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ORASURE TECHNOLOGIES INC

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6152
SEC CIK
0001116463
Parsed reports
322

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202630
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 16, 2018 Filed Jan 18, 2018 22:08 UTC
SPAIR RONALD HDirector · COO & CFO
OtherCommon stock 824 $20.80 $17,139.20
Disclosure

SEC source: 0001209784-18-000001 · edgar.xml · nonDerivative · entry 1

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nonqualified Deferred Compensation Plan

Disclosed balance after: 149,239

F1 · kind: Transfer of shares to the participant pursuant to a pre-established election made under the provisions of the NonQualified Deferred Compensation Plan.

Read SEC document
January 10, 2018 Filed Feb 5, 2018 23:02 UTC
Michels Douglas ADirector · President & CEO
GiftCommon stock 3,090 $19.39 $59,915.10
Disclosure

SEC source: 0001209784-18-000006 · edgar.xml · nonDerivative · entry 1

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,045

Read SEC document
November 21, 2017 Filed Nov 21, 2017 23:31 UTC Exercise / conversionNonqualified stock options · Derivative 15,000 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001209784-17-000061 · edgar.xml · derivative · entry 3

Patrick Charles W · CIK 0001348789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 15,000 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2008, vesting and exercisable on a monthly basis over the 12 months immediately following the grant date.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 23:31 UTC Tax withholdingCommon stock 7,922 $15.25 $120,810.50
Disclosure

SEC source: 0001209784-17-000061 · edgar.xml · nonDerivative · entry 2

Patrick Charles W · CIK 0001348789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,182

F1 · kind: Withholding of shares to pay the exercise price associated with the option exercise.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 23:31 UTC Exercise / conversionCommon stock 15,000 $8.06 $120,825.00
Disclosure

SEC source: 0001209784-17-000061 · edgar.xml · nonDerivative · entry 1

Patrick Charles W · CIK 0001348789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 22:11 UTC PurchaseCommon stock 5,000 $14.23 $71,163.50
Disclosure

SEC source: 0001209784-17-000060 · edgar.xml · nonDerivative · entry 1

Aspinall Mara G. · CIK 0001623049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
October 04, 2017 Filed Oct 6, 2017 20:44 UTC
Michels Douglas ADirector · President & CEO
SaleCommon stock 22,923 $23.00 $527,229.00
Disclosure

SEC source: 0001209784-17-000059 · edgar.xml · nonDerivative · entry 1

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,135

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 29, 2017 under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 21:07 UTC
Michels Douglas ADirector · President & CEO
SaleCommon stock 25,000 $22.55 $563,712.50
Disclosure

SEC source: 0001209784-17-000058 · edgar.xml · nonDerivative · entry 1

Michels Douglas A · CIK 0001295391 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,058

F1 · kind: Sale pursuant to a predetermined sales plan, entered into on August 29, 2017 under Rule 10b5-1 of the Securities and Exchange Act of 1934.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:00 UTC
SMITH BRIANSee Remarks
Exercise / conversionNON-QUALIFIED STOCK OPTIONS · Derivative 9,012 $0.00 Strike: $9.31 $0.00
Disclosure

SEC source: 0000899243-17-021420 · doc4.xml · derivative · entry 4

SMITH BRIAN · CIK 0001713865 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,507

Underlying: COMMON STOCK · 9,012 shares

Expires 2025-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-Qualified stock options granted on February 3, 2015, vesting and exercisable over a four-year period, with one fourth vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis over the remaining 36 months.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:00 UTC
SMITH BRIANSee Remarks
SaleCOMMON STOCK 100 $20.40 $2,040.00
Disclosure

SEC source: 0000899243-17-021420 · doc4.xml · nonDerivative · entry 3

SMITH BRIAN · CIK 0001713865 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,365

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:00 UTC
SMITH BRIANSee Remarks
SaleCOMMON STOCK 9,012 $20.47 $184,475.64
Disclosure

SEC source: 0000899243-17-021420 · doc4.xml · nonDerivative · entry 2

SMITH BRIAN · CIK 0001713865 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,465

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:00 UTC
SMITH BRIANSee Remarks
Exercise / conversionCOMMON STOCK 9,012 $9.31 $83,856.66
Disclosure

SEC source: 0000899243-17-021420 · doc4.xml · nonDerivative · entry 1

SMITH BRIAN · CIK 0001713865 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:05 UTC SaleCommon Stock 1,000 $20.11 $20,110.00
Disclosure

SEC source: 0000899243-17-021302 · doc4.xml · nonDerivative · entry 1

Patrick Charles W · CIK 0001348789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,104

