Last 12 months
Inside the activity.
8 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 4 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 3 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2017 Filed May 9, 2017 22:48 UTC |
Michels Douglas ADirector · President & CEO
|
SaleCommon stock | 167,916 | $15.09 | $2,533,852.44 |
DisclosureSEC source: 0001209784-17-000034 · edgar.xml · nonDerivative · entry 6 Michels Douglas A · CIK 0001295391 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768,058 Read SEC document |
| May 08, 2017 Filed May 9, 2017 22:48 UTC |
Michels Douglas ADirector · President & CEO
|
Exercise / conversionCommon stock | 167,916 | $7.05 | $1,182,968.22 |
DisclosureSEC source: 0001209784-17-000034 · edgar.xml · nonDerivative · entry 5 Michels Douglas A · CIK 0001295391 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 935,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 22:48 UTC |
Michels Douglas ADirector · President & CEO
|
SaleCommon stock | 79,738 | $15.09 | $1,203,246.42 |
DisclosureSEC source: 0001209784-17-000034 · edgar.xml · nonDerivative · entry 4 Michels Douglas A · CIK 0001295391 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768,058 Read SEC document |
| May 08, 2017 Filed May 9, 2017 22:48 UTC |
Michels Douglas ADirector · President & CEO
|
Exercise / conversionCommon stock | 79,738 | $6.63 | $528,264.25 |
DisclosureSEC source: 0001209784-17-000034 · edgar.xml · nonDerivative · entry 3 Michels Douglas A · CIK 0001295391 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:46 UTC |
KUNA MARK LSVP & Controller
|
Exercise / conversionNonqualified stock options · Derivative | 29,413 | $0.00 Strike: $7.05 | $0.00 |
DisclosureSEC source: 0001209784-17-000033 · edgar.xml · derivative · entry 7 KUNA MARK L · CIK 0001209784 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,302 Underlying: Common stock · 29,413 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2013 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:46 UTC |
KUNA MARK LSVP & Controller
|
SaleCommon stock | 29,413 | $15.13 | $445,018.69 |
DisclosureSEC source: 0001209784-17-000033 · edgar.xml · nonDerivative · entry 2 KUNA MARK L · CIK 0001209784 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,491 Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:46 UTC |
KUNA MARK LSVP & Controller
|
Exercise / conversionCommon stock | 29,413 | $7.05 | $207,214.59 |
DisclosureSEC source: 0001209784-17-000033 · edgar.xml · nonDerivative · entry 1 KUNA MARK L · CIK 0001209784 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:53 UTC |
SPAIR RONALD HDirector · COO & CFO
|
Exercise / conversionNonqualified stock options · Derivative | 66,064 | $0.00 Strike: $5.19 | $0.00 |
DisclosureSEC source: 0001209784-17-000037 · edgar.xml · derivative · entry 6 SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,751 Underlying: Common stock · 66,064 shares Expires 2020-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Nonqualified stock options granted on January 25, 2010 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:53 UTC |
SPAIR RONALD HDirector · COO & CFO
|
SaleCommon stock | 66,064 | $15.00 | $990,960.00 |
DisclosureSEC source: 0001209784-17-000037 · edgar.xml · nonDerivative · entry 2 SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,066 Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:53 UTC |
SPAIR RONALD HDirector · COO & CFO
|
Exercise / conversionCommon stock | 66,064 | $5.19 | $342,872.16 |
DisclosureSEC source: 0001209784-17-000037 · edgar.xml · nonDerivative · entry 1 SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:50 UTC |
PRINGLE ROGER LDirector
|
Exercise / conversionNonqualified stock options · Derivative | 15,000 | $0.00 Strike: $8.06 | $0.00 |
DisclosureSEC source: 0001209784-17-000036 · edgar.xml · derivative · entry 14 PRINGLE ROGER L · CIK 0001209778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 15,000 shares Expires 2018-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Nonqualified stock options granted on 02/01/2008, vesting and exercisable on a monthly basis, over the 12 months immediately following the grant date. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:50 UTC |
PRINGLE ROGER LDirector
|
Exercise / conversionDiscounted stock options · Derivative | 15,000 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0001209784-17-000036 · edgar.xml · derivative · entry 13 PRINGLE ROGER L · CIK 0001209778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Discounted stock options, granted on 2/17/1998, vesting in increments of 5,000 options on February 17, 1999, 2000 and on September 29, 2000, with no expiration date. F4 · derivative.expiration_date: Discounted stock options, granted on 2/17/1998, vesting in increments of 5,000 options on February 17, 1999, 2000 and on September 29, 2000, with no expiration date. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:50 UTC |
