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Nasdaq · USD

PACB

PACIFIC BIOSCIENCES OF CALIFORNIA, INC.

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Tapewire entity
5650
SEC CIK
0001299130
Parsed reports
244

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202606
Mar 202603
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2020 Filed Dec 23, 2020 23:34 UTC SaleCommon Stock 8,514 $24.01 $204,421.14
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · nonDerivative · entry 8

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,215

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F6 · price: This sale price represents the weighted average sale price of the shares sold ranging from $23.97 to $24.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 21, 2020 Filed Dec 23, 2020 23:34 UTC SaleCommon Stock 243,544 $23.29 $5,671,409.13
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · nonDerivative · entry 7

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906,729

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $22.97 to $23.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 21, 2020 Filed Dec 23, 2020 23:34 UTC SaleCommon Stock 52,923 $22.68 $1,200,029.03
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · nonDerivative · entry 6

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,273

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $21.97 to $22.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 21, 2020 Filed Dec 23, 2020 23:34 UTC SaleCommon Stock 16,698 $21.55 $359,825.20
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · nonDerivative · entry 5

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203,196

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.97 to $21.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 21, 2020 Filed Dec 23, 2020 23:34 UTC SaleCommon Stock 13,870 $20.38 $282,642.86
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · nonDerivative · entry 4

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,894

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $19.97 to $20.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 21, 2020 Filed Dec 23, 2020 23:34 UTC Exercise / conversionCommon Stock 187,500 $2.27 $425,625.00
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · nonDerivative · entry 3

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 23:34 UTC Exercise / conversionCommon Stock 135,549 $3.01 $408,002.49
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · nonDerivative · entry 2

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 23:34 UTC Exercise / conversionCommon Stock 12,500 $10.58 $132,250.00
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · nonDerivative · entry 1

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:46 UTC SaleCommon Stock 1,492 $14.39 $21,462.42
Disclosure

SEC source: 0001209191-20-060531 · doc4.xml · nonDerivative · entry 2

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alloy Ventures

Disclosed balance after: 0

F1 · ownership.nature: Shares held of record by Alloy Ventures 2005, L.P. where the Reporting Person is a General Partner. The Reporting Person disclaims beneficial ownership of any shares held of record by this fund except to the extent of his pecuniary interest therein.

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November 23, 2020 Filed Nov 24, 2020 21:44 UTC SaleCommon Stock 251,837 $15.03 $3,785,613.78
Disclosure

SEC source: 0001209191-20-060228 · doc4.xml · nonDerivative · entry 3

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alloy Ventures

Disclosed balance after: 1,492

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $14.85 to $15.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, Alloy Ventures 2005, L.P. will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Shares held of record by Alloy Ventures 2005, L.P. where the Reporting Person is a General Partner. The Reporting Person disclaims beneficial ownership of any shares held of record by this fund except to the extent of his pecuniary interest therein.

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November 20, 2020 Filed Nov 24, 2020 21:44 UTC SaleCommon Stock 147,799 $15.11 $2,233,538.49
Disclosure

SEC source: 0001209191-20-060228 · doc4.xml · nonDerivative · entry 2

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alloy Ventures

Disclosed balance after: 253,329

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $15.05 to $15.245 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, Alloy Ventures 2005, L.P. will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Shares held of record by Alloy Ventures 2005, L.P. where the Reporting Person is a General Partner. The Reporting Person disclaims beneficial ownership of any shares held of record by this fund except to the extent of his pecuniary interest therein.

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November 19, 2020 Filed Nov 20, 2020 22:16 UTC SaleCommon Stock 2,201 $15.55 $34,225.55
Disclosure

SEC source: 0001209191-20-059707 · doc4.xml · nonDerivative · entry 3

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alloy Ventures

Disclosed balance after: 401,128

F2 · ownership.nature: Shares held of record by Alloy Ventures 2005, L.P. where the Reporting Person is a General Partner. The Reporting Person disclaims beneficial ownership of any shares held of record by this fund except to the extent of his pecuniary interest therein.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 22:16 UTC SaleCommon Stock 38,381 $15.71 $603,003.89
Disclosure

