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ORN

Orion Group Holdings Inc

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Tapewire entity
5724
SEC CIK
0001402829
Parsed reports
207

Last 12 months

Inside the activity.

5 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202612
Apr 202600
May 202603
Jun 202600
Jul 202640
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2018 Filed Aug 13, 2018 22:03 UTC SaleCommon Stock 6,000 $9.17 $54,996.00
Disclosure

SEC source: 0001567619-18-000660 · doc1.xml · nonDerivative · entry 2

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,686

Read SEC document
August 09, 2018 Filed Aug 13, 2018 22:03 UTC SaleCommon Stock 6,064 $9.38 $56,905.18
Disclosure

SEC source: 0001567619-18-000660 · doc1.xml · nonDerivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,686

Read SEC document
August 06, 2018 Filed Aug 7, 2018 21:19 UTC
DeAlmeida Christopher JamesEVP & Chief Financial Officer
SaleCommon Stock 5,899 $9.50 $56,040.50
Disclosure

SEC source: 0001140361-18-035872 · doc1.xml · nonDerivative · entry 2

DeAlmeida Christopher James · CIK 0001578001 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,233

F1 · shares: The above transactions were pursuant to a Rule 10b5-1 Plan.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:19 UTC
DeAlmeida Christopher JamesEVP & Chief Financial Officer
SaleCommon Stock 100 $9.50 $950.00
Disclosure

SEC source: 0001140361-18-035872 · doc1.xml · nonDerivative · entry 1

DeAlmeida Christopher James · CIK 0001578001 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,132

F1 · shares: The above transactions were pursuant to a Rule 10b5-1 Plan.

Read SEC document
July 17, 2018 Filed Jul 18, 2018 18:20 UTC
Stauffer Mark R.President & Chief Exec Officer
SaleCommon stock 10,000 $9.00 $90,009.00
Disclosure

SEC source: 0001140361-18-032816 · doc1.xml · nonDerivative · entry 1

Stauffer Mark R. · CIK 0001417119 · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,221

F1 · shares: The above transaction was pursuant to a Rule 10b5-1 Plan.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 20:53 UTC OtherCommon Stock Options · Derivative 79,750 $6.00 Strike: $6.00 $478,500.00
Disclosure

SEC source: 0001140361-18-032921 · doc1.xml · derivative · entry 1

PEARSON JAMES MICHAEL · CIK 0001195868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,808

Underlying: Common stock options · 79,750 shares

Expires 2018-10-07

F1 · shares: The above transaction was pursuant to a Rule 10b5-1 Plan.

Read SEC document
July 13, 2018 Filed Jul 17, 2018 17:18 UTC
Buchler Peter R.Executive Vice President · General Counsel & Secretary
OtherCommon Stock Options · Derivative 29,973 $6.00 Strike: $6.00 $179,838.00
Disclosure

SEC source: 0001140361-18-032733 · doc1.xml · derivative · entry 1

Buchler Peter R. · CIK 0001476693 · Executive Vice President · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,267

Underlying: Common stock options · 29,973 shares

Expires 2021-08-18

F1 · shares: The above transaction was pursuant to a Rule 10b5-1 Plan.

Read SEC document
July 11, 2018 Filed Jul 12, 2018 16:48 UTC
Buchler Peter R.Executive Vice President · General Counsel & Secretary
OtherCommon Stock Options · Derivative 17,163 $6.00 Strike: $6.00 $102,978.00
Disclosure

SEC source: 0001140361-18-032281 · doc1.xml · derivative · entry 2

Buchler Peter R. · CIK 0001476693 · Executive Vice President · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,240

Underlying: Common stock options · 17,163 shares

Expires 2021-08-18

F1 · shares: The above transactions were pursuant to a Rule 10b5-1 Plan.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 16:48 UTC
Buchler Peter R.Executive Vice President · General Counsel & Secretary
OtherCommon Stock Options · Derivative 14,800 $6.00 Strike: $6.00 $88,800.00
Disclosure

SEC source: 0001140361-18-032281 · doc1.xml · derivative · entry 1

Buchler Peter R. · CIK 0001476693 · Executive Vice President · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,403

Underlying: Common stock options · 14,800 shares

Expires 2021-08-18

F1 · shares: The above transactions were pursuant to a Rule 10b5-1 Plan.

