Tapewire

Nasdaq · USD

OSW

ONESPAWORLD HOLDINGS Ltd

Export transactions ↓
Tapewire entity
4411
SEC CIK
0001758488
Parsed reports
279

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 21, 2020 Filed Jan 23, 2020 23:35 UTC
FLUXMAN LEONARD IDirector · Executive Chairman & Director
GrantRestricted Stock Units · Derivative 78,973 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-001879 · doc4.xml · derivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,973

Underlying: Common Shares · 78,973 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer. The Restricted Stock Units vest one-third each year beginning on the first anniversary of the date of grant.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer. The Restricted Stock Units vest one-third each year beginning on the first anniversary of the date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer. The Restricted Stock Units vest one-third each year beginning on the first anniversary of the date of grant.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 18:41 UTC
LAZARUS STEPHENCFO and COO
GrantRestricted Stock Units · Derivative 28,478 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-001887 · doc4.xml · derivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,478

Underlying: Common Shares · 28,478 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer. The Restricted Stock Units vest one-third each year beginning on the first anniversary of the date of grant.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer. The Restricted Stock Units vest one-third each year beginning on the first anniversary of the date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer. The Restricted Stock Units vest one-third each year beginning on the first anniversary of the date of grant.

Read SEC document
December 26, 2019 Filed Feb 14, 2020 21:28 UTC GiftCommon Shares 25,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004649 · doc5.xml · nonDerivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,091

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:00 UTC GrantRestricted Stock Units · Derivative 6,411 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020873 · doc4.xml · derivative · entry 1

DOLAN MICHAEL J · CIK 0001062126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,411

Underlying: Common Shares · 6,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:00 UTC Disposition to issuerOptions to Purchase Common Shares · Derivative 171,184 Not disclosed Strike: $12.99 Not disclosed
Disclosure

SEC source: 0000899243-19-020874 · doc4.xml · derivative · entry 2

HEYER STEVEN J · CIK 0001161492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 171,184 shares

Expires not disclosed

F2 · price: Represents options to purchase Common Shares forfeited to the Issuer for no consideration. The options had vested upon issuance and would have been exercisable upon the five day volume weighted average price of the Common Shares reaching $20 per share and would have expired on the six-year anniversary of the date of the award.

F2 · derivative.exercise_date: Represents options to purchase Common Shares forfeited to the Issuer for no consideration. The options had vested upon issuance and would have been exercisable upon the five day volume weighted average price of the Common Shares reaching $20 per share and would have expired on the six-year anniversary of the date of the award.

F2 · derivative.expiration_date: Represents options to purchase Common Shares forfeited to the Issuer for no consideration. The options had vested upon issuance and would have been exercisable upon the five day volume weighted average price of the Common Shares reaching $20 per share and would have expired on the six-year anniversary of the date of the award.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:00 UTC GrantRestricted Stock Units · Derivative 12,821 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020874 · doc4.xml · derivative · entry 1

HEYER STEVEN J · CIK 0001161492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,821

Underlying: Common Shares · 12,821 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

Read SEC document
July 30, 2019 Filed Aug 2, 2019 01:01 UTC GrantRestricted Stock Units · Derivative 6,411 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020876 · doc4.xml · derivative · entry 1

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,411

Underlying: Common Shares · 6,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

Read SEC document
July 30, 2019 Filed Aug 2, 2019 01:00 UTC GrantRestricted Stock Units · Derivative 9,616 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020875 · doc4.xml · derivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,616

Underlying: Common Shares · 9,616 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

Read SEC document
July 30, 2019 Filed Aug 2, 2019 01:01 UTC GrantRestricted Stock Units · Derivative 9,616 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020877 · doc4.xml · derivative · entry 1

STIEFLER JEFFREY E · CIK 0001227965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,616

Underlying: Common Shares · 9,616 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

Read SEC document
July 30, 2019 Filed Aug 2, 2019 01:04 UTC GrantRestricted Stock Units · Derivative 6,411 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020881 · doc4.xml · derivative · entry 1

Banikarim Maryam · CIK 0001515359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,411

Underlying: Common Shares · 6,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date.