Read SEC document
August 22, 2017 Filed Aug 24, 2017 20:05 UTC
SMITH BRIANSEE REMARKS
SaleCOMMON STOCK 1,075 $21.12 $22,704.00
Disclosure

SEC source: 0000899243-17-020966 · doc4.xml · nonDerivative · entry 2

SMITH BRIAN · CIK 0001713865 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,465

Read SEC document
August 22, 2017 Filed Aug 24, 2017 20:05 UTC
SMITH BRIANSEE REMARKS
SaleCOMMON STOCK 2,000 $21.08 $42,160.00
Disclosure

SEC source: 0000899243-17-020966 · doc4.xml · nonDerivative · entry 1

SMITH BRIAN · CIK 0001713865 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,540

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionNonqualified stock options · Derivative 50,990 $0.00 Strike: $9.31 $0.00
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · derivative · entry 17

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,594

Underlying: Common stock · 50,990 shares

Expires 2025-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Nonqualified stock options granted on February 3, 2015 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionNonqualified stock options · Derivative 50,000 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · derivative · entry 16

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 50,000 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2012 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionNonqualified stock options · Derivative 75,207 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · derivative · entry 15

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 75,207 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2012 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
SaleCommon stock 176,197 $21.29 $3,751,674.62
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · nonDerivative · entry 9

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,066

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionCommon stock 50,990 $9.31 $474,461.95
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · nonDerivative · entry 8

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionCommon stock 50,000 $11.30 $564,750.00
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · nonDerivative · entry 7

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionCommon stock 75,207 $11.30 $849,463.07
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · nonDerivative · entry 6

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:36 UTC
KUNA MARK LSVP & Controller
SaleCommon stock 15,000 $21.32 $319,800.00
Disclosure

SEC source: 0001209784-17-000055 · edgar.xml · nonDerivative · entry 5

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,491

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:35 UTC
JERRETT JACK ESVP & General Counsel
Exercise / conversionNonqualified stock options · Derivative 34,683 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001209784-17-000054 · edgar.xml · derivative · entry 8

JERRETT JACK E · CIK 0001209785 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 34,683 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2012 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:35 UTC
JERRETT JACK ESVP & General Counsel
Exercise / conversionNonqualified stock options · Derivative 6,406 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001209784-17-000054 · edgar.xml · derivative · entry 7

JERRETT JACK E · CIK 0001209785 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,407

Underlying: Common stock · 6,406 shares

Expires 2024-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 3, 2014 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:35 UTC
JERRETT JACK ESVP & General Counsel
Exercise / conversionNonqualified stock options · Derivative 22,751 $0.00 Strike: $9.31 $0.00
Disclosure

SEC source: 0001209784-17-000054 · edgar.xml · derivative · entry 6

JERRETT JACK E · CIK 0001209785 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,650

Underlying: Common stock · 22,751 shares

Expires 2025-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Nonqualified stock options granted on February 3, 2015 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:35 UTC
JERRETT JACK ESVP & General Counsel
SaleCommon stock 9,623 $21.03 $202,365.92
Disclosure

SEC source: 0001209784-17-000054 · edgar.xml · nonDerivative · entry 5

JERRETT JACK E · CIK 0001209785 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,219

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:35 UTC
JERRETT JACK ESVP & General Counsel
SaleCommon stock 63,840 $20.73 $1,323,281.90
Disclosure

SEC source: 0001209784-17-000054 · edgar.xml · nonDerivative · entry 4

JERRETT JACK E · CIK 0001209785 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,842

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:35 UTC
JERRETT JACK ESVP & General Counsel
Exercise / conversionCommon stock 34,683 $11.30 $391,744.49
Disclosure

SEC source: 0001209784-17-000054 · edgar.xml · nonDerivative · entry 3

JERRETT JACK E · CIK 0001209785 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:35 UTC
JERRETT JACK ESVP & General Counsel
Exercise / conversionCommon stock 6,406 $5.71 $36,609.65
Disclosure

SEC source: 0001209784-17-000054 · edgar.xml · nonDerivative · entry 2

JERRETT JACK E · CIK 0001209785 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 21:35 UTC
JERRETT JACK ESVP & General Counsel
Exercise / conversionCommon stock 22,751 $9.31 $211,698.06
Disclosure

SEC source: 0001209784-17-000054 · edgar.xml · nonDerivative · entry 1

JERRETT JACK E · CIK 0001209785 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 20:52 UTC
Zezzo II AnthonyEVP - Infectious Diseases
Exercise / conversionNonqualified stock options · Derivative 72,916 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001209784-17-000057 · edgar.xml · derivative · entry 3

