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ORASURE TECHNOLOGIES INC

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6152
SEC CIK
0001116463
Parsed reports
322

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202630
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 27, 2017 Filed Jun 29, 2017 23:49 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionNonqualified stock options · Derivative 89,541 $0.00 Strike: $9.31 $0.00
Disclosure

SEC source: 0001209784-17-000052 · edgar.xml · derivative · entry 9

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,378

Underlying: Common stock · 89,541 shares

Expires 2025-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Nonqualified stock options granted on February 3, 2015 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

F3 · derivative.exercise_date: Nonqualified stock options granted on February 3, 2015 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 23:49 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionNonqualified stock options · Derivative 75,000 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001209784-17-000052 · edgar.xml · derivative · entry 8

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 75,000 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Nonqualified stock options granted on February 1, 2012 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2012 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 23:49 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionNonqualified stock options · Derivative 125,954 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001209784-17-000052 · edgar.xml · derivative · entry 7

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 125,954 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Nonqualified stock options granted on February 1, 2012 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2012 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 23:49 UTC
Michels Douglas ADirector · President & CEO
SaleCommon stock 89,541 $16.28 $1,457,817.02
Disclosure

SEC source: 0001209784-17-000052 · edgar.xml · nonDerivative · entry 6

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,058

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on May 24, 2017, under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 23:49 UTC
Michels Douglas ADirector · President & CEO
SaleCommon stock 75,000 $16.67 $1,250,475.00
Disclosure

SEC source: 0001209784-17-000052 · edgar.xml · nonDerivative · entry 5

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,599

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on May 24, 2017, under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 23:49 UTC
Michels Douglas ADirector · President & CEO
SaleCommon stock 125,954 $17.13 $2,157,969.88
Disclosure

SEC source: 0001209784-17-000052 · edgar.xml · nonDerivative · entry 4

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932,599

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on May 24, 2017, under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 23:49 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionCommon stock 89,541 $9.31 $833,179.01
Disclosure

SEC source: 0001209784-17-000052 · edgar.xml · nonDerivative · entry 3

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,058,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 23:49 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionCommon stock 75,000 $11.30 $847,125.00
Disclosure

SEC source: 0001209784-17-000052 · edgar.xml · nonDerivative · entry 2

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 23:49 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionCommon stock 125,954 $11.30 $1,422,650.43
Disclosure

SEC source: 0001209784-17-000052 · edgar.xml · nonDerivative · entry 1

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2017 Filed Jun 22, 2017 21:13 UTC GrantNonqualified stock options · Derivative 40,000 Not disclosed Strike: $14.95 Not disclosed
Disclosure

SEC source: 0001209784-17-000051 · edgar.xml · derivative · entry 1

Aspinall Mara G. · CIK 0001623049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common stock · 40,000 shares

Expires 2027-06-21

F1 · kind: Grant of nonqualified stock options, vesting and exercisable on a monthly basis, over the 24 months immediately following the grant date. Vesting shall cease immediately if the named individual ceases to serve as a member of the Board of Directors.

F1 · price: Grant of nonqualified stock options, vesting and exercisable on a monthly basis, over the 24 months immediately following the grant date. Vesting shall cease immediately if the named individual ceases to serve as a member of the Board of Directors.

F1 · derivative.exercise_date: Grant of nonqualified stock options, vesting and exercisable on a monthly basis, over the 24 months immediately following the grant date. Vesting shall cease immediately if the named individual ceases to serve as a member of the Board of Directors.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 23:59 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionNonqualified stock options · Derivative 39,749 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001209784-17-000048 · edgar.xml · derivative · entry 6

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,737

Underlying: Common stock · 39,749 shares

Expires 2024-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 3, 2014 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 23:59 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionNonqualified stock options · Derivative 10,251 $0.00 Strike: $5.19 $0.00
Disclosure

SEC source: 0001209784-17-000048 · edgar.xml · derivative · entry 5

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 10,251 shares

Expires 2020-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Nonqualified stock options granted on January 25, 2010 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 23:59 UTC
SPAIR RONALD HDirector · COO & CFO
SaleCommon stock 50,000 $15.06 $752,890.00
Disclosure

SEC source: 0001209784-17-000048 · edgar.xml · nonDerivative · entry 3

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,066

Read SEC document
May 31, 2017 Filed Jun 2, 2017 23:59 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionCommon stock 39,749 $5.71 $227,161.56
Disclosure

