Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2017 Filed Aug 8, 2017 21:06 UTC |
Frantz Leroy Scott10% owner
|
Purchase6.75% Series 2024 Term Preferred Stock | 11,750 | $25.20 | $296,125.85 |
DisclosureSEC source: 0001144204-17-041262 · v472735_form4.xml · nonDerivative · entry 1 Frantz Leroy Scott · CIK 0001619007 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,750 F1 · balance_after: Reflects shares held by the Trust under agreement dated 7/10/58 for the benefit of L. Scott Frantz. Mr. Frantz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| July 14, 2017 Filed Jul 14, 2017 20:16 UTC |
Frantz Leroy Scott10% owner
|
Other8.125% Series 2024 Term Preferred Stock | 200,000 | $25.07 | $5,014,000.00 |
DisclosureSEC source: 0001144204-17-036832 · v470863_form4.xml · nonDerivative · entry 1 Frantz Leroy Scott · CIK 0001619007 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On July 14, 2017 (the "Redemption Date"), Oxford Lane Capital Corp. (the "Issuer") redeemed all of the issued and outstanding shares of the Issuer's 8.125% Series 2024 Term Preferred Stock (the "Shares"), which was traded on the NASDAQ Global Select Market under the ticker OXLCN, for a redemption price of $25 per Share plus $0.07336 in accrued but unpaid dividends per Share to the Redemption Date, for an aggregate redemption price of $25.07336 per Share. The 200,000 Shares beneficially owned by Mr. Frantz were redeemed as part of this redemption by the Issuer. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 21:00 UTC |
ROSENTHAL SAUL BDirector · President
|
PurchaseCommon Stock | 20,000 | $9.79 | $195,800.00 |
DisclosureSEC source: 0001144204-17-033868 · v469506_4.xml · nonDerivative · entry 1 ROSENTHAL SAUL B · CIK 0001268529 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.61 to $9.84, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 14, 2017 Filed Jun 14, 2017 20:28 UTC |
Frantz Leroy Scott10% owner
|
Purchase6.75% Series 2024 Term Preferred Stock | 200,000 | $25.00 | $5,000,000.00 |
DisclosureSEC source: 0001144204-17-032533 · v468788_4.xml · nonDerivative · entry 1 Frantz Leroy Scott · CIK 0001619007 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.