Zezzo II Anthony · CIK 0001509328 · EVP - Infectious Diseases

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,427

Underlying: Common stock · 72,916 shares

Expires 2024-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Nonqualified stock options granted on February 3, 2014 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 20:52 UTC
Zezzo II AnthonyEVP - Infectious Diseases
SaleCommon stock 72,916 $21.26 $1,550,296.24
Disclosure

SEC source: 0001209784-17-000057 · edgar.xml · nonDerivative · entry 2

Zezzo II Anthony · CIK 0001509328 · EVP - Infectious Diseases

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,410

Read SEC document
August 07, 2017 Filed Aug 9, 2017 20:52 UTC
Zezzo II AnthonyEVP - Infectious Diseases
Exercise / conversionCommon stock 72,916 $5.71 $416,707.65
Disclosure

SEC source: 0001209784-17-000057 · edgar.xml · nonDerivative · entry 1

Zezzo II Anthony · CIK 0001509328 · EVP - Infectious Diseases

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionNonqualified stock options · Derivative 72,775 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · derivative · entry 14

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,075

Underlying: Common stock · 72,775 shares

Expires 2024-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Nonqualified stock options granted on February 3, 2014 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionNonqualified stock options · Derivative 45,500 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · derivative · entry 13

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,500 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2008 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionNonqualified stock options · Derivative 116,100 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · derivative · entry 12

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 116,100 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2011 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionNonqualified stock options · Derivative 99,540 $0.00 Strike: $7.05 $0.00
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · derivative · entry 11

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 99,540 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2013 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
SaleCommon stock 333,915 $20.32 $6,785,753.85
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · nonDerivative · entry 5

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,066

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionCommon stock 72,775 $5.71 $415,901.85
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · nonDerivative · entry 4

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionCommon stock 45,500 $8.06 $366,502.50
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · nonDerivative · entry 3

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionCommon stock 116,100 $6.63 $769,162.50
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · nonDerivative · entry 2

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 04, 2017 Filed Aug 8, 2017 21:38 UTC
SPAIR RONALD HDirector · COO & CFO
Exercise / conversionCommon stock 99,540 $7.05 $701,259.30
Disclosure

SEC source: 0001209784-17-000056 · edgar.xml · nonDerivative · entry 1

SPAIR RONALD H · CIK 0001209780 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:36 UTC
KUNA MARK LSVP & Controller
Exercise / conversionNonqualified stock options · Derivative 27,400 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001209784-17-000055 · edgar.xml · derivative · entry 8

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 27,400 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Nonqualified stock options granted on February 1, 2012 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

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August 04, 2017 Filed Aug 8, 2017 21:36 UTC
KUNA MARK LSVP & Controller
Exercise / conversionNonqualified stock options · Derivative 16,162 $0.00 Strike: $9.31 $0.00
Disclosure

SEC source: 0001209784-17-000055 · edgar.xml · derivative · entry 7

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,697

Underlying: Common stock · 16,162 shares

Expires 2025-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified stock options granted on February 3, 2015 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

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August 04, 2017 Filed Aug 8, 2017 21:36 UTC
KUNA MARK LSVP & Controller
Exercise / conversionNonqualified stock options · Derivative 3,397 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001209784-17-000055 · edgar.xml · derivative · entry 6

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,095

Underlying: Common stock · 3,397 shares

Expires 2024-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Nonqualified stock options granted on February 3, 2014 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.

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August 04, 2017 Filed Aug 8, 2017 21:36 UTC
KUNA MARK LSVP & Controller
SaleCommon stock 46,959 $20.22 $949,567.33
Disclosure

SEC source: 0001209784-17-000055 · edgar.xml · nonDerivative · entry 4

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,491

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:36 UTC
KUNA MARK LSVP & Controller
Exercise / conversionCommon stock 27,400 $11.30 $309,483.00
Disclosure

SEC source: 0001209784-17-000055 · edgar.xml · nonDerivative · entry 3

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:36 UTC
KUNA MARK LSVP & Controller
Exercise / conversionCommon stock 16,162 $9.31 $150,387.41
Disclosure

SEC source: 0001209784-17-000055 · edgar.xml · nonDerivative · entry 2

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:36 UTC
KUNA MARK LSVP & Controller
Exercise / conversionCommon stock 3,397 $5.71 $19,413.52
Disclosure

SEC source: 0001209784-17-000055 · edgar.xml · nonDerivative · entry 1

KUNA MARK L · CIK 0001209784 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.