Read SEC document
June 25, 2018 Filed Jun 27, 2018 17:00 UTC
Buchler Peter R.Executive Vice President · General Counsel & Secretary
OtherCommon Stock Options · Derivative 3,200 $6.00 Strike: $6.00 $19,200.00
Disclosure

SEC source: 0001140361-18-030149 · doc1.xml · derivative · entry 1

Buchler Peter R. · CIK 0001476693 · Executive Vice President · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,203

Underlying: Common stock options · 3,200 shares

Expires 2021-08-18

F1 · shares: The above transaction was pursuant to a Rule 10b5-1 Plan.

Read SEC document
June 25, 2018 Filed Jun 27, 2018 17:02 UTC OtherCommon Stock Options · Derivative 15,000 $6.00 Strike: $6.00 $90,000.00
Disclosure

SEC source: 0001140361-18-030157 · doc1.xml · derivative · entry 1

Daerr Richard L. · CIK 0001420297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock options · 15,000 shares

Expires 2018-10-09

F1 · shares: The above transaction was pursuant to a Rule 10b5-1 Plan.

Read SEC document
June 25, 2018 Filed Jun 27, 2018 17:05 UTC
Stauffer Mark R.President & Chief Exec Officer
SaleCommon stock 10,000 $8.50 $85,014.00
Disclosure

SEC source: 0001140361-18-030165 · doc1.xml · nonDerivative · entry 1

Stauffer Mark R. · CIK 0001417119 · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,221

F1 · shares: The above transaction was pursuant to a Rule 10b5-1 Plan.

Read SEC document
June 25, 2018 Filed Jun 27, 2018 21:04 UTC
DeAlmeida Christopher JamesEVP & Chief Financial Officer
OtherCommon Stock Options · Derivative 13,215 $4.94 Strike: $4.94 $65,282.10
Disclosure

SEC source: 0001140361-18-030160 · doc1.xml · derivative · entry 1

DeAlmeida Christopher James · CIK 0001578001 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,621

Underlying: Common stock options · 13,215 shares

Expires 2026-05-19

F1 · shares: The above transaction was pursuant to a Rule 10b5-1 Plan.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 17:10 UTC
Stauffer Mark R.President & Chief Exec Officer
SaleCommon stock 10,000 $8.00 $80,002.00
Disclosure

SEC source: 0001140361-18-026867 · doc1.xml · nonDerivative · entry 1

Stauffer Mark R. · CIK 0001417119 · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,221

F1 · shares: The above transaction was pursuant to a Rule 10b5-1 Plan.

Read SEC document
May 24, 2018 Filed May 29, 2018 17:27 UTC GrantCommon stock 12,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-026055 · doc1.xml · nonDerivative · entry 1

AMONETT THOMAS N · CIK 0001029695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,704

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vests in its entirety on the date of the grant, May 24, 2018.

Read SEC document
May 24, 2018 Filed May 29, 2018 17:33 UTC
Buchler Peter R.Executive Vice President · Genl Counsel & Secretary
GrantCommon stock options · Derivative 31,475 $0.00 Strike: $7.46 $0.00
Disclosure

SEC source: 0001140361-18-026071 · doc1.xml · derivative · entry 3

Buchler Peter R. · CIK 0001476693 · Executive Vice President · Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,403

Underlying: Common stock · 31,475 shares

Expires 2028-05-24

F2 · derivative.exercise_date: This stock option grant is exercisable cumulatively at a rate of 1/3 upon the first anniversary of the stock option grant (May 24, 2019) and 1/36 per month thereafter such that all option shares are exercisable on the third anniversary of the stock option grant.

