Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2020 Filed Feb 12, 2020 21:41 UTC |
RIKER LAURENVice President, Finance
|
Exercise / conversionCommon Stock | 3,000 | $10.81 | $32,430.00 |
DisclosureSEC source: 0001209191-20-008769 · doc4.xml · nonDerivative · entry 1 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 23:19 UTC |
RIKER LAURENVice President, Finance
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 170 | $0.00 Strike: $10.81 | $0.00 |
DisclosureSEC source: 0001209191-20-008074 · doc4.xml · derivative · entry 6 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,820 Underlying: Common Stock · 170 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as to 25% of the option shares on June 5, 2013 and vested as to the remaining shares in successive equal monthly installments for the subsequent 36 months. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 23:19 UTC |
RIKER LAURENVice President, Finance
|
SaleCommon Stock | 170 | $46.81 | $7,957.70 |
DisclosureSEC source: 0001209191-20-008074 · doc4.xml · nonDerivative · entry 4 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,464 F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 23:19 UTC |
RIKER LAURENVice President, Finance
|
Exercise / conversionCommon Stock | 170 | $10.81 | $1,837.70 |
DisclosureSEC source: 0001209191-20-008074 · doc4.xml · nonDerivative · entry 3 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 23:19 UTC |
RIKER LAURENVice President, Finance
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 830 | $0.00 Strike: $10.81 | $0.00 |
DisclosureSEC source: 0001209191-20-008074 · doc4.xml · derivative · entry 5 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,990 Underlying: Common Stock · 830 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as to 25% of the option shares on June 5, 2013 and vested as to the remaining shares in successive equal monthly installments for the subsequent 36 months. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 23:19 UTC |
RIKER LAURENVice President, Finance
|
SaleCommon Stock | 830 | $46.81 | $38,852.30 |
DisclosureSEC source: 0001209191-20-008074 · doc4.xml · nonDerivative · entry 2 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,464 F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 23:19 UTC |
RIKER LAURENVice President, Finance
|
Exercise / conversionCommon Stock | 830 | $10.81 | $8,972.30 |
DisclosureSEC source: 0001209191-20-008074 · doc4.xml · nonDerivative · entry 1 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 18:13 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $10.81 | $0.00 |
DisclosureSEC source: 0001209191-20-004148 · doc4.xml · derivative · entry 6 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By LCK Investment LLC Disclosed balance after: 243,129 Underlying: Common Stock · 25,000 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested and became exercisable as to 25% of the option shares on June 5, 2013 and as to the remaining shares in successive equal monthly installments for the subsequent 36 months. F7 · balance_after: Reflects the transfer of stock options to purchase 20,541 shares of common stock previously held indirectly by the reporting person through LCK Investment LLC to the reporting person directly. F2 · ownership.nature: Mr. Stack is the general partner of Stack Schroon Mohawk FLP. Mr. Stack and his wife are the owners of LCK Investment LLC. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 18:13 UTC |
STACK DAVID MDirector · CEO and Chairman
|
SaleCommon Stock | 1,975 | $43.48 | $85,873.00 |
DisclosureSEC source: 0001209191-20-004148 · doc4.xml · nonDerivative · entry 3 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By LCK Investment LLC Disclosed balance after: 1,208 F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.395 to $43.570, inclusive. F2 · ownership.nature: Mr. Stack is the general partner of Stack Schroon Mohawk FLP. Mr. Stack and his wife are the owners of LCK Investment LLC. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 18:13 UTC |
STACK DAVID MDirector · CEO and Chairman
|
SaleCommon Stock | 23,025 | $42.61 | $981,095.25 |
DisclosureSEC source: 0001209191-20-004148 · doc4.xml · nonDerivative · entry 2 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By LCK Investment LLC Disclosed balance after: 3,183 F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.340 to $43.330, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4. F2 · ownership.nature: Mr. Stack is the general partner of Stack Schroon Mohawk FLP. Mr. Stack and his wife are the owners of LCK Investment LLC. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 18:13 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionCommon Stock | 25,000 | $10.81 | $270,250.00 |
DisclosureSEC source: 0001209191-20-004148 · doc4.xml · nonDerivative · entry 1 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By LCK Investment LLC Disclosed balance after: 26,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · ownership.nature: Mr. Stack is the general partner of Stack Schroon Mohawk FLP. Mr. Stack and his wife are the owners of LCK Investment LLC. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 16:05 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-19-062104 · doc4.xml · derivative · entry 6 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,356 Underlying: Common Stock · 10,000 shares Expires 2020-12-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested as to 25% of the option shares on December 29, 2011 and as to the remaining shares in successive equal monthly installments for the subsequent 36 months. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 16:05 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.61 | $0.00 |