PRINGLE ROGER LDirector
|
Exercise / conversionDiscounted stock options · Derivative | 15,000 | $0.00 Strike: $5.04 | $0.00 |
DisclosureSEC source: 0001209784-17-000036 · edgar.xml · derivative · entry 12 PRINGLE ROGER L · CIK 0001209778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Discounted stock options, granted on 12/15/1994, vesting in increments of 5,000 options on February 21, 1996, 1997 and 1998, with no expiration date. F3 · derivative.expiration_date: Discounted stock options, granted on 12/15/1994, vesting in increments of 5,000 options on February 21, 1996, 1997 and 1998, with no expiration date. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:50 UTC |
PRINGLE ROGER LDirector
|
Exercise / conversionDiscounted stock options · Derivative | 20,552 | $0.00 Strike: $5.04 | $0.00 |
DisclosureSEC source: 0001209784-17-000036 · edgar.xml · derivative · entry 11 PRINGLE ROGER L · CIK 0001209778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 20,552 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Discounted stock options, granted on 09/04/1992, vesting annually over a fout-year period immediately folowing the grant date, with no expiration date. F2 · derivative.expiration_date: Discounted stock options, granted on 09/04/1992, vesting annually over a fout-year period immediately folowing the grant date, with no expiration date. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:50 UTC |
PRINGLE ROGER LDirector
|
Exercise / conversionDiscounted stock options · Derivative | 75,000 | $0.00 Strike: $4.17 | $0.00 |
DisclosureSEC source: 0001209784-17-000036 · edgar.xml · derivative · entry 10 PRINGLE ROGER L · CIK 0001209778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Discounted stock options, granted on 01/08/1991, vesting in five tranches, over a four-year period following the grant date, with no expiration date. F1 · derivative.expiration_date: Discounted stock options, granted on 01/08/1991, vesting in five tranches, over a four-year period following the grant date, with no expiration date. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:50 UTC |
PRINGLE ROGER LDirector
|
SaleCommon stock | 140,552 | $14.93 | $2,098,863.02 |
DisclosureSEC source: 0001209784-17-000036 · edgar.xml · nonDerivative · entry 6 PRINGLE ROGER L · CIK 0001209778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,452 Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:50 UTC |
PRINGLE ROGER LDirector
|
Exercise / conversionCommon stock | 15,000 | $8.06 | $120,825.00 |
DisclosureSEC source: 0001209784-17-000036 · edgar.xml · nonDerivative · entry 5 PRINGLE ROGER L · CIK 0001209778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:50 UTC |
PRINGLE ROGER LDirector
|
Exercise / conversionCommon stock | 15,000 | $4.22 | $63,282.00 |
DisclosureSEC source: 0001209784-17-000036 · edgar.xml · nonDerivative · entry 4 PRINGLE ROGER L · CIK 0001209778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:50 UTC |
PRINGLE ROGER LDirector
|
Exercise / conversionCommon stock | 15,000 | $5.04 | $75,600.00 |
DisclosureSEC source: 0001209784-17-000036 · edgar.xml · nonDerivative · entry 3 PRINGLE ROGER L · CIK 0001209778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:50 UTC |
PRINGLE ROGER LDirector
|
Exercise / conversionCommon stock | 20,552 | $5.04 | $103,582.08 |
DisclosureSEC source: 0001209784-17-000036 · edgar.xml · nonDerivative · entry 2 PRINGLE ROGER L · CIK 0001209778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:50 UTC |
PRINGLE ROGER LDirector
|
Exercise / conversionCommon stock | 75,000 | $4.17 | $312,375.00 |
DisclosureSEC source: 0001209784-17-000036 · edgar.xml · nonDerivative · entry 1 PRINGLE ROGER L · CIK 0001209778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:49 UTC |
Patrick Charles WDirector
|
GiftCommon stock | 285 | $14.96 | $4,263.60 |
DisclosureSEC source: 0001209784-17-000035 · edgar.xml · nonDerivative · entry 3 Patrick Charles W · CIK 0001348789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,596 Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:49 UTC |
Patrick Charles WDirector
|
SaleCommon stock | 745 | $14.96 | $11,145.20 |
DisclosureSEC source: 0001209784-17-000035 · edgar.xml · nonDerivative · entry 2 Patrick Charles W · CIK 0001348789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,881 Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:49 UTC |
Patrick Charles WDirector
|
SaleCommon stock | 9,255 | $14.96 | $138,454.80 |
DisclosureSEC source: 0001209784-17-000035 · edgar.xml · nonDerivative · entry 1 Patrick Charles W · CIK 0001348789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Non-qualified Deferred Compensation Plan Disclosed balance after: 0 Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:48 UTC |
Michels Douglas ADirector · President & CEO
|