Read SEC document
July 30, 2019 Filed Aug 2, 2019 01:02 UTC GrantRestricted Stock Units · Derivative 9,616 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020879 · doc4.xml · derivative · entry 1

POWELL STEPHEN W. · CIK 0001770759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,616

Underlying: Common Shares · 9,616 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

Read SEC document
May 20, 2019 Filed May 22, 2019 20:03 UTC OtherWarrants · Derivative 2,502,870 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000899243-19-014395 · doc4.xml · derivative · entry 2

HEYER STEVEN J · CIK 0001161492 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 905,298

Underlying: Common Shares · 2,502,870 shares

Expires 2024-03-19

F2 · price: Includes 686,420 common shares held directly by Steven J. Heyer; (ii) 32,379 common shares held by the Harris Reid Heyer Trust; (iii) 32,379 common shares held by James Heyer Trust; (iv) 32,379 common shares held by the Peter Justin Heyer Trust; and (v) 32,379 common shares held by the William Heyer Trust. Steven J. Heyer and Andrew R. Heyer are the trustees of the trusts listed in (ii) - (v) and jointly have voting and dispositive power of the securities held by such entities. Accordingly, Steven J. Heyer may be deemed to have or share beneficial ownership of such securities.

F3 · derivative.exercise_date: Each warrant is exercisable for one Common Share at an exercise price of $11.50 per share.

F4 · ownership.nature: Includes 734,890 warrants held directly by Steven J. Heyer; (ii) 42,602 warrants held by the Harris Reid Heyer Trust; (iii) 42,602 warrants held by James Heyer Trust; (iv) 42,602 warrants held by the Peter Justin Heyer Trust; and (v) 32,379 warrants held by the William Heyer Trust.

Read SEC document
May 20, 2019 Filed May 22, 2019 20:03 UTC OtherCommon Shares 2,184,064 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014395 · doc4.xml · nonDerivative · entry 1

HEYER STEVEN J · CIK 0001161492 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 815,936

F1 · price: On May 20, 2019, Haymaker Sponsor, LLC ("Sponsor") distributed common shares and warrants of OneSpaWorld Holdings Limited ("Common Shares") to its members on a pro rata basis, with no consideration being paid in connection therewith. Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may be deemed to have had or shared beneficial ownership of such securities. Messrs. Heyer and Heyer disclaimed beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein.

F2 · ownership.nature: Includes 686,420 common shares held directly by Steven J. Heyer; (ii) 32,379 common shares held by the Harris Reid Heyer Trust; (iii) 32,379 common shares held by James Heyer Trust; (iv) 32,379 common shares held by the Peter Justin Heyer Trust; and (v) 32,379 common shares held by the William Heyer Trust. Steven J. Heyer and Andrew R. Heyer are the trustees of the trusts listed in (ii) - (v) and jointly have voting and dispositive power of the securities held by such entities. Accordingly, Steven J. Heyer may be deemed to have or share beneficial ownership of such securities.

Read SEC document
May 20, 2019 Filed May 23, 2019 00:02 UTC OtherWarrants · Derivative 149,108 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000899243-19-014393 · doc4.xml · derivative · entry 2

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,108

Underlying: Common Shares · 149,108 shares

Expires 2024-03-19

F1 · price: On May 20, 2019, Haymaker Sponsor, LLC ("Sponsor"), distributed common shares and warrants to purchase common shares of OneSpaWorld Holdings Limited ("Common Shares") to its members on a pro rata basis, with no consideration being paid in connection therewith.

F2 · derivative.exercise_date: Each warrant is exercisable for one Common Share at an exercise price of $11.50 per share.

Read SEC document
May 20, 2019 Filed May 23, 2019 00:02 UTC OtherCommon Shares 122,379 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014393 · doc4.xml · nonDerivative · entry 1

McLallen Walter Field · CIK 0001666150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,379

F1 · price: On May 20, 2019, Haymaker Sponsor, LLC ("Sponsor"), distributed common shares and warrants to purchase common shares of OneSpaWorld Holdings Limited ("Common Shares") to its members on a pro rata basis, with no consideration being paid in connection therewith.

Read SEC document
May 20, 2019 Filed May 23, 2019 00:05 UTC OtherWarrants · Derivative 2,694,598 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000899243-19-014400 · doc4.xml · derivative · entry 2

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 713,588

Underlying: Common Shares · 2,694,598 shares

Expires 2024-03-19

F1 · price: On May 20, 2019, Haymaker Sponsor, LLC ("Sponsor") distributed common shares and warrants of OneSpaWorld Holdings Limited ("Common Shares") to its members on a pro rata basis, with no consideration being paid in connection therewith. Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may be deemed to have had or shared beneficial ownership of such securities. Messrs. Heyer and Heyer disclaimed beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein.

