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Nasdaq · USD

PACB

PACIFIC BIOSCIENCES OF CALIFORNIA, INC.

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Tapewire entity
5650
SEC CIK
0001299130
Parsed reports
244

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202606
Mar 202603
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2025 Filed Mar 21, 2025 20:54 UTC
Van Oene MarkSee Remarks
GrantStock Option (right to buy) · Derivative 898,352 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001299130-25-000068 · wk-form4_1742590446.xml · derivative · entry 2

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 898,352

Underlying: Common Stock · 898,352 shares

Expires 2035-03-19

F2 · derivative.exercise_date: The shares subject to the option will vest in 24 equal monthly installments beginning on March 15, 2025, subject to the Reporting Person's continued status as a service provider through the applicable vesting dates.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 20:54 UTC
Van Oene MarkSee Remarks
GrantCommon Stock 449,176 $0.00 $0.00
Disclosure

SEC source: 0001299130-25-000068 · wk-form4_1742590446.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,946,871

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on February 15 of each of 2026 and 2027, subject to the Reporting Person's continued status as a service provider through the applicable vesting dates.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 20:52 UTC GrantStock Option (right to buy) · Derivative 1,841,621 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001299130-25-000067 · wk-form4_1742590368.xml · derivative · entry 2

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,841,621

Underlying: Common Stock · 1,841,621 shares

Expires 2035-03-19

F2 · derivative.exercise_date: The shares subject to the option will vest in 24 equal monthly installments beginning on March 15, 2025, subject to the Reporting Person's continued status as a service provider through the applicable vesting dates.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 20:52 UTC GrantCommon Stock 920,810 $0.00 $0.00
Disclosure

SEC source: 0001299130-25-000067 · wk-form4_1742590368.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,146,167

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on February 15 of each of 2026 and 2027, subject to the Reporting Person's continued status as a service provider through the applicable vesting dates.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 16:36 UTC
Farmer MicheleSee Remarks
SaleCommon Stock 2,973 $1.41 $4,183.01
Disclosure

SEC source: 0001299130-25-000046 · wk-form4_1741210566.xml · nonDerivative · entry 1

Farmer Michele · CIK 0001860876 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,619

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $1.39 to $1.46 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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March 03, 2025 Filed Mar 5, 2025 21:37 UTC
Van Oene MarkSee Remarks
SaleCommon Stock 6,486 $1.41 $9,125.80
Disclosure

SEC source: 0001299130-25-000047 · wk-form4_1741210615.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,497,695

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $1.39 to $1.46 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 7,500 shares purchased on March 3, 2025 under the Company's 2010 Employee Stock Purchase Plan.

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March 03, 2025 Filed Mar 5, 2025 21:37 UTC SaleCommon Stock 12,497 $1.41 $17,583.28
Disclosure

SEC source: 0001299130-25-000048 · wk-form4_1741210653.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,225,357

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $1.39 to $1.46 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 17:00 UTC
Farmer MicheleSee Remarks
SaleCommon Stock 24,349 $1.88 $45,727.42
Disclosure

SEC source: 0001299130-25-000039 · wk-form4_1740002405.xml · nonDerivative · entry 1

Farmer Michele · CIK 0001860876 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,592

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $1.80 to $2.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 21:59 UTC
Van Oene MarkSee Remarks
SaleCommon Stock 100,773 $1.88 $189,251.69
Disclosure

SEC source: 0001299130-25-000038 · wk-form4_1740002370.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,496,681

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $1.80 to $2.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 21:58 UTC SaleCommon Stock 259,909 $1.88 $488,109.10
Disclosure

SEC source: 0001299130-25-000037 · wk-form4_1740002329.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,237,854

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $1.80 to $2.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 30, 2025 Filed Feb 4, 2025 00:22 UTC GrantStock Option (right to buy) · Derivative 72,901 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001299130-25-000022 · wk-form4_1738628535.xml · derivative · entry 2

Smith Christopher M · CIK 0001436707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,901

Underlying: Common Stock · 72,901 shares

Expires 2035-01-30

F2 · derivative.exercise_date: One-third of the shares subject to the option will vest on January 30, 2026, which is the one year anniversary of Mr. Smith joining the Board, and the remainder will vest in equal monthly installments thereafter for 24 months on the same date of the month as his initial start date, provided he continues to serve as a director through each vesting date.

