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Nasdaq · USD

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ORASURE TECHNOLOGIES INC

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6152
SEC CIK
0001116463
Parsed reports
322

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202630
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2017 Filed Feb 1, 2017 22:29 UTC Amendment
SPAIR RONALD HDirector · COO & CFO
OtherCommon stock 2,403 $8.71 $20,932.53
Disclosure

SEC source: 0001209784-17-000003 · edgar.xml · nonDerivative · entry 2

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nonqualified Deferred Compensation Plan

Disclosed balance after: 160,810

F2 · kind: Amendment to reflect the transfer of shares pursuant to a pre-established distribution election made under the provisions of the NonQualified Deferred Compensation Plan to the participant. Shares were previously reported as sold.

Read SEC document
January 17, 2017 Filed Feb 1, 2017 22:29 UTC Amendment
SPAIR RONALD HDirector · COO & CFO
SaleCommon stock 938 $8.71 $8,170.92
Disclosure

SEC source: 0001209784-17-000003 · edgar.xml · nonDerivative · entry 1

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nonqualified Deferred Compensation Plan

Disclosed balance after: 163,213

F1 · kind: Amended to reflect the sale of shares to pay taxes associated with a pre-established distribution election made under the provisions of the Nonqualified Deferred Compensation Plan. A greater number of shares were previously reported as sold.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:56 UTC
KUNA MARK LSVP & Controller
Exercise / conversionNon-qualified stock options · Derivative 10,000 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001209784-16-000061 · edgar.xml · derivative · entry 3

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 10,000 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2008 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:56 UTC
KUNA MARK LSVP & Controller
SaleCommon stock 10,000 $9.30 $93,000.00
Disclosure

SEC source: 0001209784-16-000061 · edgar.xml · nonDerivative · entry 2

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,965

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 31, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:56 UTC
KUNA MARK LSVP & Controller
Exercise / conversionCommon stock 10,000 $8.06 $80,550.00
Disclosure

SEC source: 0001209784-16-000061 · edgar.xml · nonDerivative · entry 1

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 02:09 UTC
KUNA MARK LSVP & Controller
Exercise / conversionNon-qualified stock options · Derivative 5,000 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001209784-16-000060 · edgar.xml · derivative · entry 7

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common stock · 5,000 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2008 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 02:09 UTC
KUNA MARK LSVP & Controller
Exercise / conversionNon-qualified stock options · Derivative 12,000 $0.00 Strike: $8.28 $0.00
Disclosure

SEC source: 0001209784-16-000060 · edgar.xml · derivative · entry 6

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 12,000 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2007 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 02:09 UTC
KUNA MARK LSVP & Controller
SaleCommon stock 5,000 $9.21 $46,050.00
Disclosure

SEC source: 0001209784-16-000060 · edgar.xml · nonDerivative · entry 5

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,965

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 31, 2016 under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 02:09 UTC
KUNA MARK LSVP & Controller
SaleCommon stock 7,000 $9.10 $63,700.00
Disclosure

SEC source: 0001209784-16-000060 · edgar.xml · nonDerivative · entry 4

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,965

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 31, 2016 under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 02:09 UTC
KUNA MARK LSVP & Controller
SaleCommon stock 5,000 $9.02 $45,100.00
Disclosure

SEC source: 0001209784-16-000060 · edgar.xml · nonDerivative · entry 3

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,965

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 31, 2016 under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 02:09 UTC
KUNA MARK LSVP & Controller
Exercise / conversionCommon stock 5,000 $8.06 $40,275.00
Disclosure

SEC source: 0001209784-16-000060 · edgar.xml · nonDerivative · entry 2

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 02:09 UTC
KUNA MARK LSVP & Controller
Exercise / conversionCommon stock 12,000 $8.28 $99,300.00
Disclosure

SEC source: 0001209784-16-000060 · edgar.xml · nonDerivative · entry 1

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 02:07 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionNon-qualified stock options · Derivative 56,250 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001209784-16-000059 · edgar.xml · derivative · entry 6

