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PACB

PACIFIC BIOSCIENCES OF CALIFORNIA, INC.

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Tapewire entity
5650
SEC CIK
0001299130
Parsed reports
244

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202606
Mar 202603
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2024 Filed Feb 21, 2024 23:17 UTC
Kim Susan G.See Remarks
SaleCommon Stock 831 $5.26 $4,371.89
Disclosure

SEC source: 0001299130-24-000025 · wk-form4_1708557415.xml · nonDerivative · entry 2

Kim Susan G. · CIK 0001825421 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,758

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $5.09 to $5.76 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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February 20, 2024 Filed Feb 21, 2024 23:14 UTC SaleCommon Stock 1,979 $5.26 $10,411.52
Disclosure

SEC source: 0001299130-24-000023 · wk-form4_1708557177.xml · nonDerivative · entry 2

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,005,078

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $5.09 to $5.76 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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February 16, 2024 Filed Feb 21, 2024 18:07 UTC
Farmer MicheleSee Remarks
SaleCommon Stock 7,562 $5.96 $45,054.40
Disclosure

SEC source: 0001299130-24-000021 · wk-form4_1708556827.xml · nonDerivative · entry 1

Farmer Michele · CIK 0001860876 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,164

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $5.69 to $6.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 1,149 shares purchased on September 1, 2023 under the Company's 2010 Employee Stock Purchase Plan.

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February 16, 2024 Filed Feb 21, 2024 23:25 UTC
Van Oene MarkSee Remarks
SaleCommon Stock 33,560 $5.96 $199,950.48
Disclosure

SEC source: 0001299130-24-000029 · wk-form4_1708557897.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 876,611

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $5.69 to $6.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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February 16, 2024 Filed Feb 21, 2024 23:20 UTC
Eidel JeffSee Remarks
SaleCommon Stock 15,498 $5.96 $92,337.08
Disclosure

SEC source: 0001299130-24-000027 · wk-form4_1708557646.xml · nonDerivative · entry 1

Eidel Jeff · CIK 0001942024 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,824

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $5.69 to $6.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 2,656 shares purchased on September 1, 2023 under the Company's 2010 Employee Stock Purchase Plan.

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February 16, 2024 Filed Feb 21, 2024 23:17 UTC
Kim Susan G.See Remarks
SaleCommon Stock 22,496 $5.96 $134,031.17
Disclosure

SEC source: 0001299130-24-000025 · wk-form4_1708557415.xml · nonDerivative · entry 1

Kim Susan G. · CIK 0001825421 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,589

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $5.69 to $6.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 23:14 UTC SaleCommon Stock 79,038 $5.96 $470,908.40
Disclosure

SEC source: 0001299130-24-000023 · wk-form4_1708557177.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,007,057

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $5.69 to $6.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 09, 2024 Filed Jan 10, 2024 22:44 UTC
Van Oene MarkSee Remarks
SaleCommon Stock 31,012 $7.77 $241,056.28
Disclosure

SEC source: 0001299130-24-000008 · wk-form4_1704926655.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 910,171

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $7.54 to $8.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 1,414 shares purchased on September 1, 2023 under the Company's 2010 Employee Stock Purchase Plan.

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December 14, 2023 Filed Dec 15, 2023 21:35 UTC SaleCommon Stock 20,000 $10.00 $200,000.00
Disclosure

SEC source: 0001299130-23-000145 · wk-form4_1702676106.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,086,095

F1 · shares: The sale was made pursuant to a 10b5-1 plan, as adopted on May 18, 2023.

Read SEC document
October 13, 2023 Filed Oct 16, 2023 12:15 UTC GrantStock Option (right to buy) · Derivative 86,954 $0.00 Strike: $7.98 $0.00
Disclosure

SEC source: 0001299130-23-000124 · wk-form4_1697458523.xml · derivative · entry 1

Meline David W · CIK 0001444612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,954

Underlying: Common Stock · 86,954 shares

Expires 2033-10-13

F1 · derivative.exercise_date: Mr. Meline was elected to the Board of Directors on October 13, 2023. One-third of the shares subject to the option will vest on the one year anniversary of Mr. Meline joining the Board, and the remainder will vest in equal monthly installments thereafter for 24 months on the same date of the month as his initial start date, provided he continues to serve as a director through each vesting date.

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September 29, 2023 Filed Sep 29, 2023 22:47 UTC
Kim Susan G.See Remarks
SaleCommon Stock 19,257 $8.44 $162,471.31
Disclosure

SEC source: 0001299130-23-000117 · wf-form4_169602763681560.xml · nonDerivative · entry 1

Kim Susan G. · CIK 0001825421 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,085

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $8.39 to $8.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 1,837 shares purchased on September 1, 2023 under the Company's 2010 Employee Stock Purchase Plan.