DisclosureSEC source: 0001209191-19-062104 · doc4.xml · derivative · entry 5 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 Underlying: Common Stock · 10,000 shares Expires 2020-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested as to 50% of the option shares on February 2, 2011, 19,377 option shares vested on February 3, 2011, and the remaining option shares vested in successive equal monthly installments for the subsequent 19 months. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 16:05 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionCommon Stock | 10,000 | $5.49 | $54,900.00 |
DisclosureSEC source: 0001209191-19-062104 · doc4.xml · nonDerivative · entry 2 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 16:05 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionCommon Stock | 10,000 | $1.61 | $16,100.00 |
DisclosureSEC source: 0001209191-19-062104 · doc4.xml · nonDerivative · entry 1 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:08 UTC |
RIKER LAURENVice President, Finance
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $10.81 | $0.00 |
DisclosureSEC source: 0001209191-19-061926 · doc4.xml · derivative · entry 3 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,820 Underlying: Common Stock · 1,000 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as to 25% of the option shares on June 5, 2013 and vested as to the remaining shares in successive equal monthly installments for the subsequent 36 months. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:08 UTC |
RIKER LAURENVice President, Finance
|
SaleCommon Stock | 1,000 | $45.92 | $45,920.00 |
DisclosureSEC source: 0001209191-19-061926 · doc4.xml · nonDerivative · entry 2 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,464 F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:08 UTC |
RIKER LAURENVice President, Finance
|
Exercise / conversionCommon Stock | 1,000 | $10.81 | $10,810.00 |
DisclosureSEC source: 0001209191-19-061926 · doc4.xml · nonDerivative · entry 1 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 23:54 UTC |
McLoughlin DennisChief Commercial Officer
|
SaleCommon Stock | 3,671 | $45.79 | $168,107.94 |
DisclosureSEC source: 0001209191-19-061186 · doc4.xml · nonDerivative · entry 1 McLoughlin Dennis · CIK 0001752004 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,116 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.73 to $45.81, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 365 shares of common stock acquired under the issuer's employee stock purchase plan in June 2019. Read SEC document |
| December 16, 2019 Filed Dec 19, 2019 16:14 UTC |
Froimson MarkDirector
|
GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061298 · doc4.xml · nonDerivative · entry 1 Froimson Mark · CIK 0001709050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,716 Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 16:46 UTC |
LONGENECKER JOHN P PHDDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,128 | $0.00 Strike: $1.61 | $0.00 |
DisclosureSEC source: 0001209191-19-059089 · doc4.xml · derivative · entry 5 LONGENECKER JOHN P PHD · CIK 0001288231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,736 Underlying: Common Stock · 3,128 shares Expires 2020-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested as to 75% of the options on September 2, 2010 and vested as to the remaining 25% of the options in successive equal monthly installments for the subsequent 12 months. The options became exercisable, to the extent vested, from and after the issuer's initial public offering. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 16:46 UTC |
LONGENECKER JOHN P PHDDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 872 | $0.00 Strike: $1.61 | $0.00 |
DisclosureSEC source: 0001209191-19-059089 · doc4.xml · derivative · entry 4 LONGENECKER JOHN P PHD · CIK 0001288231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 872 shares Expires 2020-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested as to 25% of the options on September 2, 2011 and vested as to the remaining options in successive equal monthly installments for the subsequent 36 months. The options became exercisable, to the extent vested, from and after the issuer's initial public offering. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 16:46 UTC |
LONGENECKER JOHN P PHDDirector
|
SaleCommon Stock | 1,300 | $46.13 | $59,971.60 |
DisclosureSEC source: 0001209191-19-059089 · doc4.xml · nonDerivative · entry 3 LONGENECKER JOHN P PHD · CIK 0001288231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,761 Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 16:46 UTC |
LONGENECKER JOHN P PHDDirector
|
Exercise / conversionCommon Stock | 3,128 | $1.61 | $5,036.08 |
DisclosureSEC source: 0001209191-19-059089 · doc4.xml · nonDerivative · entry 2 LONGENECKER JOHN P PHD · CIK 0001288231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 16:46 UTC |
LONGENECKER JOHN P PHDDirector
|
