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Nasdaq · USD

PACB

PACIFIC BIOSCIENCES OF CALIFORNIA, INC.

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Tapewire entity
5650
SEC CIK
0001299130
Parsed reports
244

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202606
Mar 202603
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2021 Filed Feb 18, 2021 02:15 UTC SaleCommon Stock 154,858 $49.61 $7,682,195.66
Disclosure

SEC source: 0001299130-21-000051 · certent-form4.xml · nonDerivative · entry 7

Botstein David · CIK 0001554630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,142

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $48.00 to $48.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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February 12, 2021 Filed Feb 18, 2021 02:15 UTC Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0001299130-21-000051 · certent-form4.xml · nonDerivative · entry 6

Botstein David · CIK 0001554630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 02:15 UTC Exercise / conversionCommon Stock 25,000 $8.98 $224,500.00
Disclosure

SEC source: 0001299130-21-000051 · certent-form4.xml · nonDerivative · entry 5

Botstein David · CIK 0001554630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 02:15 UTC Exercise / conversionCommon Stock 25,000 $5.79 $144,750.00
Disclosure

SEC source: 0001299130-21-000051 · certent-form4.xml · nonDerivative · entry 4

Botstein David · CIK 0001554630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 02:15 UTC Exercise / conversionCommon Stock 25,000 $4.45 $111,250.00
Disclosure

SEC source: 0001299130-21-000051 · certent-form4.xml · nonDerivative · entry 3

Botstein David · CIK 0001554630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 02:15 UTC Exercise / conversionCommon Stock 25,000 $2.54 $63,500.00
Disclosure

SEC source: 0001299130-21-000051 · certent-form4.xml · nonDerivative · entry 2

Botstein David · CIK 0001554630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 02:15 UTC Exercise / conversionCommon Stock 35,000 $1.93 $67,550.00
Disclosure

SEC source: 0001299130-21-000051 · certent-form4.xml · nonDerivative · entry 1

Botstein David · CIK 0001554630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Apr 14, 2022 01:26 UTC OtherCommon Stock 68 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-014756 · doc4.xml · nonDerivative · entry 2

Ericson William W. · CIK 0001503381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68

F1 · kind: Distribution in kind from MDV VII Leaders' Fund, L.P. and MDV VII, L.P. without consideration to their partners.

F1 · price: Distribution in kind from MDV VII Leaders' Fund, L.P. and MDV VII, L.P. without consideration to their partners.

F4 · ownership.direct: Shares are directly held by William Ericson, and were received pursuant to the in-kind distribution without consideration by MDV VII Leaders' Fund, L.P. and MDV VII, L.P. to their partners.

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February 12, 2021 Filed Apr 14, 2022 01:26 UTC OtherCommon Stock 750,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-014756 · doc4.xml · nonDerivative · entry 1

Ericson William W. · CIK 0001503381 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · MDV VII LP, nom for MDV VII LP, MDV VII Leaders' Fund LP, MDV ENF VII (A) LP, and MDV ENF VII (B) LP

Disclosed balance after: 4,848,397

F1 · kind: Distribution in kind from MDV VII Leaders' Fund, L.P. and MDV VII, L.P. without consideration to their partners.

F1 · price: Distribution in kind from MDV VII Leaders' Fund, L.P. and MDV VII, L.P. without consideration to their partners.

F2 · balance_after: These shares were inadvertently omitted as a holding on a Form 4 filed on June 21, 2021.

F3 · ownership.nature: Seventh MDV Partners, L.L.C. is the general partner of (i) MDV VII, L.P., as nominee for MDV VII, L.P., MDV VII Leaders' Fund, L.P., MDV ENF VII(A), L.P, and MDV ENF VII(B), L.P., (ii) MDV VII, L.P., (iii) MDV ENF VII(A), L.P., (iv) MDV ENF VII(B), L.P. and (v) MDV VII Leaders' Fund, L.P. (the "MDV VII Funds") and has sole voting and investment power over the shares. William Ericson is a Managing director with Mohr Davidow Ventures, but is not a Managing Member of Seventh MDV Partners, LLC, however he may be deemed to indirectly beneficially own the shares affiliated with the MDV VII Funds. Mr. Ericson disclaims beneficial ownership of the shares held by the MDV VII Funds except to the extent of any pecuniary interest therein.

