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PARR

PAR PACIFIC HOLDINGS, INC.

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Tapewire entity
4053
SEC CIK
0000821483
Parsed reports
770

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202604
Mar 202607
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202609
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 27, 2023 Filed Nov 29, 2023 20:23 UTC
PATE WILLIAMDirector · Chief Executive Officer
SaleCommon stock 75,000 $35.03 $2,627,250.00
Disclosure

SEC source: 0001437749-23-033163 · rdgdoc.xml · nonDerivative · entry 2

PATE WILLIAM · CIK 0001180447 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 483,019

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $34.66 to $35.18, inclusive, via a cashless hold. The reporting person undertakes to provide to Par Pacific Holdings, Inc. or the staff of the Securities and Exhchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The proceeds from approximately 57,400 shares were withheld by the Company to pay costs associated with the exercise of the option and withholding taxes.

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November 27, 2023 Filed Nov 29, 2023 20:23 UTC
PATE WILLIAMDirector · Chief Executive Officer
Exercise / conversionCommon stock 75,000 $21.44 $1,608,000.00
Disclosure

SEC source: 0001437749-23-033163 · rdgdoc.xml · nonDerivative · entry 1

PATE WILLIAM · CIK 0001180447 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:04 UTC
Zell AaronDirector
GrantCommon stock 770 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027911 · rdgdoc.xml · nonDerivative · entry 1

Zell Aaron · CIK 0001977327 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,693

F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on October 5, 2024.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:04 UTC GrantRestricted stock units · Derivative 1,232 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027910 · rdgdoc.xml · derivative · entry 1

KLEIN MELVYN N · CIK 0001209744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,232

Underlying: Common stock · 1,232 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on October 5, 2024. Vested shares will be deliveted to the reporting person following termination of service.

F2 · derivative.expiration_date: The restricted stock units will vest in full on October 5, 2024. Vested shares will be deliveted to the reporting person following termination of service.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:03 UTC GrantCommon stock 770 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027909 · rdgdoc.xml · nonDerivative · entry 1

Hatcher Katherine · CIK 0001764849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,247

F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on October 5, 2024.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:03 UTC GrantCommon stock 770 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027908 · rdgdoc.xml · nonDerivative · entry 1

DODS WALTER A JR · CIK 0001206921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,797

F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on October 5, 2024.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:02 UTC Exercise / conversionRestricted stock units · Derivative 592 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027907 · rdgdoc.xml · derivative · entry 3

Davidson Phillip S · CIK 0001893761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592

Underlying: Common stock · 592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On October 5, 2023, an aggregate 592 restricted stock units vested in full and were delivered to the reporting person as common stock.

F3 · derivative.expiration_date: On October 5, 2023, an aggregate 592 restricted stock units vested in full and were delivered to the reporting person as common stock.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:02 UTC GrantRestricted stock units · Derivative 770 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027907 · rdgdoc.xml · derivative · entry 2

Davidson Phillip S · CIK 0001893761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770

Underlying: Common stock · 770 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest in full on October 5, 2024. 50% of the shares will be delivered on October 5, 2025, and 50% of the shares will be delivered on October 5, 2026.

F2 · derivative.expiration_date: The restricted stock unit will vest in full on October 5, 2024. 50% of the shares will be delivered on October 5, 2025, and 50% of the shares will be delivered on October 5, 2026.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:02 UTC OtherCommon stock 592 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027907 · rdgdoc.xml · nonDerivative · entry 1

Davidson Phillip S · CIK 0001893761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,853

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:02 UTC GrantCommon stock 770 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027906 · rdgdoc.xml · nonDerivative · entry 1

Clossey Timothy · CIK 0001612285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,086

F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on October 5, 2024.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:02 UTC Exercise / conversionRestricted stock units · Derivative 2,103 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027905 · rdgdoc.xml · derivative · entry 3

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,103

Underlying: Common stock · 2,103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On October 5, 2023, an aggregate 2,103 restricted stock units vested in full and were delivered to the reporting person as common stock

F3 · derivative.expiration_date: On October 5, 2023, an aggregate 2,103 restricted stock units vested in full and were delivered to the reporting person as common stock

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:02 UTC GrantRestricted stock units · Derivative 770 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027905 · rdgdoc.xml · derivative · entry 2

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770

Underlying: Common stock · 770 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest in full and be delivered on October 5, 2024. Vested shares will be delivered to the reporting person following termination of service.