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September 18, 2023 Filed Sep 19, 2023 20:32 UTC SaleCommon Stock 96,844 $10.12 $980,254.97
Disclosure

SEC source: 0001299130-23-000115 · wf-form4_169515550150177.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,106,095

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $10.01 to $10.34 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 20:42 UTC SaleCommon Stock 10,000 $10.45 $104,520.00
Disclosure

SEC source: 0001299130-23-000113 · wf-form4_169455131313168.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,202,939

F1 · shares: The sale was made pursuant to a 10b5-1 plan, as adopted on May 18, 2023.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $10.33 to $10.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 17, 2023 Filed Aug 18, 2023 20:44 UTC SaleCommon Stock 10,000 $10.50 $105,000.00
Disclosure

SEC source: 0001299130-23-000111 · wf-form4_169239144206224.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,212,939

F1 · shares: The sale was made pursuant to a 10b5-1 plan, as adopted on May 18, 2023.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $10.39 to $10.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 20:36 UTC
Eidel JeffSee Remarks
SaleCommon Stock 25,936 $10.60 $274,843.79
Disclosure

SEC source: 0001299130-23-000109 · wf-form4_169239096419083.xml · nonDerivative · entry 1

Eidel Jeff · CIK 0001942024 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,666

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $10.51 to $10.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:26 UTC
Van Oene MarkSee Remarks
SaleCommon Stock 26,102 $11.00 $287,122.00
Disclosure

SEC source: 0001299130-23-000107 · wf-form4_169239035719451.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 939,769

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $10.91 to $11.16 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:56 UTC GrantStock Option (right to buy) · Derivative 25,775 $0.00 Strike: $11.94 $0.00
Disclosure

SEC source: 0001299130-23-000082 · wf-form4_168513453246545.xml · derivative · entry 1

Valantine Hannah · CIK 0001855608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,775

Underlying: Common Stock · 25,775 shares

Expires 2033-05-24

F1 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
May 24, 2023 Filed May 26, 2023 16:44 UTC
Shapiro LucyDirector
GrantStock Option (right to buy) · Derivative 25,775 $0.00 Strike: $11.94 $0.00
Disclosure

SEC source: 0001299130-23-000078 · wf-form4_168513383076874.xml · derivative · entry 1

Shapiro Lucy · CIK 0001435944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,775

Underlying: Common Stock · 25,775 shares

Expires 2033-05-24

F1 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
May 24, 2023 Filed May 26, 2023 21:05 UTC GrantStock Option (right to buy) · Derivative 25,775 $0.00 Strike: $11.94 $0.00
Disclosure

SEC source: 0001299130-23-000086 · wf-form4_168513508601267.xml · derivative · entry 1

MOHR MARSHALL · CIK 0001252986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,775

Underlying: Common Stock · 25,775 shares

Expires 2033-05-24

F1 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
May 24, 2023 Filed May 26, 2023 21:00 UTC GrantStock Option (right to buy) · Derivative 25,775 $0.00 Strike: $11.94 $0.00
Disclosure

SEC source: 0001299130-23-000084 · wf-form4_168513479461225.xml · derivative · entry 1

MILLIGAN JOHN F · CIK 0001191589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,775

Underlying: Common Stock · 25,775 shares

Expires 2033-05-24

F1 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:49 UTC GrantStock Option (right to buy) · Derivative 25,775 $0.00 Strike: $11.94 $0.00
Disclosure

SEC source: 0001299130-23-000080 · wf-form4_168513411422768.xml · derivative · entry 1

Botstein David · CIK 0001554630 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,775

Underlying: Common Stock · 25,775 shares

Expires 2033-05-24

F1 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:37 UTC GrantStock Option (right to buy) · Derivative 25,775 $0.00 Strike: $11.94 $0.00
Disclosure

SEC source: 0001299130-23-000076 · wf-form4_168513343005461.xml · derivative · entry 1

ORDONEZ KATHY · CIK 0001222643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,775

Underlying: Common Stock · 25,775 shares

Expires 2033-05-24

F1 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:30 UTC GrantStock Option (right to buy) · Derivative 25,775 $0.00 Strike: $11.94 $0.00
Disclosure

SEC source: 0001299130-23-000074 · wf-form4_168513293547338.xml · derivative · entry 1

Ericson William W. · CIK 0001503381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,775

Underlying: Common Stock · 25,775 shares

Expires 2033-05-24

F1 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:20 UTC GrantStock Option (right to buy) · Derivative 25,775 $0.00 Strike: $11.94 $0.00
Disclosure

SEC source: 0001299130-23-000072 · wf-form4_168513237230116.xml · derivative · entry 1