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January 30, 2025 Filed Feb 4, 2025 00:22 UTC GrantCommon Stock 54,099 $0.00 $0.00
Disclosure

SEC source: 0001299130-25-000022 · wk-form4_1738628535.xml · nonDerivative · entry 1

Smith Christopher M · CIK 0001436707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,099

F1 · shares: Mr. Smith was elected to the Board of Directors on January 30, 2025. Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on January 30th of each of 2026, 2027, and 2028, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

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January 10, 2025 Filed Jan 10, 2025 21:54 UTC
Van Oene MarkSee Remarks
SaleCommon Stock 34,405 $2.03 $69,979.77
Disclosure

SEC source: 0001299130-25-000006 · wk-form4_1736546044.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,597,454

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $1.99 to $2.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 1,044 shares purchased on September 3, 2024 under the Company's 2010 Employee Stock Purchase Plan.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:13 UTC
Kim Susan G.See Remarks
SaleCommon Stock 19,782 $1.72 $34,064.60
Disclosure

SEC source: 0001299130-24-000177 · wk-form4_1727900024.xml · nonDerivative · entry 1

Kim Susan G. · CIK 0001825421 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,654

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $1.71 to $1.74 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 3,176 shares purchased on September 3, 2024 under the Company's 2010 Employee Stock Purchase Plan.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 20:11 UTC SaleCommon Stock 98,907 $1.75 $172,691.62
Disclosure

SEC source: 0001299130-24-000175 · wk-form4_1726603872.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,497,763

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $1.69 to $1.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 21:27 UTC
Eidel JeffSee Remarks
SaleCommon Stock 26,760 $1.59 $42,601.92
Disclosure

SEC source: 0001299130-24-000173 · wk-form4_1724189215.xml · nonDerivative · entry 1

Eidel Jeff · CIK 0001942024 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,730

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $1.58 to $1.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 3,128 shares purchased on March 1, 2024 under the Company's 2010 Employee Stock Purchase Plan.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 21:25 UTC
Van Oene MarkSee Remarks
SaleCommon Stock 38,011 $1.66 $63,174.28
Disclosure

SEC source: 0001299130-24-000172 · wk-form4_1724189141.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,630,815

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $1.64 to $1.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 21:04 UTC GrantStock Option (right to buy) · Derivative 32,179 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001299130-24-000156 · wk-form4_1718917472.xml · derivative · entry 2

Valantine Hannah · CIK 0001855608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,179

Underlying: Common Stock · 32,179 shares

Expires 2034-06-18

F2 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 21:04 UTC GrantCommon Stock 22,821 $0.00 $0.00
Disclosure

SEC source: 0001299130-24-000156 · wk-form4_1718917472.xml · nonDerivative · entry 1

Valantine Hannah · CIK 0001855608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,821

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the one (1) year anniversary of the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 20:56 UTC GrantStock Option (right to buy) · Derivative 24,134 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001299130-24-000151 · wk-form4_1718916984.xml · derivative · entry 2

Meline David W · CIK 0001444612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,134

Underlying: Common Stock · 24,134 shares

Expires 2034-06-18

F2 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 20:56 UTC GrantCommon Stock 17,116 $0.00 $0.00
Disclosure

SEC source: 0001299130-24-000151 · wk-form4_1718916984.xml · nonDerivative · entry 1

Meline David W · CIK 0001444612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,116

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the one (1) year anniversary of the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 17:03 UTC
Shapiro LucyDirector
GrantStock Option (right to buy) · Derivative 32,179 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001299130-24-000155 · wk-form4_1718917410.xml · derivative · entry 2

Shapiro Lucy · CIK 0001435944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,179

Underlying: Common Stock · 32,179 shares

Expires 2034-06-18

F2 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 17:03 UTC
Shapiro LucyDirector
GrantCommon Stock 22,821 $0.00 $0.00
Disclosure

SEC source: 0001299130-24-000155 · wk-form4_1718917410.xml · nonDerivative · entry 1

Shapiro Lucy · CIK 0001435944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,821

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the one (1) year anniversary of the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 21:02 UTC GrantStock Option (right to buy) · Derivative 32,179 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001299130-24-000154 · wk-form4_1718917337.xml · derivative · entry 2

ORDONEZ KATHY · CIK 0001222643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,179

Underlying: Common Stock · 32,179 shares

Expires 2034-06-18

F2 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 21:02 UTC GrantCommon Stock 22,821 $0.00 $0.00
Disclosure

SEC source: 0001299130-24-000154 · wk-form4_1718917337.xml · nonDerivative · entry 1