SEC source: 0001209784-17-000048 · edgar.xml · nonDerivative · entry 2

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 23:59 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionCommon stock 10,251 $5.19 $53,202.69
Disclosure

SEC source: 0001209784-17-000048 · edgar.xml · nonDerivative · entry 1

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2017 Filed May 30, 2017 20:55 UTC Exercise / conversionNonqualified stock options · Derivative 15,000 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001209784-17-000046 · edgar.xml · derivative · entry 4

LANCASTER RONNY B · CIK 0001238960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 15,000 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2008, vesting and exercisable on a monthly basis, over the 12 months immediately following the grant date.

Read SEC document
May 30, 2017 Filed May 30, 2017 20:55 UTC SaleCommon stock 15,000 $15.07 $225,975.00
Disclosure

SEC source: 0001209784-17-000046 · edgar.xml · nonDerivative · entry 3

LANCASTER RONNY B · CIK 0001238960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,295

Read SEC document
May 30, 2017 Filed May 30, 2017 20:55 UTC Exercise / conversionCommon stock 15,000 $8.06 $120,825.00
Disclosure

SEC source: 0001209784-17-000046 · edgar.xml · nonDerivative · entry 2

LANCASTER RONNY B · CIK 0001238960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2017 Filed May 30, 2017 20:56 UTC SaleCommon stock 6,666 $15.15 $100,989.90
Disclosure

SEC source: 0001209784-17-000047 · edgar.xml · nonDerivative · entry 1

Patrick Charles W · CIK 0001348789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,104

Read SEC document
May 26, 2017 Filed May 30, 2017 20:55 UTC SaleCommon stock 74,684 $14.73 $1,100,394.06
Disclosure

SEC source: 0001209784-17-000046 · edgar.xml · nonDerivative · entry 1

LANCASTER RONNY B · CIK 0001238960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,295

Read SEC document
May 16, 2017 Filed May 17, 2017 20:49 UTC GrantCommon stock 7,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001209784-17-000045 · edgar.xml · nonDerivative · entry 2

TANG STEPHEN S PHD · CIK 0001240718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,416

F2 · kind: Grant of restricted shares under the OraSure Technologies, Inc. Stock Award Plan, cliff vesting on May 14, 2018. Vesting shall cease immediately if the named individual voluntarily ceases to serve as a member of the Board of Directors.

F2 · price: Grant of restricted shares under the OraSure Technologies, Inc. Stock Award Plan, cliff vesting on May 14, 2018. Vesting shall cease immediately if the named individual voluntarily ceases to serve as a member of the Board of Directors.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:47 UTC GrantCommon stock 6,295 Not disclosed Not disclosed
Disclosure

SEC source: 0001209784-17-000043 · edgar.xml · nonDerivative · entry 2

Patrick Charles W · CIK 0001348789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,770

F2 · kind: Grant of restricted shares under the OraSure Technologies, Inc. Stock Award Plan, cliff vesting on May 14, 2018. Vesting shall cease immediately if the named individual voluntarily ceases to serve as a member of the Board of Directors.

F2 · price: Grant of restricted shares under the OraSure Technologies, Inc. Stock Award Plan, cliff vesting on May 14, 2018. Vesting shall cease immediately if the named individual voluntarily ceases to serve as a member of the Board of Directors.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:46 UTC GrantCommon stock 6,295 Not disclosed Not disclosed
Disclosure

SEC source: 0001209784-17-000042 · edgar.xml · nonDerivative · entry 2

LANCASTER RONNY B · CIK 0001238960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,979

F2 · kind: Grant of restricted shares under the OraSure Technologies, Inc. Stock Award Plan, cliff vesting on May 14, 2018. Vesting shall cease immediately if the named individual voluntarily ceases to serve as a member of the Board of Directors.

F2 · price: Grant of restricted shares under the OraSure Technologies, Inc. Stock Award Plan, cliff vesting on May 14, 2018. Vesting shall cease immediately if the named individual voluntarily ceases to serve as a member of the Board of Directors.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:45 UTC GrantCommon stock 6,295 Not disclosed Not disclosed
Disclosure

SEC source: 0001209784-17-000041 · edgar.xml · nonDerivative · entry 2

HOBBS EAMONN P · CIK 0001235670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,711

F2 · kind: Grant of restricted shares under the OraSure Technologies, Inc. Stock Award Plan, cliff vesting on May 14, 2018. Vesting shall cease immediately if the named individual voluntarily ceases to serve as a member of the Board of Directors.