LIVINGSTON RANDALL S · CIK 0001235118 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,775

Underlying: Common Stock · 25,775 shares

Expires 2033-05-24

F1 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
May 18, 2023 Filed May 19, 2023 19:10 UTC
Farmer MicheleSee Remarks
SaleCommon Stock 5,165 $12.59 $65,027.35
Disclosure

SEC source: 0001299130-23-000052 · wf-form4_168453784254551.xml · nonDerivative · entry 1

Farmer Michele · CIK 0001860876 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,577

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
May 18, 2023 Filed May 22, 2023 20:57 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001299130-23-000055 · wf-form4_168478904440227.xml · derivative · entry 2

MOHR MARSHALL · CIK 0001252986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
May 18, 2023 Filed May 22, 2023 20:57 UTC Exercise / conversionCommon Stock 25,000 $2.54 $63,500.00
Disclosure

SEC source: 0001299130-23-000055 · wf-form4_168478904440227.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001299130-23-000044 · certent-form4.xml · derivative · entry 3

Ericson William W. · CIK 0001503381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:31 UTC SaleCommon Stock 7,541 $8.90 $67,114.90
Disclosure

SEC source: 0001299130-23-000044 · certent-form4.xml · nonDerivative · entry 2

Ericson William W. · CIK 0001503381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,795

F1 · shares: Represents the number of shares sold to cover the exercise price of soon-to-expire stock options.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $8.84 to $8.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:31 UTC Exercise / conversionCommon Stock 25,000 $2.54 $63,500.00
Disclosure

SEC source: 0001299130-23-000044 · certent-form4.xml · nonDerivative · entry 1

Ericson William W. · CIK 0001503381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 16:43 UTC
Farmer MicheleSee Remarks
SaleCommon Stock 3,153 $9.49 $29,931.43
Disclosure

SEC source: 0001299130-23-000036 · certent-form4.xml · nonDerivative · entry 2

Farmer Michele · CIK 0001860876 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,742

F3 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $9.24 to $9.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:50 UTC
Van Oene MarkSee Remarks
SaleCommon Stock 6,268 $9.49 $59,502.12
Disclosure

SEC source: 0001299130-23-000040 · certent-form4.xml · nonDerivative · entry 2

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,871

F3 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $9.24 to $9.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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March 03, 2023 Filed Mar 6, 2023 21:53 UTC SaleCommon Stock 13,769 $9.49 $130,709.12
Disclosure

SEC source: 0001299130-23-000042 · certent-form4.xml · nonDerivative · entry 2

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,939

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $9.24 to $9.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:46 UTC
Kim Susan G.See Remarks
SaleCommon Stock 5,045 $9.49 $47,892.19
Disclosure

SEC source: 0001299130-23-000038 · certent-form4.xml · nonDerivative · entry 2

Kim Susan G. · CIK 0001825421 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,505

F3 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $9.24 to $9.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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March 02, 2023 Filed Mar 6, 2023 16:43 UTC
Farmer MicheleSee Remarks
GrantCommon Stock 52,100 $0.00 $0.00
Disclosure

SEC source: 0001299130-23-000036 · certent-form4.xml · nonDerivative · entry 1

Farmer Michele · CIK 0001860876 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,895

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on February 15th of each of 2024, 2025, 2026, and 2027, provided that the Reporting Person continues to serve through each applicable vesting date.

F2 · balance_after: Includes 3,441 shares purchased on September 1, 2022 and March 1, 2023 under the Company's 2010 Employee Stock Purchase Plan.

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March 02, 2023 Filed Mar 6, 2023 21:50 UTC
Van Oene MarkSee Remarks
GrantCommon Stock 328,500 $0.00 $0.00
Disclosure

SEC source: 0001299130-23-000040 · certent-form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,139

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on February 15th of each of 2024, 2025, 2026, and 2027, provided that the Reporting Person continues to serve through each applicable vesting date.

F2 · balance_after: Includes 2,831 shares purchased on March 1, 2023 under the Company's 2010 Employee Stock Purchase Plan.

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March 02, 2023 Filed Mar 6, 2023 21:53 UTC GrantCommon Stock 594,687 $0.00 $0.00
Disclosure

SEC source: 0001299130-23-000042 · certent-form4.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,708

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on February 15th of each of 2024, 2025, 2026, and 2027, provided that the Reporting Person continues to serve through each applicable vesting date.

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March 02, 2023 Filed Mar 6, 2023 21:39 UTC
Eidel JeffSee Remarks
GrantCommon Stock 164,200 $0.00 $0.00
Disclosure

SEC source: 0001299130-23-000034 · certent-form4.xml · nonDerivative · entry 1

Eidel Jeff · CIK 0001942024 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,602

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on February 15th of each of 2024, 2025, 2026, and 2027, provided that the Reporting Person continues to serve through each applicable vesting date.