F3 · derivative.exercise_date: Each warrant is exercisable for one Common Share at an exercise price of $11.50 per share.

F4 · ownership.nature: Includes (i) 415,373 warrants held directly by Andrew R. Heyer; (ii) 127,807 warrants held by Heyer Investment Management, LLC; (iii) 42,602 warrants held by the Harris Reid Heyer Trust; (iv) 42,602 warrants held by James Heyer Trust; (v) 42,602 warrants held by the Peter Justin Heyer Trust; and (vi) 32,379 warrants held by the William Heyer Trust.

Read SEC document
May 20, 2019 Filed May 23, 2019 00:05 UTC OtherCommon Shares 2,403,909 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014400 · doc4.xml · nonDerivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 596,091

F1 · price: On May 20, 2019, Haymaker Sponsor, LLC ("Sponsor") distributed common shares and warrants of OneSpaWorld Holdings Limited ("Common Shares") to its members on a pro rata basis, with no consideration being paid in connection therewith. Mr. Steven J. Heyer and Mr. Andrew R. Heyer are the managing members of the Sponsor and jointly have voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Heyer and Heyer may be deemed to have had or shared beneficial ownership of such securities. Messrs. Heyer and Heyer disclaimed beneficial ownership of the securities held by the Sponsor, except to the extent of any pecuniary interest therein.

F2 · ownership.nature: Includes (i) 315,697 common shares held directly by Andrew R. Heyer; (ii) 150,878 common shares by Heyer Investment Management, LLC; (iii) 32,379 common shares held by the Harris Reid Heyer Trust; (iv) 32,379 common shares held by James Heyer Trust; (v) 32,379 common shares held by the Peter Justin Heyer Trust; and (vi) 32,379 common shares held by the William Heyer Trust. Andrew R. Heyer is the managing member of Heyer Investment Management, LLC and has voting and dispositive power of the securities held by such entity. Steven J. Heyer and Andrew R. Heyer are the trustees of the trusts listed in (iii) - (vi) and jointly have voting and dispositive power of the securities held by such entities. Accordingly, Andrew R. Heyer may be deemed to have or share beneficial ownership of such securities.

Read SEC document
May 20, 2019 Filed May 23, 2019 00:00 UTC OtherWarrants · Derivative 42,602 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000899243-19-014390 · doc4.xml · derivative · entry 2

STIEFLER JEFFREY E · CIK 0001227965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stiefler Trust U/T/D 5/31/07

Disclosed balance after: 42,602

Underlying: Common Shares · 42,602 shares

Expires 2024-03-19

F1 · price: On May 20, 2019, Haymaker Sponsor, LLC ("Sponsor"), distributed common shares and warrants to purchase common shares of OneSpaWorld Holdings Limited ("Common Shares") to its members on a pro rata basis, with no consideration being paid in connection therewith.

F3 · derivative.exercise_date: Each warrant is exercisable for one Common Share at an exercise price of $11.50 per share.

F2 · ownership.nature: Common Shares and warrants held by the Stiefler Trust U/T/D 5/31/07. Mr. Stiefler is the trustee of this trust and has voting and dispositive power of the securities held by it. Accordingly, Mr. Stiefler may be deemed to have or share beneficial ownership of such securities.

Read SEC document
May 20, 2019 Filed May 23, 2019 00:00 UTC OtherCommon Shares 41,431 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014390 · doc4.xml · nonDerivative · entry 1

STIEFLER JEFFREY E · CIK 0001227965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stiefler Trust U/T/D 5/31/07

Disclosed balance after: 41,431

F1 · price: On May 20, 2019, Haymaker Sponsor, LLC ("Sponsor"), distributed common shares and warrants to purchase common shares of OneSpaWorld Holdings Limited ("Common Shares") to its members on a pro rata basis, with no consideration being paid in connection therewith.

F2 · ownership.nature: Common Shares and warrants held by the Stiefler Trust U/T/D 5/31/07. Mr. Stiefler is the trustee of this trust and has voting and dispositive power of the securities held by it. Accordingly, Mr. Stiefler may be deemed to have or share beneficial ownership of such securities.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 23:00 UTC
FLUXMAN LEONARD IExecutive Chairman & Director
GrantOptions to Purchase Common Shares · Derivative 2,353,780 Not disclosed Strike: $12.99 Not disclosed
Disclosure

SEC source: 0000899243-19-009186 · doc4.xml · derivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353,780

Underlying: Common Shares · 2,353,780 shares

Expires not disclosed

F1 · security: Represents options to purchase common shares, par value $0.0001 per share, of the Issuer (the "Common Shares") on a one to one basis awarded pursuant to the Issuer's 2019 Equity Incentive Plan.