Read SEC document
May 24, 2018 Filed May 29, 2018 17:33 UTC
Buchler Peter R.Executive Vice President · Genl Counsel & Secretary
GrantCommon Stock 11,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-026071 · doc1.xml · nonDerivative · entry 2

Buchler Peter R. · CIK 0001476693 · Executive Vice President · Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,656

F3 · price: This grant of restricted stock vests entirely on third anniversary (May 24, 2021) if performance metrics are met.

Read SEC document
May 24, 2018 Filed May 29, 2018 17:33 UTC
Buchler Peter R.Executive Vice President · Genl Counsel & Secretary
GrantCommon stock 23,458 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-026071 · doc1.xml · nonDerivative · entry 1

Buchler Peter R. · CIK 0001476693 · Executive Vice President · Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,927

F1 · price: This grant of restricted stock vests cumulatively at a rate of 1/3 upon the first anniversary of the stock grant (May 24, 2019) and 1/36 per month thereafter such that all shares are vested on the third anniversary of the stock grant.

Read SEC document
May 24, 2018 Filed May 29, 2018 17:28 UTC GrantCommon Stock 12,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-026057 · doc1.xml · nonDerivative · entry 1

Daerr Richard L. · CIK 0001420297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,564

F1 · price: The grant of restricted shares under the Company's Long Term Incentive Plan vests in its entirety on the date of the grant, May 24, 2018.

Read SEC document
May 24, 2018 Filed May 29, 2018 17:32 UTC
Stauffer Mark R.President & Chief Exec Officer
GrantCommon Stock Options · Derivative 98,921 $0.00 Strike: $7.46 $0.00
Disclosure

SEC source: 0001140361-18-026067 · doc1.xml · derivative · entry 3

Stauffer Mark R. · CIK 0001417119 · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,318

Underlying: Common Stock · 98,921 shares

Expires 2028-05-24

F2 · derivative.exercise_date: The stock option grant is exercisable cumulatively at a rate of 1/3 upon the first anniversary of the stock option grant (May 24, 2019) and 1/36 per month thereafter such that all option shares are exercisable on the third anniversary of the stock option grant.

Read SEC document
May 24, 2018 Filed May 29, 2018 17:32 UTC
Stauffer Mark R.President & Chief Exec Officer
GrantCommon Stock 36,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-026067 · doc1.xml · nonDerivative · entry 2

Stauffer Mark R. · CIK 0001417119 · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,221

F3 · price: This grant of restricted stock vests entirely on third anniversary (May 24, 2021) if performance metrics are met.

Read SEC document
May 24, 2018 Filed May 29, 2018 17:32 UTC
Stauffer Mark R.President & Chief Exec Officer
GrantCommon stock 73,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-026067 · doc1.xml · nonDerivative · entry 1

Stauffer Mark R. · CIK 0001417119 · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,358

F1 · price: This grant of restricted stock vests cumulatively at a rate of 1/3 upon the first anniversary of the stock grant (May 24, 2019) and 1/36 per month thereafter such that all shares are vested on the third anniversary of the stock grant.

Read SEC document
May 24, 2018 Filed May 29, 2018 21:31 UTC GrantCommon Stock 12,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-026065 · doc1.xml · nonDerivative · entry 1

Stoever Gene G · CIK 0001295826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,615

F1 · price: The grant of restricted stock under the Company's Long Term Incentive plan vests in its entirety on the date of the grant, May 24,2018.

Read SEC document
May 24, 2018 Filed May 29, 2018 21:30 UTC GrantCommon Stock 12,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-026063 · doc1.xml · nonDerivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,750

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vests in its entirety on the date of the grant, May 24, 2018.

Read SEC document
May 24, 2018 Filed May 29, 2018 21:29 UTC GrantCommon Stock 12,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-026060 · doc1.xml · nonDerivative · entry 1

PEARSON JAMES MICHAEL · CIK 0001195868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,542

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vests in its entirety on the date of the grant, May 24, 2018.