Exercise / conversionCommon Stock | 872 | $1.61 | $1,403.92 |
DisclosureSEC source: 0001209191-19-059089 · doc4.xml · nonDerivative · entry 1 LONGENECKER JOHN P PHD · CIK 0001288231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 00:28 UTC |
RIKER LAURENVice President, Finance
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $10.81 | $0.00 |
DisclosureSEC source: 0001209191-19-057869 · doc4.xml · derivative · entry 3 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,820 Underlying: Common Stock · 1,000 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as to 25% of the option shares on June 5, 2013 and vested as to the remaining shares in successive equal monthly installments for the subsequent 36 months. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 00:28 UTC |
RIKER LAURENVice President, Finance
|
SaleCommon Stock | 1,176 | $44.14 | $51,908.64 |
DisclosureSEC source: 0001209191-19-057869 · doc4.xml · nonDerivative · entry 2 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,464 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.61 to $44.27, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 00:28 UTC |
RIKER LAURENVice President, Finance
|
Exercise / conversionCommon Stock | 1,000 | $10.81 | $10,810.00 |
DisclosureSEC source: 0001209191-19-057869 · doc4.xml · nonDerivative · entry 1 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 16:16 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $10.81 | $0.00 |
DisclosureSEC source: 0001209191-19-057149 · doc4.xml · derivative · entry 5 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By LCK Investment LLC Disclosed balance after: 288,670 Underlying: Common Stock · 25,000 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested and became exercisable as to 25% of the option shares on June 5, 2013 and as to the remaining shares in successive equal monthly installments for the subsequent 36 months. F3 · ownership.nature: Mr. Stack is the general partner of Stack Schroon Mohawk FLP. Mr. Stack and his wife are the owners of LCK Investment LLC. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 16:16 UTC |
STACK DAVID MDirector · CEO and Chairman
|
SaleCommon Stock | 25,000 | $42.81 | $1,070,250.00 |
DisclosureSEC source: 0001209191-19-057149 · doc4.xml · nonDerivative · entry 3 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By LCK Investment LLC Disclosed balance after: 1,208 F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.245 to $43.020, inclusive. F3 · ownership.nature: Mr. Stack is the general partner of Stack Schroon Mohawk FLP. Mr. Stack and his wife are the owners of LCK Investment LLC. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 16:16 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionCommon Stock | 25,000 | $10.81 | $270,250.00 |
DisclosureSEC source: 0001209191-19-057149 · doc4.xml · nonDerivative · entry 2 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By LCK Investment LLC Disclosed balance after: 26,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F3 · ownership.nature: Mr. Stack is the general partner of Stack Schroon Mohawk FLP. Mr. Stack and his wife are the owners of LCK Investment LLC. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 16:16 UTC |
STACK DAVID MDirector · CEO and Chairman
|
SaleCommon Stock | 45,000 | $42.81 | $1,926,450.00 |
DisclosureSEC source: 0001209191-19-057149 · doc4.xml · nonDerivative · entry 1 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,299 F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.200 to $43.025, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:12 UTC |
RIKER LAURENVice President, Finance
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 180 | $0.00 Strike: $10.81 | $0.00 |
DisclosureSEC source: 0001209191-19-056093 · doc4.xml · derivative · entry 5 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,820 Underlying: Common Stock · 180 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested and became exercisable as to 25% of the option shares on June 5, 2013 and vested as to the remaining shares in successive equal monthly installments for the subsequent 36 months. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:12 UTC |
RIKER LAURENVice President, Finance
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,820 | $0.00 Strike: $10.34 | $0.00 |
DisclosureSEC source: 0001209191-19-056093 · doc4.xml · derivative · entry 4 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,180 Underlying: Common Stock · 4,820 shares Expires 2021-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% of the option shares on May 2, 2012 and vested as to the remaining shares in successive equal monthly installments over the subsequent 36 months. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:12 UTC |
RIKER LAURENVice President, Finance
|
SaleCommon Stock | 5,000 | $43.59 | $217,950.00 |
DisclosureSEC source: 0001209191-19-056093 · doc4.xml · nonDerivative · entry 3 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,640 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.50 to $43.96, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:12 UTC |
RIKER LAURENVice President, Finance
|
Exercise / conversionCommon Stock | 180 | $10.81 | $1,945.80 |
DisclosureSEC source: 0001209191-19-056093 · doc4.xml · nonDerivative · entry 2 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:12 UTC |
RIKER LAURENVice President, Finance