F1 · price: Represents options to purchase common shares, par value $0.0001 per share, of the Issuer (the "Common Shares") on a one to one basis awarded pursuant to the Issuer's 2019 Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest immediately and become exercisable upon the five day volume weighted average price of the Common Shares reaching $20 per share. The options expire on the six-year anniversary of the date of the award.

F2 · derivative.expiration_date: Options vest immediately and become exercisable upon the five day volume weighted average price of the Common Shares reaching $20 per share. The options expire on the six-year anniversary of the date of the award.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 23:00 UTC
FUSFIELD GLENNDirector · See Remarks
GrantOptions to Purchase Common Shares · Derivative 941,512 Not disclosed Strike: $12.99 Not disclosed
Disclosure

SEC source: 0000899243-19-009185 · doc4.xml · derivative · entry 1

FUSFIELD GLENN · CIK 0001128759 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,512

Underlying: Common Shares · 941,512 shares

Expires not disclosed

F1 · security: Represents options to purchase common shares, par value $0.0001 per share, of the Issuer (the "Common Shares") on a one to one basis awarded pursuant to the Issuer's 2019 Equity Incentive Plan.

F1 · price: Represents options to purchase common shares, par value $0.0001 per share, of the Issuer (the "Common Shares") on a one to one basis awarded pursuant to the Issuer's 2019 Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest immediately and become exercisable upon the five day volume weighted average price of the Common Shares reaching $20 per share. The options expire on the six-year anniversary of the date of the award.

F2 · derivative.expiration_date: Options vest immediately and become exercisable upon the five day volume weighted average price of the Common Shares reaching $20 per share. The options expire on the six-year anniversary of the date of the award.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 19:00 UTC
HEYER STEVEN JDirector · Vice Chairman and Director
GrantOptions to Purchase Common Shares · Derivative 171,184 Not disclosed Strike: $12.99 Not disclosed
Disclosure

SEC source: 0000899243-19-009188 · doc4.xml · derivative · entry 1

HEYER STEVEN J · CIK 0001161492 · Director · Vice Chairman and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,184

Underlying: Common Shares · 171,184 shares

Expires not disclosed

F1 · security: Represents options to purchase common shares, par value $0.0001 per share, of the Issuer (the "Common Shares") on a one to one basis awarded pursuant to the Issuer's 2019 Equity Incentive Plan.

F1 · price: Represents options to purchase common shares, par value $0.0001 per share, of the Issuer (the "Common Shares") on a one to one basis awarded pursuant to the Issuer's 2019 Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest immediately and become exercisable upon the five day volume weighted average price of the Common Shares reaching $20 per share. The options expire on the six-year anniversary of the date of the award.

F2 · derivative.expiration_date: Options vest immediately and become exercisable upon the five day volume weighted average price of the Common Shares reaching $20 per share. The options expire on the six-year anniversary of the date of the award.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 19:00 UTC
LAZARUS STEPHENCFO and COO
GrantOptions to Purchase Common Shares · Derivative 1,080,599 Not disclosed Strike: $12.99 Not disclosed
Disclosure

SEC source: 0000899243-19-009187 · doc4.xml · derivative · entry 1

LAZARUS STEPHEN · CIK 0001253436 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,599

Underlying: Common Shares · 1,080,599 shares

Expires not disclosed

F1 · security: Represents options to purchase common shares, par value $0.0001 per share, of the Issuer (the "Common Shares") on a one to one basis awarded pursuant to the Issuer's 2019 Equity Incentive Plan.

F1 · price: Represents options to purchase common shares, par value $0.0001 per share, of the Issuer (the "Common Shares") on a one to one basis awarded pursuant to the Issuer's 2019 Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest immediately and become exercisable upon the five day volume weighted average price of the Common Shares reaching $20 per share. The options expire on the six-year anniversary of the date of the award.

F2 · derivative.expiration_date: Options vest immediately and become exercisable upon the five day volume weighted average price of the Common Shares reaching $20 per share. The options expire on the six-year anniversary of the date of the award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.