Read SEC document
May 24, 2018 Filed May 30, 2018 13:36 UTC
DeAlmeida Christopher JamesEVP & Chief Financial Officer
GrantCommon Stock Options · Derivative 31,475 $0.00 Strike: $7.46 $0.00
Disclosure

SEC source: 0001140361-18-026176 · doc1.xml · derivative · entry 3

DeAlmeida Christopher James · CIK 0001578001 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,836

Underlying: Common Stock · 31,475 shares

Expires 2028-05-24

F2 · derivative.exercise_date: The stock option grant is exercisable cumulatively at a rate of 1/3 upon the first anniversary of the stock option grant (May 24, 2019) and 1/36 per month thereafter such that all option shares are exercisable on the third anniversary of the stock option grant.

Read SEC document
May 24, 2018 Filed May 30, 2018 13:36 UTC
DeAlmeida Christopher JamesEVP & Chief Financial Officer
GrantCommon Stock 11,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-026176 · doc1.xml · nonDerivative · entry 2

DeAlmeida Christopher James · CIK 0001578001 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,232

F3 · price: This grant of restricted stock vests entirely on third anniversary (May 24, 2021) if performance metrics are met.

Read SEC document
May 24, 2018 Filed May 30, 2018 13:36 UTC
DeAlmeida Christopher JamesEVP & Chief Financial Officer
GrantCommon Stock 23,458 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-026176 · doc1.xml · nonDerivative · entry 1

DeAlmeida Christopher James · CIK 0001578001 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,503

F1 · price: This grant of restricted stock vests cumulatively at a rate of 1/3 upon the first anniversary of the stock grant (May 24, 2019) and 1/36 per month thereafter such that all shares are vested on the third anniversary of the stock grant.

Read SEC document
May 09, 2018 Filed May 11, 2018 17:20 UTC
Stauffer Mark R.President & Chief Exec Officer
OtherCommon Stock Options · Derivative 29,860 $6.00 Strike: $6.00 $179,160.00
Disclosure

SEC source: 0001140361-18-023086 · doc1.xml · derivative · entry 1

Stauffer Mark R. · CIK 0001417119 · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,541

Underlying: Common stock options · 29,860 shares

Expires 2018-10-07

F1 · shares: The above transaction was pursuant to a Rule 10b5-1 Plan.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:11 UTC
Stauffer Mark R.President & Chief Exec Officer
SaleCommon stock 20,000 $7.56 $151,132.00
Disclosure

SEC source: 0001140361-17-046229 · doc1.xml · nonDerivative · entry 1

Stauffer Mark R. · CIK 0001417119 · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,631

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:04 UTC SaleCommon Stock 2,744 $7.71 $21,156.24
Disclosure

SEC source: 0001140361-17-043511 · doc1.xml · nonDerivative · entry 2

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,686

Read SEC document
November 16, 2017 Filed Nov 21, 2017 21:04 UTC SaleCommon Stock 9,721 $7.50 $72,907.50
Disclosure

SEC source: 0001140361-17-043511 · doc1.xml · nonDerivative · entry 1

SHANFELTER AUSTIN J · CIK 0001221430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,430

Read SEC document
May 31, 2017 Filed Jun 1, 2017 21:43 UTC
Breaux Larry DwayneChief Operating Officer & EVP
SaleCommon Stock 3,500 $7.21 $25,224.15
Disclosure

SEC source: 0001140361-17-023356 · doc1.xml · nonDerivative · entry 1

Breaux Larry Dwayne · CIK 0001654466 · Chief Operating Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,123

Read SEC document
May 26, 2017 Filed May 26, 2017 20:24 UTC
Breaux Larry DwayneChief Operating Officer & EVP
SaleCommon Stock 1,800 $7.24 $13,039.92
Disclosure

SEC source: 0001140361-17-022553 · doc1.xml · nonDerivative · entry 5

Breaux Larry Dwayne · CIK 0001654466 · Chief Operating Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,623

Read SEC document
May 25, 2017 Filed May 26, 2017 14:28 UTC GrantCommon stock 12,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-022499 · doc1.xml · nonDerivative · entry 1

AMONETT THOMAS N · CIK 0001029695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,640

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vests in its entirety on the date of the grant, May 25, 2017.