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 56,250 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2008 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 02:07 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionNon-qualified stock options · Derivative 15,216 $0.00 Strike: $8.28 $0.00
Disclosure

SEC source: 0001209784-16-000059 · edgar.xml · derivative · entry 5

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 15,216 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2007 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 02:07 UTC
Michels Douglas ADirector · President & CEO
SaleCommon stock 56,250 $9.08 $510,750.00
Disclosure

SEC source: 0001209784-16-000059 · edgar.xml · nonDerivative · entry 4

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,898

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 22, 2016 under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 02:07 UTC
Michels Douglas ADirector · President & CEO
SaleCommon stock 15,216 $9.02 $137,248.32
Disclosure

SEC source: 0001209784-16-000059 · edgar.xml · nonDerivative · entry 3

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,148

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 22, 2016 under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 02:07 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionCommon stock 56,250 $8.06 $453,093.75
Disclosure

SEC source: 0001209784-16-000059 · edgar.xml · nonDerivative · entry 2

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 02:07 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionCommon stock 15,216 $8.28 $125,912.40
Disclosure

SEC source: 0001209784-16-000059 · edgar.xml · nonDerivative · entry 1

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 18:02 UTC
KUNA MARK LSVP & Controller
Exercise / conversionNon-qualified stock options · Derivative 3,000 $0.00 Strike: $8.28 $0.00
Disclosure

SEC source: 0001209785-16-000001 · edgar.xml · derivative · entry 3

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common stock · 3,000 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2007 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 18:02 UTC
KUNA MARK LSVP & Controller
SaleCommon stock 3,000 $9.03 $27,090.00
Disclosure

SEC source: 0001209785-16-000001 · edgar.xml · nonDerivative · entry 2

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,965

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 31, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 18:02 UTC
KUNA MARK LSVP & Controller
Exercise / conversionCommon stock 3,000 $8.28 $24,825.00
Disclosure

SEC source: 0001209785-16-000001 · edgar.xml · nonDerivative · entry 1

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 17:46 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionNon-qualified stock options · Derivative 23,891 $0.00 Strike: $8.28 $0.00
Disclosure

SEC source: 0001209784-16-000058 · edgar.xml · derivative · entry 3

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,216

Underlying: Common stock · 23,891 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2007 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 17:46 UTC
Michels Douglas ADirector · President & CEO
OtherCommon stock 23,891 $9.01 $215,257.91
Disclosure

SEC source: 0001209784-16-000058 · edgar.xml · nonDerivative · entry 2

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,898

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 22, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 17:46 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionCommon stock 23,891 $8.28 $197,698.03
Disclosure

SEC source: 0001209784-16-000058 · edgar.xml · nonDerivative · entry 1

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 22:55 UTC
KUNA MARK LSVP & Controller
Exercise / conversionNon-qualified stock options · Derivative 6,956 $0.00 Strike: $2.81 $0.00
Disclosure

SEC source: 0001209784-16-000056 · edgar.xml · derivative · entry 9

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 6,956 shares

Expires 2019-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options granted on January 23, 2009 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratable on a monthly basis over the remaining 36 months.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 22:55 UTC
KUNA MARK LSVP & Controller
Exercise / conversionNon-qualified stock options · Derivative 175 $0.00 Strike: $5.19 $0.00
Disclosure

SEC source: 0001209784-16-000056 · edgar.xml · derivative · entry 8

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 175 shares

Expires 2020-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options granted on January 25, 2010 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratable on a monthly basis over the remaining 36 months.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 22:55 UTC
KUNA MARK LSVP & Controller
SaleCommon stock 6,956 $9.02 $62,743.12
Disclosure

SEC source: 0001209784-16-000056 · edgar.xml · nonDerivative · entry 6

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,965

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 31, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 22:55 UTC
KUNA MARK LSVP & Controller
SaleCommon stock 175 $9.02 $1,578.50
Disclosure