SEC source: 0001209191-20-059707 · doc4.xml · nonDerivative · entry 2

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alloy Ventures

Disclosed balance after: 403,329

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $15.55 to $16.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, Alloy Ventures 2005, L.P. will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Shares held of record by Alloy Ventures 2005, L.P. where the Reporting Person is a General Partner. The Reporting Person disclaims beneficial ownership of any shares held of record by this fund except to the extent of his pecuniary interest therein.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:05 UTC SaleCommon Stock 42,488 $15.90 $675,346.76
Disclosure

SEC source: 0001209191-20-059042 · doc4.xml · nonDerivative · entry 2

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alloy Ventures

Disclosed balance after: 441,710

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $15.80 to $16.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, Alloy Ventures 2005, L.P. will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Shares held of record by Alloy Ventures 2005, L.P. where the Reporting Person is a General Partner. The Reporting Person disclaims beneficial ownership of any shares held of record by this fund except to the extent of his pecuniary interest therein.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 22:17 UTC SaleCommon Stock 200,000 $16.73 $3,345,800.00
Disclosure

SEC source: 0001209191-20-058337 · doc4.xml · nonDerivative · entry 4

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alloy Ventures

Disclosed balance after: 484,198

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $16.56 to $17.005 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, Alloy Ventures 2005, L.P. will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: Shares held of record by Alloy Ventures 2005, L.P. where the Reporting Person is a General Partner. The Reporting Person disclaims beneficial ownership of any shares held of record by this fund except to the extent of his pecuniary interest therein.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 22:17 UTC SaleCommon Stock 250,000 $16.46 $4,116,000.00
Disclosure

SEC source: 0001209191-20-058337 · doc4.xml · nonDerivative · entry 3

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alloy Ventures

Disclosed balance after: 684,198

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $16.34 to $16.86 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, Alloy Ventures 2005, L.P. will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: Shares held of record by Alloy Ventures 2005, L.P. where the Reporting Person is a General Partner. The Reporting Person disclaims beneficial ownership of any shares held of record by this fund except to the extent of his pecuniary interest therein.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 22:17 UTC SaleCommon Stock 195,652 $14.25 $2,788,041.00
Disclosure

SEC source: 0001209191-20-058337 · doc4.xml · nonDerivative · entry 2

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,215

F1 · kind: The Reporting Person sold the shares pursuant to the Issuer's Registration Statement on Form S-3, as filed with the Securities and Exchange Commission on November 10, 2020.

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November 10, 2020 Filed Nov 13, 2020 22:17 UTC SaleCommon Stock 1,304,348 $14.25 $18,586,959.00
Disclosure

SEC source: 0001209191-20-058337 · doc4.xml · nonDerivative · entry 1

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,093,867

F1 · kind: The Reporting Person sold the shares pursuant to the Issuer's Registration Statement on Form S-3, as filed with the Securities and Exchange Commission on November 10, 2020.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 20:11 UTC
MILLIGAN JOHN FDirector · Chairman
GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $14.34 $0.00
Disclosure

SEC source: 0001209191-20-055259 · doc4.xml · derivative · entry 1

MILLIGAN JOHN F · CIK 0001191589 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2030-10-15

F1 · derivative.exercise_date: 1/3 of the shares subject to the option will vest on the one year anniversary of the date of grant, and the balance of shares will vest monthly thereafter over the next two years, provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:14 UTC
Kim Susan G.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 400,000 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-20-052446 · doc4.xml · derivative · entry 2

Kim Susan G. · CIK 0001825421 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2030-09-28

F2 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on the one year anniversary of the date of grant, and the balance of shares will vest monthly thereafter over the next three years, provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:14 UTC
Kim Susan G.Chief Financial Officer
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052446 · doc4.xml · nonDerivative · entry 1

Kim Susan G. · CIK 0001825421 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on September 28 of each of 2021, 2022, 2023, and 2024, provided that the Reporting Person continues to serve through each vesting date.