Read SEC document
May 25, 2017 Filed May 26, 2017 18:30 UTC GrantCommon Stock 12,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-022501 · doc1.xml · nonDerivative · entry 1

PEARSON JAMES MICHAEL · CIK 0001195868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,478

F1 · price: The grant of restricted stock under the Company's Long Term Incentive Plan vests in its entirety on the date of the grant, May 25, 2017.

Read SEC document
May 25, 2017 Filed May 26, 2017 16:22 UTC
Buchler Peter R.Executive Vice President · Genl Counsel & Secretary
GrantCommon stock options · Derivative 26,639 $0.00 Strike: $7.22 $0.00
Disclosure

SEC source: 0001140361-17-022549 · doc1.xml · derivative · entry 3

Buchler Peter R. · CIK 0001476693 · Executive Vice President · Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,928

Underlying: Common stock · 26,639 shares

Expires 2027-05-25

F2 · derivative.exercise_date: This stock option grant is exercisable cumulatively at a rate of 1/3 upon the first anniversary of the stock option grant (May 25, 2018) and 1/36 per month thereafter such that all option shares are exercisable on the third anniversary of the stock option grant.

Read SEC document
May 25, 2017 Filed May 26, 2017 16:22 UTC
Buchler Peter R.Executive Vice President · Genl Counsel & Secretary
GrantCommon Stock 9,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-022549 · doc1.xml · nonDerivative · entry 2

Buchler Peter R. · CIK 0001476693 · Executive Vice President · Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,469

F3 · price: This grant of restricted stock vests entirely on third anniversary (May 25, 2020) if performance metrics are met.

Read SEC document
May 25, 2017 Filed May 26, 2017 16:22 UTC
Buchler Peter R.Executive Vice President · Genl Counsel & Secretary
GrantCommon stock 18,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-022549 · doc1.xml · nonDerivative · entry 1

Buchler Peter R. · CIK 0001476693 · Executive Vice President · Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,466

F1 · price: This grant of restricted stock vests cumulatively at a rate of 1/3 upon the first anniversary of the stock grant (May 25, 2018) and 1/36 per month thereafter such that all shares are vested on the third anniversary of the stock grant.

Read SEC document
May 25, 2017 Filed May 26, 2017 14:30 UTC GrantCommon Stock 12,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-022500 · doc1.xml · nonDerivative · entry 1

Daerr Richard L. · CIK 0001420297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,500

F1 · price: The grant of restricted shares under the Company's Long Term Incentive Plan vests in its entirety on the date of the grant, May 25, 2017.

Read SEC document
May 25, 2017 Filed May 26, 2017 16:27 UTC
Stauffer Mark R.President & Chief Exec Officer
GrantCommon Stock Options · Derivative 102,459 $0.00 Strike: $7.22 $0.00
Disclosure

SEC source: 0001140361-17-022557 · doc1.xml · derivative · entry 3

Stauffer Mark R. · CIK 0001417119 · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,401

Underlying: Common Stock · 102,459 shares

Expires 2027-05-25

F2 · derivative.exercise_date: The stock option grant is exercisable cumulatively at a rate of 1/3 upon the first anniversary of the stock option grant (May 25, 2018) and 1/36 per month thereafter such that all option shares are exercisable on the third anniversary of the stock option grant.

Read SEC document
May 25, 2017 Filed May 26, 2017 16:27 UTC
Stauffer Mark R.President & Chief Exec Officer
GrantCommon Stock 34,626 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-022557 · doc1.xml · nonDerivative · entry 2

Stauffer Mark R. · CIK 0001417119 · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,631

F3 · price: This grant of restricted stock vests entirely on third anniversary (May 25, 2020) if performance metrics are met.

Read SEC document
May 25, 2017 Filed May 26, 2017 16:27 UTC
Stauffer Mark R.President & Chief Exec Officer
GrantCommon stock 69,252 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-022557 · doc1.xml · nonDerivative · entry 1

Stauffer Mark R. · CIK 0001417119 · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,005

F1 · price: This grant of restricted stock vests cumulatively at a rate of 1/3 upon the first anniversary of the stock grant (May 25, 2018) and 1/36 per month thereafter such that all shares are vested on the third anniversary of the stock grant.