|
Exercise / conversionCommon Stock | 4,820 | $10.34 | $49,838.80 |
DisclosureSEC source: 0001209191-19-056093 · doc4.xml · nonDerivative · entry 1 Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 598 shares of common stock acquired under the issuer's employee stock purchase plan in June 2019. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:10 UTC |
Scranton RichardChief Scientific Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,750 | $0.00 Strike: $25.37 | $0.00 |
DisclosureSEC source: 0001209191-19-056090 · doc4.xml · derivative · entry 5 Scranton Richard · CIK 0001709330 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,250 Underlying: Common Stock · 4,750 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options are fully vested. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:10 UTC |
Scranton RichardChief Scientific Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,698 | $0.00 Strike: $10.81 | $0.00 |
DisclosureSEC source: 0001209191-19-056090 · doc4.xml · derivative · entry 4 Scranton Richard · CIK 0001709330 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,698 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options are fully vested. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:10 UTC |
Scranton RichardChief Scientific Officer
|
SaleCommon Stock | 19,448 | $45.00 | $875,160.00 |
DisclosureSEC source: 0001209191-19-056090 · doc4.xml · nonDerivative · entry 3 Scranton Richard · CIK 0001709330 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,061 F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:10 UTC |
Scranton RichardChief Scientific Officer
|
Exercise / conversionCommon Stock | 4,750 | $25.37 | $120,507.50 |
DisclosureSEC source: 0001209191-19-056090 · doc4.xml · nonDerivative · entry 2 Scranton Richard · CIK 0001709330 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:10 UTC |
Scranton RichardChief Scientific Officer
|
Exercise / conversionCommon Stock | 14,698 | $10.81 | $158,885.38 |
DisclosureSEC source: 0001209191-19-056090 · doc4.xml · nonDerivative · entry 1 Scranton Richard · CIK 0001709330 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:31 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $549.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052556 · doc4.xml · derivative · entry 6 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,356 Underlying: Common Stock · 10,000 shares Expires 2020-12-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested as to 25% of the option shares on December 29, 2011 and as to the remaining shares in successive equal monthly installments for the subsequent 36 months. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:31 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $1.61 | $0.00 |
DisclosureSEC source: 0001209191-19-052556 · doc4.xml · derivative · entry 5 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,500 Underlying: Common Stock · 7,000 shares Expires 2020-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested as to 50% of the option shares on February 2, 2011, 19,377 option shares vested on February 3, 2011, and the remaining option shares vested in successive equal monthly installments for the subsequent 19 months. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:31 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionCommon Stock | 10,000 | $5.49 | $54,900.00 |
DisclosureSEC source: 0001209191-19-052556 · doc4.xml · nonDerivative · entry 2 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:31 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionCommon Stock | 7,000 | $1.61 | $11,270.00 |
DisclosureSEC source: 0001209191-19-052556 · doc4.xml · nonDerivative · entry 1 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 17:13 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,500 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-19-050359 · doc4.xml · derivative · entry 6 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,356 Underlying: Common Stock · 6,500 shares Expires 2020-12-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested as to 25% of the option shares on December 29, 2011 and as to the remaining shares in successive equal monthly installments for the subsequent 36 months. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 17:13 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $1.61 | $0.00 |
DisclosureSEC source: 0001209191-19-050359 · doc4.xml · derivative · entry 5 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,500 Underlying: Common Stock · 7,500 shares Expires 2020-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested as to 50% of the option shares on February 2, 2011, 19,377 option shares vested on February 3, 2011, and the remaining option shares vested in successive equal monthly installments for the subsequent 19 months. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 17:13 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionCommon Stock | 6,500 | $5.49 | $35,685.00 |
DisclosureSEC source: 0001209191-19-050359 · doc4.xml · nonDerivative · entry 2 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 17:13 UTC |
STACK DAVID MDirector · CEO and Chairman
|
Exercise / conversionCommon Stock | 7,500 | $1.61 | $12,075.00 |
DisclosureSEC source: 0001209191-19-050359 · doc4.xml · nonDerivative · entry 1 STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.