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September 15, 2020 Filed Sep 17, 2020 20:07 UTC
HENRY CHRISTIAN ODirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 1,500,000 $0.00 Strike: $7.32 $0.00
Disclosure

SEC source: 0001209191-20-050870 · doc4.xml · derivative · entry 2

HENRY CHRISTIAN O · CIK 0001263805 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 1,500,000 shares

Expires 2030-09-15

F2 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on the one year anniversary of the date of grant, and the balance of shares will vest monthly thereafter over the next three years, provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:07 UTC
HENRY CHRISTIAN ODirector · Chief Executive Officer
GrantCommon Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050870 · doc4.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on September 15 of each of 2021, 2022, 2023, and 2024, provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 21:08 UTC
Hunkapiller MichaelDirector · CEO & President
SaleCommon Stock 228,632 $6.44 $1,472,618.71
Disclosure

SEC source: 0001209191-20-048411 · doc4.xml · nonDerivative · entry 3

Hunkapiller Michael · CIK 0001317102 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alloy Ventures

Disclosed balance after: 934,198

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $6.315 to $6.72 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: Shares held by Alloy Ventures 2005, L.P.

F3 · ownership.nature: These are funds affiliated with Alloy Ventures ("Alloy") where the Reporting Person is a General Partner of Alloy Ventures 2005, L.P. The Reporting Person disclaims beneficial ownership of any shares held of record by these funds affiliated with Alloy except to the extent of his pecuniary interest therein.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:29 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.61 $0.00
Disclosure

SEC source: 0001209191-20-048447 · doc4.xml · derivative · entry 8

MILLIGAN JOHN F · CIK 0001191589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2028-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option were fully vested and exercisable.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:29 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001209191-20-048447 · doc4.xml · derivative · entry 7

MILLIGAN JOHN F · CIK 0001191589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2027-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option were fully vested and exercisable.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:29 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001209191-20-048447 · doc4.xml · derivative · entry 6

MILLIGAN JOHN F · CIK 0001191589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option were fully vested and exercisable.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:29 UTC Exercise / conversionStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001209191-20-048447 · doc4.xml · derivative · entry 5

MILLIGAN JOHN F · CIK 0001191589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2023-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option were fully vested and exercisable.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:29 UTC Exercise / conversionCommon Stock 25,000 $2.61 $65,250.00
Disclosure

SEC source: 0001209191-20-048447 · doc4.xml · nonDerivative · entry 4

MILLIGAN JOHN F · CIK 0001191589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:29 UTC Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0001209191-20-048447 · doc4.xml · nonDerivative · entry 3

MILLIGAN JOHN F · CIK 0001191589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:29 UTC Exercise / conversionCommon Stock 25,000 $4.45 $111,250.00
Disclosure

SEC source: 0001209191-20-048447 · doc4.xml · nonDerivative · entry 2

MILLIGAN JOHN F · CIK 0001191589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:29 UTC Exercise / conversionCommon Stock 35,000 $2.67 $93,450.00
Disclosure

SEC source: 0001209191-20-048447 · doc4.xml · nonDerivative · entry 1

MILLIGAN JOHN F · CIK 0001191589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 21:08 UTC
Hunkapiller MichaelDirector · CEO & President
SaleCommon Stock 259,164 $6.63 $1,719,475.39
Disclosure

SEC source: 0001209191-20-048411 · doc4.xml · nonDerivative · entry 2

Hunkapiller Michael · CIK 0001317102 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alloy Ventures

Disclosed balance after: 1,162,830

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $6.55 to $6.695 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Consists of (i) 934,198 shares held by Alloy Ventures 2005, L.P., (ii) 222,622 shares held by Alloy Ventures 2002, L.P., and (iii) 6,010 shares held by Alloy Partners 2002, L.P.

F3 · ownership.nature: These are funds affiliated with Alloy Ventures ("Alloy") where the Reporting Person is a General Partner of Alloy Ventures 2005, L.P. The Reporting Person disclaims beneficial ownership of any shares held of record by these funds affiliated with Alloy except to the extent of his pecuniary interest therein.

Read SEC document
August 21, 2020 Filed Aug 24, 2020 22:04 UTC
Hunkapiller MichaelDirector · CEO & President
SaleCommon Stock 189,847 $6.57 $1,246,915.10
Disclosure

SEC source: 0001209191-20-048131 · doc4.xml · nonDerivative · entry 3

Hunkapiller Michael · CIK 0001317102 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alloy Ventures

Disclosed balance after: 1,421,994

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $6.55 to $6.665 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: Consists of (i) 934,198 shares held by Alloy Ventures 2005, L.P., (ii) 474,973 shares held by Alloy Ventures 2002, L.P., and (iii) 12,823 shares held by Alloy Partners 2002, L.P.

