · wk-form4_1719348224.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 493,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 18, 2024 Filed Jun 21, 2024 00:30 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001649094-24-000018 · wk-form4_1718929843.xml · derivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 344,827

Underlying: Common Stock · 8,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

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June 18, 2024 Filed Jun 21, 2024 00:30 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 348 $72.56 $25,249.49
Disclosure

SEC source: 0001649094-24-000018 · wk-form4_1718929843.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,720

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $72.48 to $72.60. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 18, 2024 Filed Jun 21, 2024 00:30 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
SaleCommon Stock 7,652 $71.89 $550,125.24
Disclosure

SEC source: 0001649094-24-000018 · wk-form4_1718929843.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,068

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted June 30, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $71.415 to $72.36. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 18, 2024 Filed Jun 21, 2024 00:30 UTC
GUGGENHIME ANDREWPRESIDENT AND CFO
Exercise / conversionCommon Stock 8,000 $5.35 $42,800.00
Disclosure

SEC source: 0001649094-24-000018 · wk-form4_1718929843.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,041 shares acquired under the Issuer's Employee Stock Purchase Plan on May 17, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.