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January 25, 2021 Filed Jan 27, 2021 22:07 UTC Exercise / conversionStock Option (right to buy) · Derivative 125,406 $0.00 Strike: $6.14 $0.00
Disclosure

SEC source: 0001209191-21-005716 · doc4.xml · derivative · entry 6

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,500

Underlying: Common Stock · 125,406 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:07 UTC SaleCommon Stock 4,916 $37.77 $185,657.66
Disclosure

SEC source: 0001209191-21-005716 · doc4.xml · nonDerivative · entry 5

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,405

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $37.63 to $38.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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January 25, 2021 Filed Jan 27, 2021 22:07 UTC SaleCommon Stock 32,082 $37.17 $1,192,359.61
Disclosure

SEC source: 0001209191-21-005716 · doc4.xml · nonDerivative · entry 4

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,321

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $36.62 to $37.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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January 25, 2021 Filed Jan 27, 2021 22:07 UTC SaleCommon Stock 83,241 $36.01 $2,997,175.45
Disclosure

SEC source: 0001209191-21-005716 · doc4.xml · nonDerivative · entry 3

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,403

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $35.62 to $36.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:07 UTC SaleCommon Stock 5,167 $35.17 $181,707.89
Disclosure

SEC source: 0001209191-21-005716 · doc4.xml · nonDerivative · entry 2

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,644

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $34.61 to $35.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:07 UTC Exercise / conversionCommon Stock 125,406 $6.14 $769,992.84
Disclosure

SEC source: 0001209191-21-005716 · doc4.xml · nonDerivative · entry 1

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2021 Filed Jan 23, 2021 02:49 UTC Exercise / conversionStock Option (right to buy) · Derivative 150,857 $0.00 Strike: $6.14 $0.00
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · derivative · entry 22

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,906

Underlying: Common Stock · 150,857 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
January 22, 2021 Filed Jan 23, 2021 02:49 UTC SaleCommon Stock 35,315 $37.52 $1,325,054.12
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 18

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,405

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F16 · price: This sale price represents the weighted average sale price of the shares sold ranging from $37.35 to $37.76 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 22, 2021 Filed Jan 23, 2021 02:49 UTC SaleCommon Stock 70,377 $36.95 $2,600,289.40
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 17

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 883,720

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F15 · price: This sale price represents the weighted average sale price of the shares sold ranging from $36.35 to $37.34 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 22, 2021 Filed Jan 23, 2021 02:49 UTC SaleCommon Stock 45,165 $35.92 $1,622,146.14
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 16

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954,097

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F14 · price: This sale price represents the weighted average sale price of the shares sold ranging from $35.35 to $36.34 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 22, 2021 Filed Jan 23, 2021 02:49 UTC Exercise / conversionCommon Stock 150,857 $6.14 $926,261.98
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 15

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 999,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Jan 23, 2021 02:49 UTC Exercise / conversionStock Option (right to buy) · Derivative 56,237 $0.00 Strike: $6.14 $0.00
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · derivative · entry 21

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,763

Underlying: Common Stock · 56,237 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
January 21, 2021 Filed Jan 23, 2021 02:49 UTC Exercise / conversionStock Option (right to buy) · Derivative 152,474 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · derivative · entry 20

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 152,474 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
January 21, 2021 Filed Jan 23, 2021 02:49 UTC SaleCommon Stock 25,993 $37.13 $965,068.10
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 14

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,405

F11 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F13 · price: This sale price represents the weighted average sale price of the shares sold ranging from $36.69 to $37.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 21, 2021 Filed Jan 23, 2021 02:49 UTC SaleCommon Stock 23,817 $36.30 $864,628.55
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 13

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,398

F11 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F12 · price: This sale price represents the weighted average sale price of the shares sold ranging from $35.69 to $36.68 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 21, 2021 Filed Jan 23, 2021 02:49 UTC SaleCommon Stock 3,656 $39.09 $142,894.76
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 12

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,215

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F10 · price: This sale price represents the weighted average sale price of the shares sold ranging from $39.02 to $39.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 21, 2021 Filed Jan 23, 2021 02:49 UTC SaleCommon Stock 700 $38.06 $26,638.50
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 11

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,871

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F9 · price: This sale price represents the weighted average sale price of the shares sold ranging from $37.85 to $38.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 21, 2021 Filed Jan 23, 2021 02:49 UTC SaleCommon Stock 61,834 $37.18 $2,298,988.12
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 10

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,571

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F8 · price: This sale price represents the weighted average sale price of the shares sold ranging from $36.85 to $37.83 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 21, 2021 Filed Jan 23, 2021 02:49 UTC SaleCommon Stock 113,472 $36.39 $4,129,473.02
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 9

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,405

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F7 · price: This sale price represents the weighted average sale price of the shares sold ranging from $35.85 to $36.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 21, 2021 Filed Jan 23, 2021 02:49 UTC SaleCommon Stock 29,049 $35.44 $1,029,380.36
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 8

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,877

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F6 · price: This sale price represents the weighted average sale price of the shares sold ranging from $34.85 to $35.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 21, 2021 Filed Jan 23, 2021 02:49 UTC Exercise / conversionCommon Stock 56,237 $6.14 $345,295.18
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 7

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Jan 23, 2021 02:49 UTC Exercise / conversionCommon Stock 152,474 $2.27 $346,115.98
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 6

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2021 Filed Jan 23, 2021 02:49 UTC Exercise / conversionStock Option (right to buy) · Derivative 215,026 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · derivative · entry 19