ORDONEZ KATHY · CIK 0001222643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,037

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the one (1) year anniversary of the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 21:00 UTC GrantStock Option (right to buy) · Derivative 32,179 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001299130-24-000153 · wk-form4_1718917199.xml · derivative · entry 2

MOHR MARSHALL · CIK 0001252986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,179

Underlying: Common Stock · 32,179 shares

Expires 2034-06-18

F2 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 21:00 UTC GrantCommon Stock 22,821 $0.00 $0.00
Disclosure

SEC source: 0001299130-24-000153 · wk-form4_1718917199.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,821

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the one (1) year anniversary of the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 20:58 UTC GrantStock Option (right to buy) · Derivative 32,179 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001299130-24-000152 · wk-form4_1718917116.xml · derivative · entry 2

MILLIGAN JOHN F · CIK 0001191589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,179

Underlying: Common Stock · 32,179 shares

Expires 2034-06-18

F2 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 20:58 UTC GrantCommon Stock 22,821 $0.00 $0.00
Disclosure

SEC source: 0001299130-24-000152 · wk-form4_1718917116.xml · nonDerivative · entry 1

MILLIGAN JOHN F · CIK 0001191589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,821

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the one (1) year anniversary of the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 20:53 UTC GrantStock Option (right to buy) · Derivative 32,179 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001299130-24-000150 · wk-form4_1718916796.xml · derivative · entry 2

LIVINGSTON RANDALL S · CIK 0001235118 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,179

Underlying: Common Stock · 32,179 shares

Expires 2034-06-18

F2 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 20:53 UTC GrantCommon Stock 22,821 $0.00 $0.00
Disclosure

SEC source: 0001299130-24-000150 · wk-form4_1718916796.xml · nonDerivative · entry 1

LIVINGSTON RANDALL S · CIK 0001235118 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,821

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the one (1) year anniversary of the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 20:52 UTC GrantStock Option (right to buy) · Derivative 32,179 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001299130-24-000149 · wk-form4_1718916715.xml · derivative · entry 2

Ericson William W. · CIK 0001503381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,179

Underlying: Common Stock · 32,179 shares

Expires 2034-06-18

F2 · derivative.exercise_date: The shares subject to the option will vest monthly over one (1) year, on the same day of the month as the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 20:52 UTC GrantCommon Stock 22,821 $0.00 $0.00
Disclosure

SEC source: 0001299130-24-000149 · wk-form4_1718916715.xml · nonDerivative · entry 1

Ericson William W. · CIK 0001503381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,616

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the one (1) year anniversary of the date of grant or, if earlier, on the date of the next annual meeting of the Company's stockholders occurring after the date of grant, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Read SEC document
May 20, 2024 Filed May 22, 2024 17:25 UTC
Farmer MicheleSee Remarks
SaleCommon Stock 5,275 $2.03 $10,708.25
Disclosure

SEC source: 0001299130-24-000116 · wk-form4_1716413134.xml · nonDerivative · entry 1

Farmer Michele · CIK 0001860876 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,941

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:24 UTC Exercise / conversionStock Option (right to buy) · Derivative 37,106 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001299130-24-000079 · wk-form4_1710879811.xml · derivative · entry 4

ORDONEZ KATHY · CIK 0001222643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,106 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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March 15, 2024 Filed Mar 19, 2024 20:24 UTC Exercise / conversionStock Option (right to buy) · Derivative 324,515 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001299130-24-000079 · wk-form4_1710879811.xml · derivative · entry 3

ORDONEZ KATHY · CIK 0001222643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 324,515 shares

Expires 2027-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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March 15, 2024 Filed Mar 19, 2024 20:24 UTC Exercise / conversionCommon Stock 37,106 $2.63 $97,588.78
Disclosure

SEC source: 0001299130-24-000079 · wk-form4_1710879811.xml · nonDerivative · entry 2

ORDONEZ KATHY · CIK 0001222643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2024 Filed Mar 19, 2024 20:24 UTC Exercise / conversionCommon Stock 324,515 $2.90 $941,093.50
Disclosure

SEC source: 0001299130-24-000079 · wk-form4_1710879811.xml · nonDerivative · entry 1

ORDONEZ KATHY · CIK 0001222643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 06, 2024 Filed Mar 6, 2024 22:36 UTC PurchaseCommon Stock 40,000 $4.40 $176,160.00
Disclosure

SEC source: 0001299130-24-000076 · wk-form4_1709764557.xml · nonDerivative · entry 1

Meline David W · CIK 0001444612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

F1 · price: This purchase price represents the weighted average purchase price of the shares acquired ranging from $4.38 to $4.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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March 04, 2024 Filed Mar 6, 2024 17:30 UTC
Farmer MicheleSee Remarks
SaleCommon Stock 2,968 $4.87 $14,457.13
Disclosure

SEC source: 0001299130-24-000074 · wk-form4_1709764207.xml · nonDerivative · entry 1

Farmer Michele · CIK 0001860876 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,216

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $4.72 to $5.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 3,636 shares purchased on March 1, 2024 under the Company's 2010 Employee Stock Purchase Plan.