F2 · derivative.expiration_date: The restricted stock unit will vest in full and be delivered on October 5, 2024. Vested shares will be delivered to the reporting person following termination of service.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:02 UTC OtherCommon stock 2,103 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027905 · rdgdoc.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,529

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:01 UTC GrantCommon stock 770 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027904 · rdgdoc.xml · nonDerivative · entry 1

Martinez Patricia · CIK 0001979357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,693

F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on October 5, 2024.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:01 UTC Exercise / conversionRestricted stock units · Derivative 592 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027903 · rdgdoc.xml · derivative · entry 5

ANASTASIO CURT · CIK 0001032097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592

Underlying: Common stock · 592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On October 5, 2023, an aggregate 1,307 restricted stock units vested in full and were delivered to the reporting person as common stock.

F3 · derivative.expiration_date: On October 5, 2023, an aggregate 1,307 restricted stock units vested in full and were delivered to the reporting person as common stock.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:01 UTC Exercise / conversionRestricted stock units · Derivative 715 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027903 · rdgdoc.xml · derivative · entry 4

ANASTASIO CURT · CIK 0001032097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 715

Underlying: Common stock · 715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On October 5, 2023, an aggregate 1,307 restricted stock units vested in full and were delivered to the reporting person as common stock.

F3 · derivative.expiration_date: On October 5, 2023, an aggregate 1,307 restricted stock units vested in full and were delivered to the reporting person as common stock.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:01 UTC GrantRestricted stock units · Derivative 770 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027903 · rdgdoc.xml · derivative · entry 3

ANASTASIO CURT · CIK 0001032097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770

Underlying: Common stock · 770 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on October 5, 2024. 50% of the vested shares will be delivered to the reporting person on October 5, 2024, and 50% of the vested shares will be delivered to the reporting person on October 5, 2025.

F2 · derivative.expiration_date: The restricted stock units will vest in full on October 5, 2024. 50% of the vested shares will be delivered to the reporting person on October 5, 2024, and 50% of the vested shares will be delivered to the reporting person on October 5, 2025.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:01 UTC OtherCommon stock 592 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027903 · rdgdoc.xml · nonDerivative · entry 2

ANASTASIO CURT · CIK 0001032097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,631

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:01 UTC OtherCommon stock 715 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027903 · rdgdoc.xml · nonDerivative · entry 1

ANASTASIO CURT · CIK 0001032097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,039

Read SEC document
October 05, 2023 Filed Oct 10, 2023 11:00 UTC GrantRestricted stock units · Derivative 1,232 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027902 · rdgdoc.xml · derivative · entry 1

SILBERMAN ROBERT S · CIK 0001256121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,232

Underlying: Common stock · 1,232 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on October 5, 2024. Vested shares will be delivered to the reporting person following termination of service.

F2 · derivative.expiration_date: The restricted stock units will vest in full on October 5, 2024. Vested shares will be delivered to the reporting person following termination of service.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 10:21 UTC
PATE WILLIAMDirector · Chief Executive Officer
Exercise / conversionStock option (right to buy) · Derivative 150,000 $0.00 Strike: $34.85 $0.00
Disclosure

SEC source: 0001437749-23-023790 · rdgdoc.xml · derivative · entry 3

PATE WILLIAM · CIK 0001180447 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 150,000 shares