F2 · balance_after: Includes 5,832 shares purchased on March 1, 2023 under the Company's 2010 Employee Stock Purchase Plan.

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March 02, 2023 Filed Mar 6, 2023 21:46 UTC
Kim Susan G.See Remarks
GrantCommon Stock 164,200 $0.00 $0.00
Disclosure

SEC source: 0001299130-23-000038 · certent-form4.xml · nonDerivative · entry 1

Kim Susan G. · CIK 0001825421 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,550

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on February 15th of each of 2024, 2025, 2026, and 2027, provided that the Reporting Person continues to serve through each applicable vesting date.

F2 · balance_after: Includes 1,769 shares purchased on March 1, 2023 under the Company's 2010 Employee Stock Purchase Plan.

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February 17, 2023 Filed Feb 22, 2023 12:39 UTC
Kim Susan G.See Remarks
SaleCommon Stock 907 $10.27 $9,315.80
Disclosure

SEC source: 0001299130-23-000026 · certent-form4.xml · nonDerivative · entry 1

Kim Susan G. · CIK 0001825421 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,581

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $9.80 to $10.82 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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February 17, 2023 Filed Feb 22, 2023 12:34 UTC SaleCommon Stock 1,530 $10.27 $15,714.63
Disclosure

SEC source: 0001299130-23-000024 · certent-form4.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,021

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $9.80 to $10.82 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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January 10, 2023 Filed Jan 11, 2023 23:29 UTC
Van Oene MarkSee Remarks
SaleCommon Stock 26,722 $9.53 $254,767.55
Disclosure

SEC source: 0001299130-23-000012 · certent-form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,808

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $9.35 to $9.72 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 2 shares purchased on September 1, 2022 under the Company's 2010 Employee Stock Purchase Plan.

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December 01, 2022 Filed Dec 2, 2022 21:47 UTC SaleCommon Stock 45,000 $10.84 $487,980.00
Disclosure

SEC source: 0001299130-22-000139 · certent-form4.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,551

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $10.76 to $10.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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September 29, 2022 Filed Oct 3, 2022 12:22 UTC
Kim Susan G.See Remarks
SaleCommon Stock 12,968 $5.61 $72,802.35
Disclosure

SEC source: 0001299130-22-000114 · certent-form4.xml · nonDerivative · entry 1

Kim Susan G. · CIK 0001825421 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,488

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $5.41 to $5.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 1,490 shares purchased on September 1, 2021, March 1, 2022 and September 1, 2022 under the Company's 2010 Employee Stock Purchase Plan.

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September 15, 2022 Filed Sep 19, 2022 23:17 UTC SaleCommon Stock 91,307 $5.78 $527,434.89
Disclosure

SEC source: 0001299130-22-000112 · certent-form4.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,551

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $5.67 to $5.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 25, 2022 Filed Aug 26, 2022 22:07 UTC
Van Oene MarkSee Remarks
GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001299130-22-000108 · certent-form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,528

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on August 15th of each of 2023, 2024, 2025, and 2026, provided that the Reporting Person continues to serve through each vesting date.

F2 · balance_after: Includes 1,508 shares purchased on September 1, 2021 and March 1, 2022 under the Company's 2010 Employee Stock Purchase Plan.

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August 16, 2022 Filed Aug 18, 2022 16:29 UTC
Eidel JeffSee Remarks
GrantStock Option (right to buy) · Derivative 600,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001299130-22-000106 · certent-form4.xml · derivative · entry 2

Eidel Jeff · CIK 0001942024 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2032-08-16

F2 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on the one year anniversary of the date of grant, and the balance of shares will vest monthly thereafter over the next three years, provided that the Reporting Person continues to serve through each vesting date.

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August 16, 2022 Filed Aug 18, 2022 16:29 UTC
Eidel JeffSee Remarks
GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001299130-22-000106 · certent-form4.xml · nonDerivative · entry 1

Eidel Jeff · CIK 0001942024 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,570

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on August 16th of each of 2023, 2024, 2025, and 2026, provided that the Reporting Person continues to serve through each vesting date.

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June 10, 2022 Filed Jun 14, 2022 00:36 UTC Exercise / conversionStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001299130-22-000092 · certent-form4.xml · derivative · entry 2

MOHR MARSHALL · CIK 0001252986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2022-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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June 10, 2022 Filed Jun 14, 2022 00:36 UTC Exercise / conversionCommon Stock 35,000 $1.83 $64,050.00
Disclosure

SEC source: 0001299130-22-000092 · certent-form4.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.