SEC source: 0001209784-16-000056 · edgar.xml · nonDerivative · entry 5

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,921

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 31, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 22:55 UTC
KUNA MARK LSVP & Controller
Exercise / conversionCommon stock 6,956 $2.81 $19,511.58
Disclosure

SEC source: 0001209784-16-000056 · edgar.xml · nonDerivative · entry 3

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 22:55 UTC
KUNA MARK LSVP & Controller
Exercise / conversionCommon stock 175 $5.19 $908.25
Disclosure

SEC source: 0001209784-16-000056 · edgar.xml · nonDerivative · entry 2

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 22:53 UTC
JERRETT JACK ESVP & General Counsel
Exercise / conversionNon-qualified stock options · Derivative 12,000 $0.00 Strike: $8.28 $0.00
Disclosure

SEC source: 0001209784-16-000055 · edgar.xml · derivative · entry 6

JERRETT JACK E · CIK 0001209785 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 12,000 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options granted on February 01, 2007, vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratable on a monthly basis over the remaining 36 months.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 22:53 UTC
JERRETT JACK ESVP & General Counsel
Exercise / conversionNon-qualified stock options · Derivative 12,000 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001209784-16-000055 · edgar.xml · derivative · entry 5

JERRETT JACK E · CIK 0001209785 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 12,000 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options granted on February 01, 2008, vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratable on a monthly basis over the remaining 36 months.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 22:53 UTC
JERRETT JACK ESVP & General Counsel
SaleCommon stock 12,000 $9.00 $108,000.00
Disclosure

SEC source: 0001209784-16-000055 · edgar.xml · nonDerivative · entry 4

JERRETT JACK E · CIK 0001209785 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,105

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 31, 2016 under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 22:53 UTC
JERRETT JACK ESVP & General Counsel
SaleCommon stock 12,000 $9.00 $108,000.00
Disclosure

SEC source: 0001209784-16-000055 · edgar.xml · nonDerivative · entry 3

JERRETT JACK E · CIK 0001209785 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,105

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 31, 2016 under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 22:53 UTC
JERRETT JACK ESVP & General Counsel
Exercise / conversionCommon stock 12,000 $8.28 $99,300.00
Disclosure

SEC source: 0001209784-16-000055 · edgar.xml · nonDerivative · entry 2

JERRETT JACK E · CIK 0001209785 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 22:53 UTC
JERRETT JACK ESVP & General Counsel
Exercise / conversionCommon stock 12,000 $8.06 $96,660.00
Disclosure

SEC source: 0001209784-16-000055 · edgar.xml · nonDerivative · entry 1

JERRETT JACK E · CIK 0001209785 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 29, 2016 00:29 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionNon-qualified stock options · Derivative 5,893 $0.00 Strike: $8.28 $0.00
Disclosure

SEC source: 0001209784-16-000057 · edgar.xml · derivative · entry 6

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,107

Underlying: Common stock · 5,893 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2007 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
November 23, 2016 Filed Nov 29, 2016 00:29 UTC
Michels Douglas ADirector · President & CEO
SaleCommon stock 142 $9.01 $1,279.42
Disclosure

SEC source: 0001209784-16-000057 · edgar.xml · nonDerivative · entry 5

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,898

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 22, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
November 23, 2016 Filed Nov 29, 2016 00:29 UTC
Michels Douglas ADirector · President & CEO
SaleCommon stock 5,751 $9.03 $51,931.53
Disclosure

SEC source: 0001209784-16-000057 · edgar.xml · nonDerivative · entry 4

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,040

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 22, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
November 23, 2016 Filed Nov 29, 2016 00:29 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionCommon stock 142 $8.28 $1,175.05
Disclosure

SEC source: 0001209784-16-000057 · edgar.xml · nonDerivative · entry 3

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 23, 2016 Filed Nov 29, 2016 00:29 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionCommon stock 5,751 $8.28 $47,589.53
Disclosure

SEC source: 0001209784-16-000057 · edgar.xml · nonDerivative · entry 2

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 23, 2016 Filed Nov 29, 2016 00:29 UTC
Michels Douglas ADirector · President & CEO
SaleCommon stock 25,000 $9.02 $225,500.00
Disclosure

SEC source: 0001209784-16-000057 · edgar.xml · nonDerivative · entry 1

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,898

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 22, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.