Read SEC document
May 25, 2017 Filed May 26, 2017 20:24 UTC
Breaux Larry DwayneChief Operating Officer & EVP
GrantCommon Stock Options · Derivative 51,230 $0.00 Strike: $7.22 $0.00
Disclosure

SEC source: 0001140361-17-022553 · doc1.xml · derivative · entry 6

Breaux Larry Dwayne · CIK 0001654466 · Chief Operating Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,715

Underlying: Common Stock · 51,230 shares

Expires 2027-05-25

F2 · derivative.exercise_date: The stock option grant is exercisable cumulatively at a rate of 1/3 upon the first anniversary of the stock option grant (May 25, 2018) and 1/36 per month thereafter such that all option shares are exercisable on the third anniversary of the stock option grant.

Read SEC document
May 25, 2017 Filed May 26, 2017 20:24 UTC
Breaux Larry DwayneChief Operating Officer & EVP
GrantCommon Stock 17,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-022553 · doc1.xml · nonDerivative · entry 4

Breaux Larry Dwayne · CIK 0001654466 · Chief Operating Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,423

F3 · price: This grant of restricted stock vests entirely on third anniversary (May 25, 2020) if performance metrics are met.

Read SEC document
May 25, 2017 Filed May 26, 2017 20:24 UTC
Breaux Larry DwayneChief Operating Officer & EVP
GrantCommon stock 34,626 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-022553 · doc1.xml · nonDerivative · entry 3

Breaux Larry Dwayne · CIK 0001654466 · Chief Operating Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,110

F1 · price: This grant of restricted stock vests cumulatively at a rate of 1/3 upon the first anniversary of the stock grant (May 25, 2018) and 1/36 per month thereafter such that all shares are vested on the third anniversary of the stock grant.

Read SEC document
May 25, 2017 Filed May 26, 2017 20:24 UTC
Breaux Larry DwayneChief Operating Officer & EVP
SaleCommon Stock 4,400 $7.26 $31,928.16
Disclosure

SEC source: 0001140361-17-022553 · doc1.xml · nonDerivative · entry 2

Breaux Larry Dwayne · CIK 0001654466 · Chief Operating Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,484

Read SEC document
May 25, 2017 Filed May 26, 2017 20:21 UTC
DeAlmeida Christopher JamesEVP & Chief Financial Officer
GrantCommon Stock Options · Derivative 26,639 $0.00 Strike: $7.22 $0.00
Disclosure

SEC source: 0001140361-17-022547 · doc1.xml · derivative · entry 3

DeAlmeida Christopher James · CIK 0001578001 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,315

Underlying: Common Stock · 26,639 shares

Expires 2027-05-25

F2 · derivative.exercise_date: The stock option grant is exercisable cumulatively at a rate of 1/3 upon the first anniversary of the stock option grant (May 25, 2018) and 1/36 per month thereafter such that all option shares are exercisable on the third anniversary of the stock option grant.

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May 25, 2017 Filed May 26, 2017 20:21 UTC
DeAlmeida Christopher JamesEVP & Chief Financial Officer
GrantCommon Stock 9,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-022547 · doc1.xml · nonDerivative · entry 2

DeAlmeida Christopher James · CIK 0001578001 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,045

F3 · price: This grant of restricted stock vests entirely on third anniversary (May 25, 2020) if performance metrics are met.

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May 25, 2017 Filed May 26, 2017 20:21 UTC
DeAlmeida Christopher JamesEVP & Chief Financial Officer
GrantCommon Stock 18,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-022547 · doc1.xml · nonDerivative · entry 1

DeAlmeida Christopher James · CIK 0001578001 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,042

F1 · price: This grant of restricted stock vests cumulatively at a rate of 1/3 upon the first anniversary of the stock grant (May 25, 2018) and 1/36 per month thereafter such that all shares are vested on the third anniversary of the stock grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.