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March 04, 2024 Filed Mar 6, 2024 22:26 UTC
Van Oene MarkSee Remarks
SaleCommon Stock 9,186 $4.87 $44,745.01
Disclosure

SEC source: 0001299130-24-000072 · wk-form4_1709763991.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,668,826

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $4.72 to $5.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 3,325 shares purchased on March 1, 2024 under the Company's 2010 Employee Stock Purchase Plan.

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March 04, 2024 Filed Mar 6, 2024 22:22 UTC
Kim Susan G.See Remarks
SaleCommon Stock 5,275 $4.87 $25,694.53
Disclosure

SEC source: 0001299130-24-000070 · wk-form4_1709763753.xml · nonDerivative · entry 1

Kim Susan G. · CIK 0001825421 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 712,260

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $4.72 to $5.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 2,085 shares purchased on March 1, 2024 under the Company's 2010 Employee Stock Purchase Plan.

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March 04, 2024 Filed Mar 6, 2024 22:12 UTC SaleCommon Stock 14,177 $4.87 $69,056.17
Disclosure

SEC source: 0001299130-24-000068 · wk-form4_1709763127.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,596,670

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $4.72 to $5.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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March 01, 2024 Filed Mar 5, 2024 21:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001299130-24-000061 · wk-form4_1709674065.xml · derivative · entry 2

MOHR MARSHALL · CIK 0001252986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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March 01, 2024 Filed Mar 5, 2024 21:27 UTC Exercise / conversionCommon Stock 25,000 $4.45 $111,250.00
Disclosure

SEC source: 0001299130-24-000061 · wk-form4_1709674065.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 22, 2024 Filed Feb 26, 2024 16:19 UTC
Farmer MicheleSee Remarks
GrantCommon Stock 115,384 $0.00 $0.00
Disclosure

SEC source: 0001299130-24-000038 · wk-form4_1708982362.xml · nonDerivative · entry 1

Farmer Michele · CIK 0001860876 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,548

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on February 15th of each of 2025, 2026, 2027, and 2028, provided that the Reporting Person continues to serve through each applicable vesting date.

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February 22, 2024 Filed Feb 26, 2024 21:55 UTC
Van Oene MarkSee Remarks
GrantCommon Stock 798,076 $0.00 $0.00
Disclosure

SEC source: 0001299130-24-000044 · wk-form4_1708984516.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,674,687

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on February 15th of each of 2025, 2026, 2027, and 2028, provided that the Reporting Person continues to serve through each applicable vesting date.

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February 22, 2024 Filed Feb 26, 2024 21:59 UTC GrantCommon Stock 1,605,769 $0.00 $0.00
Disclosure

SEC source: 0001299130-24-000046 · wk-form4_1708984765.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,610,847

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on February 15th of each of 2025, 2026, 2027, and 2028, provided that the Reporting Person continues to serve through each applicable vesting date.

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February 22, 2024 Filed Feb 26, 2024 21:36 UTC
Kim Susan G.See Remarks
GrantCommon Stock 432,692 $0.00 $0.00
Disclosure

SEC source: 0001299130-24-000042 · wk-form4_1708983355.xml · nonDerivative · entry 1

Kim Susan G. · CIK 0001825421 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 715,450

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on February 15th of each of 2025, 2026, 2027, and 2028, provided that the Reporting Person continues to serve through each applicable vesting date.

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February 22, 2024 Filed Feb 26, 2024 21:25 UTC
Eidel JeffSee Remarks
GrantCommon Stock 461,538 $0.00 $0.00
Disclosure

SEC source: 0001299130-24-000040 · wk-form4_1708982738.xml · nonDerivative · entry 1

Eidel Jeff · CIK 0001942024 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 893,362

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on February 15th of each of 2025, 2026, 2027, and 2028, provided that the Reporting Person continues to serve through each applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.