Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2017 Filed Dec 19, 2017 21:43 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 31,161 | $5.81 | $181,082.80 |
DisclosureSEC source: 0001140361-17-046747 · doc1.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,236,927.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.77 to $5.85, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:43 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 8,498 | $5.84 | $49,664.01 |
DisclosureSEC source: 0001140361-17-046748 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,903.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.82 to $5.85, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:43 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 8,498 | $5.84 | $49,664.01 |
DisclosureSEC source: 0001140361-17-046747 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205,766.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.82 to $5.85, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 22:11 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 4,445 | $5.94 | $26,421.97 |
DisclosureSEC source: 0001140361-17-046070 · doc1.xml · nonDerivative · entry 3 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 994,405.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.9150 to $5.95, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 22:02 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 4,445 | $5.94 | $26,421.97 |
DisclosureSEC source: 0001140361-17-046061 · doc1.xml · nonDerivative · entry 3 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197,268.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.9150 to $5.95, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 22:11 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 22,737 | $6.08 | $138,147.74 |
DisclosureSEC source: 0001140361-17-046070 · doc1.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989,960.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.05 to $6.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 22:02 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 22,737 | $6.08 | $138,147.74 |
DisclosureSEC source: 0001140361-17-046061 · doc1.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,823.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.05 to $6.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 22:11 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 450 | $6.10 | $2,745.00 |
DisclosureSEC source: 0001140361-17-046070 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,223.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: These shares were purchased in multiple transactions, each at a price of $6.10. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 22:02 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 450 | $6.10 | $2,745.00 |
DisclosureSEC source: 0001140361-17-046061 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170,086.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: These shares were purchased in multiple transactions, each at a price of $6.10. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 20:44 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 20 | $6.10 | $122.00 |
DisclosureSEC source: 0001140361-17-043760 · doc1.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 966,773.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: These shares were purchased in multiple transactions, each at a price of $6.10. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as set forth in this footnote. F4 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 20:43 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 20 | $6.10 | $122.00 |
DisclosureSEC source: 0001140361-17-043759 · doc1.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169,636.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: These shares were purchased in multiple transactions, each at a price of $6.10. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as set forth in this footnote. F4 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 20:44 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 1,050 | $6.09 | $6,393.45 |
DisclosureSEC source: 0001140361-17-043760 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 966,753.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.07 to $6.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 20:43 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 1,050 | $6.09 | $6,393.45 |
DisclosureSEC source: 0001140361-17-043759 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169,616.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.07 to $6.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 21:44 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 1,869 | $6.08 | $11,369.50 |
DisclosureSEC source: 0001140361-17-043381 · doc1.xml · nonDerivative · entry 3 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,703.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.05 to $6.09, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 21:43 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 1,869 | $6.08 | $11,369.50 |
DisclosureSEC source: 0001140361-17-043380 · doc1.xml · nonDerivative · entry 3 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,168,566.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.05 to $6.09, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:44 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 2,242.5 | $6.06 | $13,583.72 |
DisclosureSEC source: 0001140361-17-043381 · doc1.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 963,834.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.03 to $6.07, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:43 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 2,242.5 | $6.06 | $13,583.72 |
DisclosureSEC source: 0001140361-17-043380 · doc1.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,166,697.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.03 to $6.07, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:44 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 2,956 | $6.07 | $17,938.19 |
DisclosureSEC source: 0001140361-17-043381 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 961,592 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.02 to $6.07, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:43 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 2,956 | $6.07 | $17,938.19 |
DisclosureSEC source: 0001140361-17-043380 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164,455 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.02 to $6.07, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| November 15, 2017 Filed Nov 15, 2017 21:47 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 8,484.5 | $6.03 | $51,120.81 |
DisclosureSEC source: 0001140361-17-042997 · doc1.xml · nonDerivative · entry 3 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 958,636 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.00 to $6.05, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| November 15, 2017 Filed Nov 15, 2017 21:45 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 8,484.5 | $6.03 | $51,120.81 |
DisclosureSEC source: 0001140361-17-042996 · doc1.xml · nonDerivative · entry 3 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161,499 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.00 to $6.05, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 21:47 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 4,128.5 | $6.04 | $24,916.74 |
DisclosureSEC source: 0001140361-17-042997 · doc1.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,151.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.98 to $6.05, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 21:45 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 4,128.5 | $6.04 | $24,916.74 |
DisclosureSEC source: 0001140361-17-042996 · doc1.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,153,014.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.98 to $6.05, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:47 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 12,915.5 | $6.02 | $77,770.68 |
DisclosureSEC source: 0001140361-17-042997 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946,023 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.98 to $6.09, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:45 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 12,915.5 | $6.02 | $77,770.68 |
DisclosureSEC source: 0001140361-17-042996 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148,886 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.98 to $6.09, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| November 08, 2017 Filed Nov 8, 2017 22:47 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 5,835 | $5.99 | $34,927.14 |