Expires 2023-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $34.50 to $36.38, inclusive, via a cashless hold. The reporting person undertakes to provide to Par Pacific Holdings, Inc. or the staff of the Securities and Exhchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · derivative.exercise_date: The option vests in five equal annual installments (each such installment, a "Tranche") beginning on October 12, 2016. The option terminates with respect to each Tranche immediately prior to the fifth anniversary of the vesting of such Tranche.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 10:21 UTC
PATE WILLIAMDirector · Chief Executive Officer
SaleCommon stock 115,099 $34.85 $4,011,200.15
Disclosure

SEC source: 0001437749-23-023790 · rdgdoc.xml · nonDerivative · entry 2

PATE WILLIAM · CIK 0001180447 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 483,019

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $34.50 to $36.38, inclusive, via a cashless hold. The reporting person undertakes to provide to Par Pacific Holdings, Inc. or the staff of the Securities and Exhchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 10:21 UTC
PATE WILLIAMDirector · Chief Executive Officer
Exercise / conversionCommon stock 150,000 $34.85 $5,227,500.00
Disclosure

SEC source: 0001437749-23-023790 · rdgdoc.xml · nonDerivative · entry 1

PATE WILLIAM · CIK 0001180447 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $34.50 to $36.38, inclusive, via a cashless hold. The reporting person undertakes to provide to Par Pacific Holdings, Inc. or the staff of the Securities and Exhchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 10:20 UTC
Monteleone WilliamDirector · President
Exercise / conversionStock option (right to buy) · Derivative 18,921 $0.00 Strike: $34.98 $0.00
Disclosure

SEC source: 0001437749-23-023789 · rdgdoc.xml · derivative · entry 3

Monteleone William · CIK 0001539898 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 18,921 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $34.96 to $35.09, inclusive, via a cashless hold. The reporting person undertakes to provide to Par Pacific Holdings, Inc. or the staff of the Securities and Exhchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · derivative.exercise_date: One fourth of the stock options vested on each of the first four anniversaries of the grant date.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 10:20 UTC
Monteleone WilliamDirector · President
SaleCommon stock 14,063 $34.98 $491,923.74
Disclosure

SEC source: 0001437749-23-023789 · rdgdoc.xml · nonDerivative · entry 2

Monteleone William · CIK 0001539898 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,720

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $34.96 to $35.09, inclusive, via a cashless hold. The reporting person undertakes to provide to Par Pacific Holdings, Inc. or the staff of the Securities and Exhchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 10:20 UTC
Monteleone WilliamDirector · President
Exercise / conversionCommon stock 18,921 $34.98 $661,856.58
Disclosure

SEC source: 0001437749-23-023789 · rdgdoc.xml · nonDerivative · entry 1

Monteleone William · CIK 0001539898 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $34.96 to $35.09, inclusive, via a cashless hold. The reporting person undertakes to provide to Par Pacific Holdings, Inc. or the staff of the Securities and Exhchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 10:20 UTC SaleCommon stock 3,125 $36.69 $114,656.25
Disclosure

SEC source: 0001437749-23-023788 · rdgdoc.xml · nonDerivative · entry 1

Hollis Jeffrey Ryan · CIK 0001916507 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,590

Read SEC document
August 14, 2023 Filed Aug 15, 2023 10:20 UTC SaleCommon Stock 6,266 $36.69 $229,899.54
Disclosure

SEC source: 0001437749-23-023787 · rdgdoc.xml · nonDerivative · entry 1

Flores Shawn David · CIK 0001860799 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,203

Read SEC document
July 29, 2023 Filed Aug 8, 2023 15:56 UTC Tax withholdingCommon Stock 936 $31.07 $29,081.52
Disclosure

SEC source: 0001437749-23-022461 · rdgdoc.xml · nonDerivative · entry 1

Flores Shawn David · CIK 0001860799 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,469

F1 · shares: Represents shares of common stock withheld by the Issuer for payment of withholding tax liability incurred upon the vesting of restricted shares of common stock.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 16:50 UTC
Zell AaronDirector
GrantCommon stock 923 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019584 · rdgdoc.xml · nonDerivative · entry 1

Zell Aaron · CIK 0001977327 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 923

F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on July 5, 2024.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 16:50 UTC GrantCommon stock 923 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019583 · rdgdoc.xml · nonDerivative · entry 1

Martinez Patricia · CIK 0001979357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 923

F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on July 5, 2024.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 16:49 UTC GrantRestricted stock units · Derivative 1,476 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019582 · rdgdoc.xml · derivative · entry 1

KLEIN MELVYN N · CIK 0001209744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,476

Underlying: Common stock · 1,476 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on July 5, 2024. Vested shares will be deliveted to the reporting person following termination of service.