F3 · ownership.nature: These are funds affiliated with Alloy Ventures ("Alloy") where the Reporting Person is a General Partner. The Reporting Person disclaims beneficial ownership of any shares held of record by these funds affiliated with Alloy except to the extent of his pecuniary interest therein.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 22:04 UTC
Hunkapiller MichaelDirector · CEO & President
SaleCommon Stock 256,554 $6.47 $1,659,801.76
Disclosure

SEC source: 0001209191-20-048131 · doc4.xml · nonDerivative · entry 2

Hunkapiller Michael · CIK 0001317102 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alloy Ventures

Disclosed balance after: 1,611,841

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $6.415 to $6.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Consists of (i) 934,198 shares held by Alloy Ventures 2005, L.P., (ii) 659,829 shares held by Alloy Ventures 2002, L.P., and (iii) 17,814 shares held by Alloy Partners 2002, L.P.

F3 · ownership.nature: These are funds affiliated with Alloy Ventures ("Alloy") where the Reporting Person is a General Partner. The Reporting Person disclaims beneficial ownership of any shares held of record by these funds affiliated with Alloy except to the extent of his pecuniary interest therein.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 18:48 UTC
Shapiro LucyDirector
GrantStock Option (right to buy) · Derivative 97,785 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001209191-20-045574 · doc4.xml · derivative · entry 1

Shapiro Lucy · CIK 0001435944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,785

Underlying: Common Stock · 97,785 shares

Expires 2030-08-04

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, or if earlier, on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to serve as a director through each vesting date.

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August 04, 2020 Filed Aug 6, 2020 22:47 UTC GrantStock Option (right to buy) · Derivative 97,785 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001209191-20-045573 · doc4.xml · derivative · entry 1

ORDONEZ KATHY · CIK 0001222643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,785

Underlying: Common Stock · 97,785 shares

Expires 2030-08-04

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, or if earlier, on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to serve as a director through each vesting date.

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August 04, 2020 Filed Aug 6, 2020 22:46 UTC GrantStock Option (right to buy) · Derivative 97,785 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001209191-20-045572 · doc4.xml · derivative · entry 1

MOHR MARSHALL · CIK 0001252986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,785

Underlying: Common Stock · 97,785 shares

Expires 2030-08-04

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, or if earlier, on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to serve as a director through each vesting date.

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August 04, 2020 Filed Aug 6, 2020 22:46 UTC GrantStock Option (right to buy) · Derivative 97,785 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001209191-20-045571 · doc4.xml · derivative · entry 1

MILLIGAN JOHN F · CIK 0001191589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,785

Underlying: Common Stock · 97,785 shares

Expires 2030-08-04

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, or if earlier, on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to serve as a director through each vesting date.

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August 04, 2020 Filed Aug 6, 2020 22:45 UTC GrantStock Option (right to buy) · Derivative 97,785 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001209191-20-045570 · doc4.xml · derivative · entry 1

LIVINGSTON RANDALL S · CIK 0001235118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,785

Underlying: Common Stock · 97,785 shares

Expires 2030-08-04

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, or if earlier, on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to serve as a director through each vesting date.

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August 04, 2020 Filed Aug 6, 2020 22:43 UTC
HENRY CHRISTIAN ODirector · Chairman
GrantStock Option (right to buy) · Derivative 97,785 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001209191-20-045569 · doc4.xml · derivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,785

Underlying: Common Stock · 97,785 shares

Expires 2030-08-04

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, or if earlier, on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to serve as a director through each vesting date.

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August 04, 2020 Filed Aug 6, 2020 22:43 UTC GrantStock Option (right to buy) · Derivative 97,785 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001209191-20-045568 · doc4.xml · derivative · entry 1

Ericson William W. · CIK 0001503381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,785

Underlying: Common Stock · 97,785 shares

Expires 2030-08-04

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, or if earlier, on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to serve as a director through each vesting date.