F2 · price: Grant of restricted shares under the OraSure Technologies, Inc. Stock Award Plan, cliff vesting on May 14, 2018. Vesting shall cease immediately if the named individual voluntarily ceases to serve as a member of the Board of Directors.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:44 UTC GrantCommon stock 6,295 Not disclosed Not disclosed
Disclosure

SEC source: 0001209784-17-000040 · edgar.xml · nonDerivative · entry 2

Celano Michael · CIK 0001377582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,128

F2 · kind: Grant of restricted shares under the OraSure Technologies, Inc. Stock Award Plan, cliff vesting on May 14, 2018. Vesting shall cease immediately if the named individual voluntarily ceases to serve as a member of the Board of Directors.

F2 · price: Grant of restricted shares under the OraSure Technologies, Inc. Stock Award Plan, cliff vesting on May 14, 2018. Vesting shall cease immediately if the named individual voluntarily ceases to serve as a member of the Board of Directors.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:48 UTC Tax withholdingCommon stock 3,861 $15.13 $58,407.28
Disclosure

SEC source: 0001209784-17-000044 · edgar.xml · nonDerivative · entry 1

PRINGLE ROGER L · CIK 0001209778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,591

F1 · kind: Withholding of shares to pay the tax liability associated with vesting of restricted shares.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:49 UTC Tax withholdingCommon stock 3,284 $15.13 $49,678.71
Disclosure

SEC source: 0001209784-17-000045 · edgar.xml · nonDerivative · entry 1

TANG STEPHEN S PHD · CIK 0001240718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,464

F1 · kind: Withholding of shares to pay the tax liability associated with vesting of restricted shares.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:47 UTC Tax withholdingCommon stock 4,121 $15.13 $62,340.43
Disclosure

SEC source: 0001209784-17-000043 · edgar.xml · nonDerivative · entry 1

Patrick Charles W · CIK 0001348789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,475

F1 · kind: Withholding of shares to pay the tax liability associated with vesting of restricted shares.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:46 UTC Tax withholdingCommon stock 3,919 $15.13 $59,284.67
Disclosure

SEC source: 0001209784-17-000042 · edgar.xml · nonDerivative · entry 1

LANCASTER RONNY B · CIK 0001238960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,684

F1 · kind: Withholding of shares to pay the tax liability associated with vesting of restricted shares.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:45 UTC Tax withholdingCommon stock 3,284 $15.13 $49,678.71
Disclosure

SEC source: 0001209784-17-000041 · edgar.xml · nonDerivative · entry 1

HOBBS EAMONN P · CIK 0001235670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,416

F1 · kind: Withholding of shares to pay the tax liability associated with vesting of restricted shares.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:44 UTC Tax withholdingCommon stock 3,284 $15.13 $49,678.71
Disclosure

SEC source: 0001209784-17-000040 · edgar.xml · nonDerivative · entry 1

Celano Michael · CIK 0001377582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,833

F1 · kind: Withholding of shares to pay the tax liability associated with vesting of restricted shares.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:30 UTC
Zezzo II AnthonyEVP, Marketing and Sales
Exercise / conversionNonqualified stock options · Derivative 115,000 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001209784-17-000039 · edgar.xml · derivative · entry 3

Zezzo II Anthony · CIK 0001509328 · EVP, Marketing and Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 115,000 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Nonqualified stock options granted on January 3, 2011 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:30 UTC
Zezzo II AnthonyEVP, Marketing and Sales
SaleCommon stock 115,000 $14.70 $1,690,845.00
Disclosure

SEC source: 0001209784-17-000039 · edgar.xml · nonDerivative · entry 2

Zezzo II Anthony · CIK 0001509328 · EVP, Marketing and Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,410

Read SEC document
May 10, 2017 Filed May 11, 2017 21:30 UTC
Zezzo II AnthonyEVP, Marketing and Sales
Exercise / conversionCommon stock 115,000 $5.94 $682,525.00
Disclosure

SEC source: 0001209784-17-000039 · edgar.xml · nonDerivative · entry 1

Zezzo II Anthony · CIK 0001509328 · EVP, Marketing and Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 11, 2017 21:29 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionNonqualified stock options · Derivative 195,833 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001209784-17-000038 · edgar.xml · derivative · entry 5