F2 · derivative.expiration_date: The restricted stock units will vest in full on July 5, 2024. Vested shares will be deliveted to the reporting person following termination of service.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 16:48 UTC GrantCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019581 · rdgdoc.xml · nonDerivative · entry 1

Hatcher Katherine · CIK 0001764849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,477

F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on July 5, 2024.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 16:48 UTC GrantCommon stock 923 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019580 · rdgdoc.xml · nonDerivative · entry 1

DODS WALTER A JR · CIK 0001206921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,027

F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on July 5, 2024.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 16:47 UTC Exercise / conversionRestricted stock units · Derivative 740 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019579 · rdgdoc.xml · derivative · entry 3

Davidson Phillip S · CIK 0001893761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 740

Underlying: Common stock · 740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On July 5, 2023, an aggregate 740 restricted stock units vested in full and were delivered to the reporting person as common stock.

F3 · derivative.expiration_date: On July 5, 2023, an aggregate 740 restricted stock units vested in full and were delivered to the reporting person as common stock.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 16:47 UTC GrantRestricted stock units · Derivative 923 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019579 · rdgdoc.xml · derivative · entry 2

Davidson Phillip S · CIK 0001893761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 923

Underlying: Common stock · 923 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest in full on July 5, 2024. 50% of the shares will be delivered on July 5, 2025, and 50% of the shares will be delivered on July 5, 2026.

F2 · derivative.expiration_date: The restricted stock unit will vest in full on July 5, 2024. 50% of the shares will be delivered on July 5, 2025, and 50% of the shares will be delivered on July 5, 2026.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 16:47 UTC OtherCommon stock 740 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019579 · rdgdoc.xml · nonDerivative · entry 1

Davidson Phillip S · CIK 0001893761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,261

Read SEC document
July 05, 2023 Filed Jul 7, 2023 16:47 UTC GrantCommon stock 923 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019578 · rdgdoc.xml · nonDerivative · entry 5

Clossey Timothy · CIK 0001612285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,316

F2 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on July 5, 2024.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 16:47 UTC Exercise / conversionRestricted stock units · Derivative 2,630 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019577 · rdgdoc.xml · derivative · entry 3

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common stock · 2,630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On July 5, 2023, an aggregate 2,630 restricted stock units vested in full and were delivered to the reporting person as common stock

F3 · derivative.expiration_date: On July 5, 2023, an aggregate 2,630 restricted stock units vested in full and were delivered to the reporting person as common stock

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July 05, 2023 Filed Jul 7, 2023 16:47 UTC GrantRestricted stock units · Derivative 923 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019577 · rdgdoc.xml · derivative · entry 2

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 923

Underlying: Common stock · 923 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest in full and be delivered on July 5, 2024. Vested shares will be delivered to the reporting person following termination of service.

F2 · derivative.expiration_date: The restricted stock unit will vest in full and be delivered on July 5, 2024. Vested shares will be delivered to the reporting person following termination of service.

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July 05, 2023 Filed Jul 7, 2023 16:47 UTC OtherCommon Stock 2,630 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019577 · rdgdoc.xml · nonDerivative · entry 1

CHASE ANTHONY R · CIK 0001223756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,426

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July 05, 2023 Filed Jul 7, 2023 16:46 UTC GrantRestricted stock units · Derivative 1,476 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019576 · rdgdoc.xml · derivative · entry 1

SILBERMAN ROBERT S · CIK 0001256121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,476

Underlying: Common Stock · 1,476 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on July 5, 2024. Vested shares will be delivered to the reporting person following termination of service.