Exercise / conversionNonqualified stock options · Derivative | 113,562 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001209784-17-000034 · edgar.xml · derivative · entry 7 Michels Douglas A · CIK 0001295391 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,738 Underlying: Common stock · 113,562 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2011 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:48 UTC |
Michels Douglas ADirector · President & CEO
|
SaleCommon stock | 113,562 | $15.06 | $1,710,243.72 |
DisclosureSEC source: 0001209784-17-000034 · edgar.xml · nonDerivative · entry 2 Michels Douglas A · CIK 0001295391 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768,058 Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:48 UTC |
Michels Douglas ADirector · President & CEO
|
Exercise / conversionCommon stock | 113,562 | $6.63 | $752,348.25 |
DisclosureSEC source: 0001209784-17-000034 · edgar.xml · nonDerivative · entry 1 Michels Douglas A · CIK 0001295391 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:45 UTC |
Celano MichaelDirector
|
SaleCommon stock | 44,962 | $14.95 | $672,181.90 |
DisclosureSEC source: 0001209784-17-000032 · edgar.xml · nonDerivative · entry 1 Celano Michael · CIK 0001377582 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,117 Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 21:04 UTC |
REED MICHAELSVP R&D and CSO
|
Tax withholdingCommon stock | 2,030 | $12.39 | $25,151.70 |
DisclosureSEC source: 0001209784-17-000031 · edgar.xml · nonDerivative · entry 1 REED MICHAEL · CIK 0001672641 · SVP R&D and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,210 F1 · kind: Withholding of shares to pay the tax liability associated with vesting of restricted shares. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 20:41 UTC |
TANG STEPHEN S PHDDirector
|
SaleCommon stock | 220 | $12.00 | $2,640.00 |
DisclosureSEC source: 0001209784-17-000030 · edgar.xml · nonDerivative · entry 1 TANG STEPHEN S PHD · CIK 0001240718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,748 F1 · kind: Sale pursuant to a predetermined sales plan, entered into on November 8, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:05 UTC |
Celano MichaelDirector
|
Exercise / conversionNonqualified stock option · Derivative | 15,000 | $0.00 Strike: $8.06 | $0.00 |
DisclosureSEC source: 0001209784-17-000029 · edgar.xml · derivative · entry 3 Celano Michael · CIK 0001377582 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 15,000 shares Expires 2018-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2008, esting and exercisable on a monthly basis, over the 12 months immediately following the grant date. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:05 UTC |
Celano MichaelDirector
|
SaleCommon stock | 15,000 | $12.00 | $180,000.00 |
DisclosureSEC source: 0001209784-17-000029 · edgar.xml · nonDerivative · entry 2 Celano Michael · CIK 0001377582 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,079 F1 · kind: Sale pursuant to a predetermined sales plan, entered into on February 27, 2015, under Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:05 UTC |
Celano MichaelDirector
|
Exercise / conversionCommon stock | 15,000 | $8.06 | $120,825.00 |
DisclosureSEC source: 0001209784-17-000029 · edgar.xml · nonDerivative · entry 1 Celano Michael · CIK 0001377582 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:02 UTC |
TANG STEPHEN S PHDDirector
|
SaleCommon stock | 6,100 | $12.02 | $73,346.40 |
DisclosureSEC source: 0001209784-17-000028 · edgar.xml · nonDerivative · entry 1 TANG STEPHEN S PHD · CIK 0001240718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,968 F1 · kind: Sale pursuant to a predetermined sales plan, entered into on November 8, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934. F2 · price: Represents weighted avearage sale price. Actual sale prices range from $12.00 to $12.07. Reporting person undertakes to provide, upon request, detailed nformation regarding the price and number of shares sold within the range indicated. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 20:38 UTC |
Patrick Charles WDirector
|
GiftCommon stock | 2,450 | $11.43 | $28,003.50 |
DisclosureSEC source: 0001209784-17-000026 · edgar.xml · nonDerivative · entry 4 Patrick Charles W · CIK 0001348789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,626 Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 20:38 UTC |
Patrick Charles WDirector
|
SaleCommon stock | 13,880 | $11.27 | $156,413.72 |
DisclosureSEC source: 0001209784-17-000026 · edgar.xml · nonDerivative · entry 3 Patrick Charles W · CIK 0001348789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,076 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:22 UTC |
Patrick Charles WDirector
|
SaleCommon stock | 5,650 | $11.30 | $63,845.00 |