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,474

Underlying: Common Stock · 215,026 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
January 20, 2021 Filed Jan 23, 2021 02:49 UTC SaleCommon Stock 5,949 $41.41 $246,318.35
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 5

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,215

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $41.20 to $41.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 20, 2021 Filed Jan 23, 2021 02:49 UTC SaleCommon Stock 24,032 $40.69 $977,862.08
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 4

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,164

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $40.20 to $41.19 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 20, 2021 Filed Jan 23, 2021 02:49 UTC SaleCommon Stock 43,846 $39.35 $1,725,120.87
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 3

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928,196

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $39.09 to $39.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 20, 2021 Filed Jan 23, 2021 02:49 UTC SaleCommon Stock 141,199 $38.79 $5,476,968.01
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 2

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,042

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $38.09 to $39.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 20, 2021 Filed Jan 23, 2021 02:49 UTC Exercise / conversionCommon Stock 215,026 $2.27 $488,109.02
Disclosure

SEC source: 0001299130-21-000032 · certent-form4.xml · nonDerivative · entry 1

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 23:14 UTC
Van Oene MarkChief Operating Officer
GrantStock Option (right to buy) · Derivative 750,000 $0.00 Strike: $36.70 $0.00
Disclosure

SEC source: 0001299130-21-000024 · certent-form4.xml · derivative · entry 2

Van Oene Mark · CIK 0001707477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2031-01-08

F2 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on the one year anniversary of the date of grant, and the balance of shares will vest monthly thereafter over the next three years, provided that the Reporting Person continues to serve through each vesting date.

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January 08, 2021 Filed Jan 12, 2021 23:14 UTC
Van Oene MarkChief Operating Officer
GrantCommon Stock 335,000 $0.00 $0.00
Disclosure

SEC source: 0001299130-21-000024 · certent-form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,000

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on January 8 of each of 2022, 2023, 2024, and 2025, provided that the Reporting Person continues to serve through each vesting date.

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January 08, 2021 Filed Jan 12, 2021 23:17 UTC
Fromen PeterChief Commercial Officer
GrantStock Option (right to buy) · Derivative 320,000 $0.00 Strike: $36.70 $0.00
Disclosure

SEC source: 0001299130-21-000026 · certent-form4.xml · derivative · entry 2

Fromen Peter · CIK 0001838928 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,000

Underlying: Common Stock · 320,000 shares

Expires 2031-01-08

F2 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on the one year anniversary of the date of grant, and the balance of shares will vest monthly thereafter over the next three years, provided that the Reporting Person continues to serve through each vesting date.

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January 08, 2021 Filed Jan 12, 2021 23:17 UTC
Fromen PeterChief Commercial Officer
GrantCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001299130-21-000026 · certent-form4.xml · nonDerivative · entry 1

Fromen Peter · CIK 0001838928 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on January 8 of each of 2022, 2023, 2024, and 2025, provided that the Reporting Person continues to serve through each vesting date.

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December 22, 2020 Filed Dec 23, 2020 23:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 364,451 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · derivative · entry 17

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 364,451 shares

Expires 2022-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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December 22, 2020 Filed Dec 23, 2020 23:34 UTC SaleCommon Stock 37,555 $26.91 $1,010,529.94
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · nonDerivative · entry 13

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,215

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F10 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.825 to $27.11 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 22, 2020 Filed Dec 23, 2020 23:34 UTC SaleCommon Stock 90,459 $26.34 $2,382,328.22
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · nonDerivative · entry 12

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935,770

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F9 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.83 to $26.82 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 22, 2020 Filed Dec 23, 2020 23:34 UTC SaleCommon Stock 172,242 $25.41 $4,377,013.70
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · nonDerivative · entry 11

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026,229

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F8 · price: This sale price represents the weighted average sale price of the shares sold ranging from $24.83 to $25.82 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 22, 2020 Filed Dec 23, 2020 23:34 UTC SaleCommon Stock 64,195 $24.39 $1,565,844.44
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · nonDerivative · entry 10

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198,471

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.

F7 · price: This sale price represents the weighted average sale price of the shares sold ranging from $23.83 to $24.82 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 22, 2020 Filed Dec 23, 2020 23:34 UTC Exercise / conversionCommon Stock 364,451 $3.01 $1,096,997.51
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · nonDerivative · entry 9

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,262,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 21, 2020 Filed Dec 23, 2020 23:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 135,549 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · derivative · entry 16

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,451

Underlying: Common Stock · 135,549 shares

Expires 2022-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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December 21, 2020 Filed Dec 23, 2020 23:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 187,500 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · derivative · entry 15

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,500

Underlying: Common Stock · 187,500 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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December 21, 2020 Filed Dec 23, 2020 23:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $10.58 $0.00
Disclosure

SEC source: 0001209191-20-065086 · doc4.xml · derivative · entry 14

Hunkapiller Michael · CIK 0001317102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.