F2 · derivative.expiration_date: The restricted stock units will vest in full on July 5, 2024. Vested shares will be delivered to the reporting person following termination of service.

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July 05, 2023 Filed Jul 7, 2023 16:46 UTC Exercise / conversionRestricted stock units · Derivative 740 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019575 · rdgdoc.xml · derivative · entry 5

ANASTASIO CURT · CIK 0001032097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 740

Underlying: Common stock · 740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On July 5, 2023, an aggregate 1,415 restricted stock units vested in full and were delivered to the reporting person as common stock.

F3 · derivative.expiration_date: On July 5, 2023, an aggregate 1,415 restricted stock units vested in full and were delivered to the reporting person as common stock.

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July 05, 2023 Filed Jul 7, 2023 16:46 UTC Exercise / conversionRestricted stock units · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019575 · rdgdoc.xml · derivative · entry 4

ANASTASIO CURT · CIK 0001032097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 675

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On July 5, 2023, an aggregate 1,415 restricted stock units vested in full and were delivered to the reporting person as common stock.

F3 · derivative.expiration_date: On July 5, 2023, an aggregate 1,415 restricted stock units vested in full and were delivered to the reporting person as common stock.

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July 05, 2023 Filed Jul 7, 2023 16:46 UTC GrantRestricted stock units · Derivative 923 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019575 · rdgdoc.xml · derivative · entry 3

ANASTASIO CURT · CIK 0001032097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 881

Underlying: Common Stock · 923 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on July 5, 2024. 50% of the vested shares will be delivered to the reporting person on July 5, 2024, and 50% of the vested shares will be delivered to the reporting person on July 5, 2025.

F2 · derivative.expiration_date: The restricted stock units will vest in full on July 5, 2024. 50% of the vested shares will be delivered to the reporting person on July 5, 2024, and 50% of the vested shares will be delivered to the reporting person on July 5, 2025.

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July 05, 2023 Filed Jul 7, 2023 16:46 UTC OtherCommon stock 740 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019575 · rdgdoc.xml · nonDerivative · entry 2

ANASTASIO CURT · CIK 0001032097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,324

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July 05, 2023 Filed Jul 7, 2023 16:46 UTC OtherCommon stock 675 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019575 · rdgdoc.xml · nonDerivative · entry 1

ANASTASIO CURT · CIK 0001032097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,584

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July 01, 2023 Filed Jul 7, 2023 16:47 UTC Exercise / conversionRestricted stock units · Derivative 1,431 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019578 · rdgdoc.xml · derivative · entry 9

Clossey Timothy · CIK 0001612285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,431

Underlying: Common stock · 1,431 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On July 1, 2023, an aggregate 5,891 restricted stock units vested in full and were delivered to the reporting person as common stock.

F3 · derivative.expiration_date: On July 1, 2023, an aggregate 5,891 restricted stock units vested in full and were delivered to the reporting person as common stock.

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July 01, 2023 Filed Jul 7, 2023 16:47 UTC Exercise / conversionRestricted stock units · Derivative 1,350 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019578 · rdgdoc.xml · derivative · entry 8

Clossey Timothy · CIK 0001612285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common stock · 1,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On July 1, 2023, an aggregate 5,891 restricted stock units vested in full and were delivered to the reporting person as common stock.

F3 · derivative.expiration_date: On July 1, 2023, an aggregate 5,891 restricted stock units vested in full and were delivered to the reporting person as common stock.

Read SEC document
July 01, 2023 Filed Jul 7, 2023 16:47 UTC Exercise / conversionRestricted stock units · Derivative 1,520 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019578 · rdgdoc.xml · derivative · entry 7

Clossey Timothy · CIK 0001612285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,520

Underlying: Common stock · 1,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On July 1, 2023, an aggregate 5,891 restricted stock units vested in full and were delivered to the reporting person as common stock.

F3 · derivative.expiration_date: On July 1, 2023, an aggregate 5,891 restricted stock units vested in full and were delivered to the reporting person as common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.