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August 04, 2020 Filed Aug 6, 2020 22:42 UTC GrantStock Option (right to buy) · Derivative 97,785 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001209191-20-045567 · doc4.xml · derivative · entry 1

Botstein David · CIK 0001554630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,785

Underlying: Common Stock · 97,785 shares

Expires 2030-08-04

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one year period, or if earlier, on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to serve as a director through each vesting date.

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March 24, 2020 Filed Mar 24, 2020 22:12 UTC
Phillips James MichaelSVP, Research & Development
SaleCommon Stock 2,760 $3.05 $8,420.76
Disclosure

SEC source: 0001209191-20-020995 · doc4.xml · nonDerivative · entry 1

Phillips James Michael · CIK 0001504238 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,220

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

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March 16, 2020 Filed Mar 16, 2020 21:00 UTC
Hunkapiller MichaelDirector · CEO & President
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019302 · doc4.xml · nonDerivative · entry 2

Hunkapiller Michael · CIK 0001317102 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,623,215

F2 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in two (2) equal annual installments on March 16 of each of 2021 and 2022, provided that the Reporting Person continues to serve through each vesting date.

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March 16, 2020 Filed Mar 16, 2020 21:00 UTC
Hunkapiller MichaelDirector · CEO & President
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019302 · doc4.xml · nonDerivative · entry 1

Hunkapiller Michael · CIK 0001317102 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,548,215

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in four (4) equal annual installments on March 16 of each of 2021, 2022, 2023, and 2024, provided that the Reporting Person continues to serve through each vesting date.

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March 16, 2020 Filed Mar 16, 2020 21:08 UTC
HENRY CHRISTIAN ODirector · Chairman
GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001209191-20-019320 · doc4.xml · derivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2030-03-16

F1 · derivative.exercise_date: 1/3 of the shares subject to the option will vest on the one year anniversary of the date of grant, and the balance of shares will vest monthly thereafter over the next two years, provided that the Reporting Person continues to serve as a director through each vesting date.

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February 20, 2020 Filed Feb 24, 2020 22:55 UTC
Phillips James MichaelSVP, Research & Development
SaleCommon Stock 5,050 $4.48 $22,624.00
Disclosure

SEC source: 0001209191-20-012147 · doc4.xml · nonDerivative · entry 1

Phillips James Michael · CIK 0001504238 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,980

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $4.48 to $4.485 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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February 20, 2020 Filed Feb 24, 2020 21:15 UTC
Hunkapiller MichaelDirector · Chairman, CEO & President
SaleCommon Stock 166,575 $4.50 $749,754.08
Disclosure

SEC source: 0001209191-20-011951 · doc4.xml · nonDerivative · entry 2

Hunkapiller Michael · CIK 0001317102 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alloy Ventures

Disclosed balance after: 1,868,395

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $4.48 to $4.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Consists of (i) 934,198 shares held by Alloy Ventures 2005, L.P., (ii) 909,638 shares held by Alloy Ventures 2002, L.P., and (iii) 24,559 shares held by Alloy Partners 2002, L.P.

F3 · ownership.nature: These are funds affiliated with Alloy Ventures ("Alloy") where the Reporting Person is a General Partner. The Reporting Person disclaims beneficial ownership of any shares held of record by these funds affiliated with Alloy except to the extent of his pecuniary interest therein.

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February 19, 2020 Filed Feb 20, 2020 22:33 UTC
Hunkapiller MichaelDirector · Chairman, CEO & President
SaleCommon Stock 76,281 $4.49 $342,349.13
Disclosure

SEC source: 0001209191-20-011219 · doc4.xml · nonDerivative · entry 3

Hunkapiller Michael · CIK 0001317102 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alloy Ventures

Disclosed balance after: 2,034,970

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $4.48 to $4.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Consists of (i) 1,017,486 shares held by Alloy Ventures 2005, L.P., (ii) 990,736 shares held by Alloy Ventures 2002, L.P., and (iii) 26,748 shares held by Alloy Partners 2002, L.P.

F2 · ownership.nature: These are funds affiliated with Alloy Ventures ("Alloy") where the Reporting Person is a General Partner. The Reporting Person disclaims beneficial ownership of any shares held of record by these funds affiliated with Alloy except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.