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 195,833 shares

Expires 2024-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 3, 2014 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
May 09, 2017 Filed May 11, 2017 21:29 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionNonqualified stock options · Derivative 13,967 $0.00 Strike: $7.05 $0.00
Disclosure

SEC source: 0001209784-17-000038 · edgar.xml · derivative · entry 4

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 13,967 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2013 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
May 09, 2017 Filed May 11, 2017 21:29 UTC
Michels Douglas ADirector · President & CEO
SaleCommon stock 209,800 $15.01 $3,149,098.00
Disclosure

SEC source: 0001209784-17-000038 · edgar.xml · nonDerivative · entry 3

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,058

Read SEC document
May 09, 2017 Filed May 11, 2017 21:29 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionCommon stock 195,833 $5.71 $1,119,166.01
Disclosure

SEC source: 0001209784-17-000038 · edgar.xml · nonDerivative · entry 2

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 11, 2017 21:29 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionCommon stock 13,967 $7.05 $98,397.52
Disclosure

SEC source: 0001209784-17-000038 · edgar.xml · nonDerivative · entry 1

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 22:46 UTC
KUNA MARK LSVP & Controller
Exercise / conversionNonqualified stock options · Derivative 1,698 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001209784-17-000033 · edgar.xml · derivative · entry 9

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,492

Underlying: Common stock · 1,698 shares

Expires 2024-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 3, 2014 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

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May 08, 2017 Filed May 9, 2017 22:46 UTC
KUNA MARK LSVP & Controller
Exercise / conversionNonqualified stock options · Derivative 5,302 $0.00 Strike: $7.05 $0.00
Disclosure

SEC source: 0001209784-17-000033 · edgar.xml · derivative · entry 8

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 5,302 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2013 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

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May 08, 2017 Filed May 9, 2017 22:46 UTC
KUNA MARK LSVP & Controller
SaleCommon stock 1,698 $15.00 $25,470.00
Disclosure

SEC source: 0001209784-17-000033 · edgar.xml · nonDerivative · entry 6

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,491

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May 08, 2017 Filed May 9, 2017 22:46 UTC
KUNA MARK LSVP & Controller
Exercise / conversionCommon stock 1,698 $5.72 $9,704.07
Disclosure

SEC source: 0001209784-17-000033 · edgar.xml · nonDerivative · entry 5

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 22:46 UTC
KUNA MARK LSVP & Controller
SaleCommon stock 5,302 $15.00 $79,530.00
Disclosure

SEC source: 0001209784-17-000033 · edgar.xml · nonDerivative · entry 4

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,491

Read SEC document
May 08, 2017 Filed May 9, 2017 22:46 UTC
KUNA MARK LSVP & Controller
Exercise / conversionCommon stock 5,302 $7.05 $37,352.59
Disclosure

SEC source: 0001209784-17-000033 · edgar.xml · nonDerivative · entry 3

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 22:53 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionNonqualified stock options · Derivative 6,500 $0.00 Strike: $5.19 $0.00
Disclosure

SEC source: 0001209784-17-000037 · edgar.xml · derivative · entry 7

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,251

Underlying: Common stock · 6,500 shares

Expires 2020-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Nonqualified stock options granted on January 25, 2010 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

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May 08, 2017 Filed May 9, 2017 22:53 UTC
SPAIR RONALD HDirector · COO & CFO
SaleCommon stock 6,500 $15.03 $97,695.00
Disclosure

SEC source: 0001209784-17-000037 · edgar.xml · nonDerivative · entry 4

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,066

Read SEC document
May 08, 2017 Filed May 9, 2017 22:53 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionCommon stock 6,500 $5.19 $33,735.00
Disclosure

SEC source: 0001209784-17-000037 · edgar.xml · nonDerivative · entry 3

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 22:48 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionNonqualified stock options · Derivative 167,916 $0.00 Strike: $7.05 $0.00
Disclosure

SEC source: 0001209784-17-000034 · edgar.xml · derivative · entry 9

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,967

Underlying: Common stock · 167,916 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2013 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
May 08, 2017 Filed May 9, 2017 22:48 UTC
Michels Douglas ADirector · President & CEO
Exercise / conversionNonqualified stock options · Derivative 79,738 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001209784-17-000034 · edgar.xml · derivative · entry 8

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 79,738 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2011 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.