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November 22, 2016 Filed Nov 25, 2016 22:55 UTC
KUNA MARK LSVP & Controller
Exercise / conversionNon-qualified stock options · Derivative 15,000 $0.00 Strike: $5.19 $0.00
Disclosure

SEC source: 0001209784-16-000056 · edgar.xml · derivative · entry 7

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175

Underlying: Common stock · 15,000 shares

Expires 2020-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options granted on January 25, 2010 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratable on a monthly basis over the remaining 36 months.

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November 22, 2016 Filed Nov 25, 2016 22:55 UTC
KUNA MARK LSVP & Controller
SaleCommon stock 15,000 $8.88 $133,245.00
Disclosure

SEC source: 0001209784-16-000056 · edgar.xml · nonDerivative · entry 4

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,096

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 31, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.

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November 22, 2016 Filed Nov 25, 2016 22:55 UTC
KUNA MARK LSVP & Controller
Exercise / conversionCommon stock 15,000 $5.19 $77,850.00
Disclosure

SEC source: 0001209784-16-000056 · edgar.xml · nonDerivative · entry 1

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 21:46 UTC GrantNon-qualified stock options · Derivative 40,000 Not disclosed Strike: $8.33 Not disclosed
Disclosure

SEC source: 0001209784-16-000054 · edgar.xml · derivative · entry 2

TANG STEPHEN S PHD · CIK 0001240718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common stock · 40,000 shares

Expires 2026-11-14

F1 · kind: Grant of nonqualified stock options, vesting and exercisable on a monthly basis, over the 24 months immediately following the grant date. Vesting shall cease immediately if the named individual ceases to serve as a member of the Board of Directors.

F1 · price: Grant of nonqualified stock options, vesting and exercisable on a monthly basis, over the 24 months immediately following the grant date. Vesting shall cease immediately if the named individual ceases to serve as a member of the Board of Directors.

F1 · derivative.exercise_date: Grant of nonqualified stock options, vesting and exercisable on a monthly basis, over the 24 months immediately following the grant date. Vesting shall cease immediately if the named individual ceases to serve as a member of the Board of Directors.

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November 13, 2016 Filed Nov 16, 2016 21:44 UTC Disposition to issuerCommon stock 8,847 Not disclosed Not disclosed
Disclosure

SEC source: 0001209784-16-000053 · edgar.xml · nonDerivative · entry 1

WATSON DOUGLAS G · CIK 0001171147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,032

F1 · kind: Forfeiture of restricted shares upon retirement from the Board of Directors.

F1 · price: Forfeiture of restricted shares upon retirement from the Board of Directors.

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September 26, 2016 Filed Sep 28, 2016 21:40 UTC
Michels Douglas ADirector · President & CEO
SaleCommon stock 25,000 $8.22 $205,525.00
Disclosure

SEC source: 0001209784-16-000052 · edgar.xml · nonDerivative · entry 1

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,898

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 22, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.

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February 09, 2016 Filed Jan 19, 2017 17:55 UTC
SPAIR RONALD HDirector · COO & CFO
GiftCommon stock 2,500 $6.43 $16,062.50
Disclosure

SEC source: 0001209784-17-000001 · edgar.xml · nonDerivative · entry 2

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,663

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February 08, 2016 Filed Jan 19, 2017 17:55 UTC
SPAIR RONALD HDirector · COO & CFO
GiftCommon stock 2,500 $6.21 $15,512.50
Disclosure

SEC source: 0001209784-17-000001 · edgar.xml · nonDerivative · entry 1

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,163

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.