DisclosureSEC source: 0001209784-17-000027 · edgar.xml · nonDerivative · entry 1 Patrick Charles W · CIK 0001348789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Non-qualified Deferred Compensation Plan Disclosed balance after: 9,255 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 20:38 UTC |
Patrick Charles WDirector
|
SaleCommon stock | 1,003 | $11.35 | $11,384.05 |
DisclosureSEC source: 0001209784-17-000026 · edgar.xml · nonDerivative · entry 2 Patrick Charles W · CIK 0001348789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,956 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 20:38 UTC |
Patrick Charles WDirector
|
SaleCommon stock | 15,000 | $11.30 | $169,500.00 |
DisclosureSEC source: 0001209784-17-000026 · edgar.xml · nonDerivative · entry 1 Patrick Charles W · CIK 0001348789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,959 Read SEC document |
| February 16, 2017 Filed Feb 16, 2017 22:33 UTC |
SPAIR RONALD HDirector · COO & CFO
|
SaleCommon stock | 50,000 | $11.12 | $555,780.00 |
DisclosureSEC source: 0001209784-17-000024 · edgar.xml · nonDerivative · entry 1 SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Non-Qualified Deferred Compensation Plan Disclosed balance after: 150,063 Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:34 UTC |
TANG STEPHEN S PHDDirector
|
Exercise / conversionNonqualified stock option · Derivative | 40,000 | $0.00 Strike: $8.21 | $0.00 |
DisclosureSEC source: 0001209784-17-000025 · edgar.xml · derivative · entry 3 TANG STEPHEN S PHD · CIK 0001240718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 40,000 shares Expires 2021-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Nonqualified stock options granted on April 6, 2011, vesting and exercisable on a monthly basis, over the 24 months immediately following the grant date. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:34 UTC |
TANG STEPHEN S PHDDirector
|
SaleCommon stock | 40,000 | $11.04 | $441,756.00 |
DisclosureSEC source: 0001209784-17-000025 · edgar.xml · nonDerivative · entry 2 TANG STEPHEN S PHD · CIK 0001240718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,068 Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:34 UTC |
TANG STEPHEN S PHDDirector
|
Exercise / conversionCommon stock | 40,000 | $8.21 | $328,200.00 |
DisclosureSEC source: 0001209784-17-000025 · edgar.xml · nonDerivative · entry 1 TANG STEPHEN S PHD · CIK 0001240718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:31 UTC |
JERRETT JACK ESVP & General Counsel
|
Exercise / conversionNonqualified stock option · Derivative | 38,438 | $0.00 Strike: $5.71 | $0.00 |
DisclosureSEC source: 0001209784-17-000023 · edgar.xml · derivative · entry 7 JERRETT JACK E · CIK 0001209785 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,813 Underlying: Common stock · 38,438 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Nonqualified stock options granted on February 3, 2014 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:31 UTC |
JERRETT JACK ESVP & General Counsel
|
Exercise / conversionNonqualified stock option · Derivative | 43,850 | $0.00 Strike: $7.05 | $0.00 |
DisclosureSEC source: 0001209784-17-000023 · edgar.xml · derivative · entry 6 JERRETT JACK E · CIK 0001209785 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 43,850 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2013 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:31 UTC |
JERRETT JACK ESVP & General Counsel
|
Exercise / conversionNonqualified stock option · Derivative | 25,000 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001209784-17-000023 · edgar.xml · derivative · entry 5 JERRETT JACK E · CIK 0001209785 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 25,000 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2011 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:31 UTC |
JERRETT JACK ESVP & General Counsel
|
SaleCommon stock | 107,288 | $11.06 | $1,186,476.53 |
DisclosureSEC source: 0001209784-17-000023 · edgar.xml · nonDerivative · entry 4 JERRETT JACK E · CIK 0001209785 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,842 Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:31 UTC |
JERRETT JACK ESVP & General Counsel
|
Exercise / conversionCommon stock | 38,438 | $5.71 | $219,669.33 |
DisclosureSEC source: 0001209784-17-000023 · edgar.xml · nonDerivative · entry 3 JERRETT JACK E · CIK 0001209785 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:31 UTC |
JERRETT JACK ESVP & General Counsel
|
Exercise / conversionCommon stock | 43,850 | $7.05 | $308,923.25 |
DisclosureSEC source: 0001209784-17-000023 · edgar.xml · nonDerivative · entry 2 JERRETT JACK E · CIK 0001209785 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:31 UTC |
JERRETT JACK ESVP & General Counsel
|
Exercise / conversionCommon stock | 25,000 | $6.63 | $165,625.00 |
DisclosureSEC source: 0001209784-17-000023 · edgar.xml · nonDerivative · entry 1 JERRETT JACK E · CIK 0001209785 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.