DisclosureSEC source: 0001140361-17-041628 · doc1.xml · nonDerivative · entry 3 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,107.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.95 to $6.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| November 08, 2017 Filed Nov 8, 2017 22:46 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 5,835 | $5.99 | $34,927.14 |
DisclosureSEC source: 0001140361-17-041627 · doc1.xml · nonDerivative · entry 3 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,135,970.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.95 to $6.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 22:47 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 21,050 | $5.99 | $126,047.40 |
DisclosureSEC source: 0001140361-17-041628 · doc1.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 927,272.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.87 to $6.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 22:46 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 21,050 | $5.99 | $126,047.40 |
DisclosureSEC source: 0001140361-17-041627 · doc1.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,130,135.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.87 to $6.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 22:47 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon stock, $0.01 par value | 26,431 | $5.85 | $154,560.56 |
DisclosureSEC source: 0001140361-17-041628 · doc1.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 906,222.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.65 to $6.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 22:46 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon stock, $0.01 par value | 26,431 | $5.85 | $154,560.56 |
DisclosureSEC source: 0001140361-17-041627 · doc1.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109,085.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.65 to $6.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:09 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock, $0.01 par value | 732 | $6.68 | $4,890.57 |
DisclosureSEC source: 0001144204-17-046631 · v474670_4.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,763.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.66 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:09 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 par value | 732 | $6.68 | $4,890.57 |
DisclosureSEC source: 0001144204-17-046630 · v474668_4.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082,626.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.66 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:09 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock, $0.01 par value | 800 | $6.70 | $5,356.96 |
DisclosureSEC source: 0001144204-17-046631 · v474670_4.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,031.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.68 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:09 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 par value | 800 | $6.70 | $5,356.96 |
DisclosureSEC source: 0001144204-17-046630 · v474668_4.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,081,894.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.68 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| August 30, 2017 Filed Aug 30, 2017 21:57 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock, $0.01 par value | 5,076.5 | $6.67 | $33,872.95 |
DisclosureSEC source: 0001144204-17-045991 · v474411_form4.xml · nonDerivative · entry 3 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,231.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.65 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| August 30, 2017 Filed Aug 30, 2017 21:58 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 par value | 5,076.5 | $6.67 | $33,872.95 |
DisclosureSEC source: 0001144204-17-045993 · v474412_form4.xml · nonDerivative · entry 3 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,081,094.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.65 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 21:57 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock, $0.01 par value | 960.5 | $6.70 | $6,433.04 |
DisclosureSEC source: 0001144204-17-045991 · v474411_form4.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,155 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.68 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 21:58 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 par value | 960.5 | $6.70 | $6,433.04 |
DisclosureSEC source: 0001144204-17-045993 · v474412_form4.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,018 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.68 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 21:57 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock, $0.01 par value | 3,645 | $6.69 | $24,390.52 |
DisclosureSEC source: 0001144204-17-045991 · v474411_form4.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,194.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.68 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 21:58 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 par value | 3,645 | $6.69 | $24,390.52 |
DisclosureSEC source: 0001144204-17-045993 · v474412_form4.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,057.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.68 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| August 25, 2017 Filed Aug 25, 2017 22:22 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock, $0.01 par value | 3,091 | $6.69 | $20,668.28 |
DisclosureSEC source: 0001144204-17-045245 · v474117_4.xml · nonDerivative · entry 3 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,549.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.66 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| August 25, 2017 Filed Aug 25, 2017 22:24 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 par value | 3,091 | $6.69 | $20,668.28 |
DisclosureSEC source: 0001144204-17-045247 · v474118_4.xml · nonDerivative · entry 3 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071,412.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.66 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 22:22 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock, $0.01 par value | 3,438 | $6.69 | $23,005.03 |
DisclosureSEC source: 0001144204-17-045245 · v474117_4.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,458.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.67 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 22:24 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 par value | 3,438 | $6.69 | $23,005.03 |
DisclosureSEC source: 0001144204-17-045247 · v474118_4.xml · nonDerivative · entry 2 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,321.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.67 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 22:22 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock, $0.01 par value | 1,120.5 | $6.69 | $7,493.34 |
DisclosureSEC source: 0001144204-17-045245 · v474117_4.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,020.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.67 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 22:24 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 par value | 1,120.5 | $6.69 | $7,493.34 |
DisclosureSEC source: 0001144204-17-045247 · v474118_4.xml · nonDerivative · entry 1 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,883.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.67 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 21:51 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock, $0.01 par value | 4,422.5 | $6.68 | $29,548.49 |
DisclosureSEC source: 0001144204-17-044644 · v473874_form4.xml · nonDerivative · entry 3 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,900 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.65 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 21:54 UTC |
COHEN JONATHAN HDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 par value | 4,422.5 | $6.68 | $29,548.49 |
DisclosureSEC source: 0001144204-17-044645 · v473877_form4.xml · nonDerivative · entry 3 COHEN JONATHAN H · CIK 0001268530 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063,763 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.65 to $6.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 21:51 UTC |
ROSENTHAL SAUL BPresident and COO
|
PurchaseCommon Stock, $0.01 par value | 5,150 | $6.65 | $34,236.69 |
DisclosureSEC source: 0001144204-17-044644 · v473874_form4.xml · nonDerivative · entry 2 ROSENTHAL SAUL B · CIK 0001268529 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 856,477.5 F1 · shares: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.60 to $6.69, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 482 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Jonathan H. Cohen by virtue of their ownership interests therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.